0000950144-01-508445.txt : 20011128 0000950144-01-508445.hdr.sgml : 20011128 ACCESSION NUMBER: 0000950144-01-508445 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011107 GROUP MEMBERS: HUIZENGA INVESTMENTS LIMITED PARTNERSHIP GROUP MEMBERS: HUIZENGA INVESTMENTS, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AUTONATION INC /FL CENTRAL INDEX KEY: 0000350698 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 731105145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-40342 FILM NUMBER: 1776312 BUSINESS ADDRESS: STREET 1: 110 SE 6TH ST CITY: FT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547696000 MAIL ADDRESS: STREET 1: 110 SE 6TH ST CITY: FT LAUDERDALE STATE: FL ZIP: 33301 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC INDUSTRIES INC DATE OF NAME CHANGE: 19951215 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC RESOURCES CORP DATE OF NAME CHANGE: 19900226 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC WASTE INDUSTRIES INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HUIZENGA H WAYNE CENTRAL INDEX KEY: 0000917702 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2215 YORK RD STREET 2: SUITE 600 CITY: OAKBROOK STATE: IL ZIP: 60521 BUSINESS PHONE: 6309902100 MAIL ADDRESS: STREET 1: 2215 YORK RD STREET 2: SUITE 600 CITY: OAKBROOK STATE: IL ZIP: 60521 SC 13D/A 1 g72382w6sc13da.txt AUTONATION, INC AMENDMENT NO. 6 (HUIZENGA) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 6) AutoNation, Inc. -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value -------------------------------------------------------------------------------- (Title of Class of Securities) 05329W102 -------------- (CUSIP Number) Jonathan L. Awner, Esq. Akerman, Senterfitt & Eidson, P.A. One Southeast Third Avenue Miami, Florida 33131 Tel. No. (305) 374-5600 -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 30, 2001 ---------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this statement because of Rule 13d-1(b)(3) or (4), check the following box: [ ] (Continued on following pages) SCHEDULE 13D CUSIP NO. 05329W102 Page 2 of 11 Pages ---------------------------- --------------------------- NAME OF REPORTING PERSONS/ 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS H. Wayne Huizenga -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[ ] 2 (b)[ ] -------------------------------------------------------------------------------- SEC USE ONLY 3 -------------------------------------------------------------------------------- SOURCE OF FUNDS 4 -------------------------------------------------------------------------------- CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 6 United States of America -------------------------------------------------------------------------------- SOLE VOTING POWER 7 NUMBER OF 17,266,482 SHARES -------------------------------------------- BENEFICIALLY SHARED VOTING POWER OWNED BY 8 EACH -0- REPORTING -------------------------------------------- PERSON SOLE DISPOSITIVE POWER WITH 9 17,266,482 -------------------------------------------- SHARED DISPOSITIVE POWER 10 -0- -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 17,266,482 -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN 12 SHARES [ ] -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 5.2% -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 14 IN -------------------------------------------------------------------------------- SCHEDULE 13D CUSIP NO. 05329W102 Page 3 of 11 Pages ---------------------------- --------------------------- NAME OF REPORTING PERSONS 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Huizenga Investments Limited Partnership -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[ ] 2 (b)[ ] -------------------------------------------------------------------------------- SEC USE ONLY 3 -------------------------------------------------------------------------------- SOURCE OF FUNDS 4 -------------------------------------------------------------------------------- CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 6 Nevada -------------------------------------------------------------------------------- SOLE VOTING POWER 7 NUMBER OF 9,894,219 SHARES -------------------------------------------- BENEFICIALLY SHARED VOTING POWER OWNED BY 8 EACH -0- REPORTING -------------------------------------------- PERSON SOLE DISPOSITIVE POWER WITH 9 9,894,219 -------------------------------------------- SHARED DISPOSITIVE POWER 10 -0- -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 9,894,219 -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 3.0% -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 PN -------------------------------------------------------------------------------- SCHEDULE 13D CUSIP NO. 05329W102 Page 4 of 11 Pages ---------------------------- --------------------------- NAME OF REPORTING PERSONS 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Huizenga Investments, Inc. -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[ ] 2 (b)[ ] -------------------------------------------------------------------------------- SEC USE ONLY 3 -------------------------------------------------------------------------------- SOURCE OF FUNDS 4 -------------------------------------------------------------------------------- CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEMS 2(d) or 2(e) [ ] -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 6 Nevada -------------------------------------------------------------------------------- SOLE VOTING POWER 7 NUMBER OF 9,894,219 SHARES -------------------------------------------- BENEFICIALLY SHARED VOTING POWER OWNED BY 8 EACH -0- REPORTING -------------------------------------------- PERSON SOLE DISPOSITIVE POWER WITH 9 9,894,219 -------------------------------------------- SHARED DISPOSITIVE POWER 10 -0- -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 9,894,219 -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 3.0% -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 CO -------------------------------------------------------------------------------- The Reporting Persons listed on the cover pages to this Amendment No. 6 to Schedule 13D hereby make the following statement (this "Statement") pursuant to Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations promulgated thereunder. This Statement is an amendment to the Schedule 13D filed by H. Wayne Huizenga dated May 21, 1995, as amended by Amendment No. 1 dated July 17, 1995, as amended by Amendment No. 2 dated August 3, 1995, as amended by Amendment No. 3 dated October 27, 1995, as amended by Amendment No. 4 dated January 16, 1997, as amended by Amendment No. 5 dated May 7, 2001 (taken together, the "Original Schedule 13D"). For further information regarding any of the items amended herein, reference is made to the Original Schedule 13D. Capitalized terms used herein and not defined have the meanings ascribed to them in the Original Schedule 13D. Page 5 of 11 Pages ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5 of the Original Schedule 13D is hereby amended in its entirety as follows: (a) and (b) As of October 30, 2001, Mr. Huizenga may be deemed to beneficially own 17,266,482 shares of Common Stock, which includes 2,929 shares of Common Stock owned directly by Mr. Huizenga, 9,894,219 shares of Common Stock beneficially owned by HILP as described below and 7,369,334 shares of Common Stock issuable to Mr. Huizenga upon exercise of employee stock options, representing in aggregate approximately 5.2% of the outstanding shares of Common Stock, calculated in accordance with Rule 13d-3 under the Exchange Act (based on 324,967,303 shares of Common Stock issued and outstanding as of October 26, 2001, plus the 7,369,334 shares of Common Stock issuable upon exercise of employee stock options which Mr. Huizenga may be deemed to beneficially own and which are deemed outstanding for purposes of this computation). Mr. Huizenga has the sole power to vote and the sole power to dispose of the 17,266,482 shares of Common Stock which he may be deemed to beneficially own. As of October 30, 2001, HILP may be deemed to beneficially own 9,894,219 shares of Common Stock, representing approximately 3.0% of the outstanding shares of Common Stock, calculated in accordance with Rule 13d-3 under the Exchange Act (based on 324,967,303 shares of Common Stock issued and outstanding as of October 26, 2001). HILP has the sole power to vote and the sole power to dispose of the 9,894,219 shares of Common Stock which it may be deemed to beneficially own. As of October 30, 2001, HII may be deemed to beneficially own the 9,894,219 shares of Common Stock beneficially owned by HILP described above, representing 3.0% of the outstanding shares of Common Stock, calculated in accordance with Rule 13d-3 under the Exchange Act (based on 324,967,303 shares of Common Stock issued and outstanding as of October 26, 2001). HII has the sole power to vote and the sole power to dispose of the 9,894,219 shares of Common Stock which it may be deemed to beneficially own. Page 6 of 11 Pages As of October 30, 2001, none of the persons listed in Item 2 above (other than the Reporting Persons), individually or in the aggregate, beneficially owns more than 1% of the outstanding shares of Common Stock. Because the persons listed in Item 2 above (other than the Reporting Persons) are either officers or directors of HII, they each may be deemed, pursuant to Rule 13d-3 under the Exchange Act, to be the beneficial owner of the 9,894,219 shares of Common Stock beneficially owned by HILP and HII described above. Each of such persons disclaims beneficial ownership of any of the 9,894,219 shares of Common Stock owned by HILP and HII. (c) On October 30, 2001, HILP sold 15,000,000 shares of Common Stock at a price of $10.00 per share in a block trade. Otherwise, there have been no transactions in the Common Stock of the Issuer effected by Mr. Huizenga, HII, HILP or, to the knowledge of the Reporting Persons, any other person listed in Item 2, during the past 60 days. (e) On October 30, 2001, HILP and HII ceased to be the beneficial owner of more than five percent of the Common Stock. Page 7 of 11 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. /s/ H. Wayne Huizenga --------------------------------------------- H. WAYNE HUIZENGA Dated: November 6, 2001 Page 8 of 11 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. HUIZENGA INVESTMENTS LIMITED PARTNERSHIP, a Nevada limited partnership By: Huizenga Investments, Inc., a Nevada corporation, as general partner By:/s/ Cris V. Branden ------------------------------------- Cris V. Branden Authorized Officer Dated: November 6, 2001 Page 9 of 11 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. HUIZENGA INVESTMENTS, INC., a Nevada corporation By: /s/ Cris V. Branden ---------------------------------------- Cris V. Branden Authorized Officer Dated: November 6, 2001 Page 10 of 11 Pages INDEX TO EXHIBITS NUMBER EXHIBIT ------ ------- 1* Joint Filing Agreement among Mr. H. Wayne Huizenga, Huizenga Investments Limited Partnership and Huizenga Investments, Inc. --------------------------- * previously filed Page 11 of 11 Pages