-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TdjWAhKWeS2hW1C8DqyU+ewCZrEUUaClgKxlIPvjE7zENrCjvBOCtCF1emnat06v x1HZ9RKgL0hzljovkD77HQ== 0000950144-98-000252.txt : 19980113 0000950144-98-000252.hdr.sgml : 19980113 ACCESSION NUMBER: 0000950144-98-000252 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971212 FILED AS OF DATE: 19980112 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FLORIDA PANTHERS HOLDINGS INC CENTRAL INDEX KEY: 0001020905 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 650676005 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-13173 FILM NUMBER: 98505187 BUSINESS ADDRESS: STREET 1: 450 EAST LAS OLAS BOULEVARD STREET 2: 10TH FL CITY: FT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547681900 MAIL ADDRESS: STREET 1: 100 NORTHEAST THIRD AVE STREET 2: 10TH FL CITY: FT LAUDERDALE STATE: FL ZIP: 33301 FORMER COMPANY: FORMER CONFORMED NAME: FLORIDA PANTHERS INC DATE OF NAME CHANGE: 19960813 COMPANY DATA: COMPANY CONFORMED NAME: HUIZENGA H WAYNE CENTRAL INDEX KEY: 0000917702 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 2215 YORK RD STREET 2: SUITE 600 CITY: OAKBROOK STATE: IL ZIP: 60521 BUSINESS PHONE: 6309902100 MAIL ADDRESS: STREET 1: 2215 YORK RD STREET 2: SUITE 600 CITY: OAKBROOK STATE: IL ZIP: 60521 4 1 FLORIDA PANTHERS HOLDINGS/ H WAYNE HUIZENGA 1
- ------ U.S. SECURITIES AND EXCHANGE COMMISSION FORM 4 WASHINGTON, D.C. 20549 - ------ STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP / / Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1934 or Section 30(f) of the Investment Company Act of 1940
- ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to Huizenga H. Wayne Florida Panthers Holdings, Inc. "PAW" Issuer (Check all applicable) - --------------------------------------------- ---------------------------------------------- X Director X 10% Owner (Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- --- 450 East Las Olas Boulevard Number of Reporting Month/Year Officer (give Other (Specify - --------------------------------------------- Person (Voluntary) 12-97 ---- title --- below) (Street) ------------------------- ------------------ below) Fort Lauderdale, Florida 33301 5. If Amendment, - --------------------------------------------- Date of Original -------------------------------- (City) (State) (Zip) (Month/Year) N/A 7. Individual or Joint/Group Filing -- ------------------ (Check applicable line) Form Filed By One Reporting x Person ---- Form Filed By More Than One Reporting Person ---- - ------------------------------------------------------------------------------------------------------------------------------------ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature (Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In- Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct (Instr. 8) End of Month Direct Benefi- (Month/ (Instr. 3 and 4) (D) or cial Day/ --------------------------------------- Indirect Owner- Year) Code V Amount (A) or Price (I) ship (D) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Class A Common Stock 12/12/97 J(1) V 874,816 D 397,202 sh. D N/A - ------------------------------------------------------------------------------------------------------------------------------------ Class A Common Stock 12/12/97 J(1) V 874,816 A 6,033,494 sh. I (2) - ------------------------------------------------------------------------------------------------------------------------------------ Class A Common Stock 100,000 sh. (3) I *By Spouse - ------------------------------------------------------------------------------------------------------------------------------------ Class B Common Stock 255,000 sh. D N/A - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) (Print or Type Response) SEC 1474 (8-92)
2
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv- Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative Deriv- Day/ Disposed of (D) (Month/Day/ Secur- ative Year) (Instr. 3, 4, Year) ity Security and 5) (Instr. 5) ----------------------------------- Date Expira- Amount or -------------------------- Exer- tion Title Number of Code V (A) (D) cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ Stock Options $10.00/sh. (4) -- -- -- -- (4) 11-08-06 Class A 100,000 sh. -- Common Stock - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 9. Number of 10. Ownership 11. Nature of Security Derivative Form of Indirect (Instr. 3) Securities Derivative Beneficial Beneficially Security: Ownership Owned at End Direct (D) (Instr. 4) of Month or Indirect (I) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------- Stock Options 100,000 sh. D N/A - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- Explanation of Responses: (1) The transaction represents a transfer from the reporting person to Huizenga Investments Limited Partnership, resulting only in a change in the nature of the reporting person's beneficial ownership of the transferred shares, from direct beneficial ownership to indirect beneficial ownership through the limited partnership, as described in footnote 2 below. (2) These shares of Class A Common Stock are held indirectly through Huizenga Investments Limited Partnership, of which the sole general partner is Huizenga Investments, Inc. and the sole limited partner is the reporting person. The reporting person is the sole stockholder of Huizenga Investments, Inc. The reporting person is signing this Form 4 individually, in his capacity as limited partner of Huizenga Investments Limited Partnership and in his capacity as sole stockholder of Huizenga Investments, Inc., the sole general partner of Huizenga Investments Limited Partnership. (3) The reporting person disclaims beneficial ownership of these shares, all of which are held by his wife. (4) The options were acquired on November 8, 1996 and vest in four equal annual installments beginning on November 8, 1997. **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/ H. WAYNE HUIZENGA 1-09-98 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------- ------- **Signature of Reporting Person Date H. WAYNE HUIZENGA(2) Note. File three copies of this form, one of which must be manually signed. Page 2 If space provided is insufficient, see Instruction 6 for procedure. SEC 1474 (8-92)
-----END PRIVACY-ENHANCED MESSAGE-----