-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QSH9rfGN/jkgV47GVovzcwejbryOtyAWqfdX1hmvI7ntbmqX86MWLqiPuzVMrnpm 2TmcG7KPMM29Al+3qFnn4A== 0001294441-04-000013.txt : 20041214 0001294441-04-000013.hdr.sgml : 20041214 20041214173035 ACCESSION NUMBER: 0001294441-04-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041210 FILED AS OF DATE: 20041214 DATE AS OF CHANGE: 20041214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUIZENGA H WAYNE CENTRAL INDEX KEY: 0000917702 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-72443 FILM NUMBER: 041202625 BUSINESS ADDRESS: BUSINESS PHONE: 6309902100 MAIL ADDRESS: STREET 1: 2215 YORK RD STREET 2: SUITE 600 CITY: OAKBROOK STATE: IL ZIP: 60521 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOCA RESORTS INC CENTRAL INDEX KEY: 0001020905 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 650676005 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 501 E. CAMINO REAL CITY: BOCA RATON STATE: FL ZIP: 33432 BUSINESS PHONE: 5614475302 MAIL ADDRESS: STREET 1: 501 E. CAMINO REAL CITY: BOCA RATON STATE: FL ZIP: 33432 FORMER COMPANY: FORMER CONFORMED NAME: FLORIDA PANTHERS HOLDINGS INC DATE OF NAME CHANGE: 19960917 FORMER COMPANY: FORMER CONFORMED NAME: FLORIDA PANTHERS INC DATE OF NAME CHANGE: 19960813 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-12-10 0 0001020905 BOCA RESORTS INC RST 0000917702 HUIZENGA H WAYNE 450 EAST LAS OLAS BLVD., STE. 1500 FORT LAUDERDALE FL 33301 1 1 1 0 Chairman of the Board & CEO Class A common stock 2004-12-10 4 D 0 397202 24 D 0 D Class A common stock 2004-12-10 4 D 0 6033494 24 D 0 I By Huizenga Investments Limited Partnership Class A common stock 2004-12-10 4 D 0 100100 24 D 0 I By spouse, for which Mr. Huizenga disclaims beneficial ownership. Class B common stock 2004-12-10 4 D 0 255000 24 D 0 D Employee Stock Option (right to buy) 13.55 2004-12-10 4 D 0 150000 10.45 D 2013-11-07 Class A Common Stock 150000 0 D Employee Stock Option (right to buy) 11.16 2004-12-10 4 D 0 250000 12.84 D 2012-11-19 Class A Common Stock 250000 0 D Employee Stock Option (right to buy) 9.32 2004-12-10 4 D 0 250000 14.68 D 2011-11-05 Class A Common Stock 250000 0 D Employee Stock Option (right to buy) 13.6875 2004-12-10 4 D 0 350000 10.3125 D 2010-11-02 Class A Common Stock 350000 0 D Employee Stock Option (right to buy) 9.3125 2004-12-10 4 D 0 350000 14.6875 D 2009-01-04 Class A Common Stock 350000 0 D Employee Stock Option (right to buy) 17.25 2004-12-10 4 D 0 350000 6.75 D 2008-01-02 Class A Common Stock 350000 0 D Employee Stock Option (right to buy) 10 2004-12-10 4 D 0 100000 14 D 2006-11-13 Class A Common Stock 100000 0 D Disposed of pursuant to an Agreement and Plan of Merger, dated as of October 20, 2004, between the Boca Resorts, Inc., Baton Holdings Inc. and Baton Acquisition Inc. in exchange for $24 per share on the effective date of the merger. This option, which provided for vesting in four equal annual installments beginning 11/07/04, the first anniversary of the date of grant, was canceled in the merger in exchange for a cash payment of $1,567,500, representing the difference between the exercise price of the option and the market value of the underlying Class A common stock of Boca Resorts, Inc. on the effective date of the merger (i.e., $24 per share). This option, which provided for vesting in four equal annual installments beginning 11/19/03, the first anniversary of the date of grant, was canceled in the merger in exchange for a cash payment of $3,210,000, representing the difference between the exercise price of the option and the market value of the underlying Class A common stock of Boca Resorts, Inc. on the effective date of the merger (i.e., $24 per share). This option, which provided for vesting in four equal annual installments beginning 11/05/02, the first anniversary of the date of grant, was canceled in the merger in exchange for a cash payment of $3,670,000, representing the difference between the exercise price of the option and the market value of the underlying Class A common stock of Boca Resorts, Inc. on the effective date of the merger (i.e., $24 per share). This option, which provided for vesting in four equal annual installments beginning 11/02/01, the first anniversary of the date of grant, was canceled in the merger in exchange for a cash payment of $3,609,375, representing the difference between the exercise price of the option and the market value of the underlying Class A common stock of Boca Resorts, Inc. on the effective date of the merger (i.e., $24 per share). This option, which provided for vesting in four equal annual installments beginning 1/04/00, the first anniversary of the date of grant, was canceled in the merger in exchange for a cash payment of $5,140,625, representing the difference between the exercise price of the option and the market value of the underlying Class A common stock of Boca Resorts, Inc. on the effective date of the merger (i.e., $24 per share). This option, which provided for vesting in four equal annual installments beginning 1/02/99, the first anniversary of the date of grant, was canceled in the merger in exchange for a cash payment of $2,362,500, representing the difference between the exercise price of the option and the market value of the underlying Class A common stock of Boca Resorts, Inc. on the effective date of the merger (i.e., $24 per share). This option, which provided for vesting in four equal annual installments beginning 11/13/97, the first anniversary of the date of grant, was canceled in the merger in exchange for a cash payment of $1,400,000, representing the difference between the exercise price of the option and the market value of the underlying Class A common stock of Boca Resorts, Inc. on the effective date of the merger (i.e., $24 per share). /s/ H. Wayne Huizenga 2004-12-14 -----END PRIVACY-ENHANCED MESSAGE-----