-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fg6Pg91NwgEVW15pF00q+umeBJh7/exwtFMnHzHt+4ARegktTOmWumS5Dgp7BeW8 5ouXRtTW3y5OOfR6qf0ZVA== 0000950144-97-009894.txt : 19970912 0000950144-97-009894.hdr.sgml : 19970912 ACCESSION NUMBER: 0000950144-97-009894 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970806 FILED AS OF DATE: 19970910 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FLORIDA PANTHERS HOLDINGS INC CENTRAL INDEX KEY: 0001020905 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 650676005 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-13173 FILM NUMBER: 97677774 BUSINESS ADDRESS: STREET 1: 100 NORTHEAST THIRD AVE STREET 2: 10TH FL CITY: FT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547681900 MAIL ADDRESS: STREET 1: 100 NORTHEAST THIRD AVE STREET 2: 10TH FL CITY: FT LAUDERDALE STATE: FL ZIP: 33301 FORMER COMPANY: FORMER CONFORMED NAME: FLORIDA PANTHERS INC DATE OF NAME CHANGE: 19960813 COMPANY DATA: COMPANY CONFORMED NAME: HUIZENGA H WAYNE CENTRAL INDEX KEY: 0000917702 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 2215 YORK RD STREET 2: SUITE 600 CITY: OAKBROOK STATE: IL ZIP: 60521 BUSINESS PHONE: 6309902100 MAIL ADDRESS: STREET 1: 2215 YORK RD STREET 2: SUITE 600 CITY: OAKBROOK STATE: IL ZIP: 60521 4 1 FLORIDA PANTHERS HOLDINGS/HUIZENGA FORM 4 1 - ------ FORM 4 - ------ U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP / / Check box if no longer subject to Filed pursuant to Section 16(a) of the Securities Section 16. Form 4 Exchange Act of 1934, Section 17(a) of the or Form 5 obligations Public Utility Holding Company Act of 1934 may continue. See or Section 30(f) of the Investment Company Instruction 1(b). Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to Huizenga H. Wayne Florida Panthers Holdings, Inc. "PAW" Issuer (Check all applicable) - --------------------------------------------- ---------------------------------------------- X Director 10% Owner (Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- --- 450 East Las Olas Boulevard Number of Reporting Month/Year Officer (give Other (Specify - --------------------------------------------- Person (Voluntary) 8-97 ---- title --- below) (Street) ------------------------- ------------------ below) Fort Lauderdale, Florida 33301 5. If Amendment, - --------------------------------------------- Date of Original -------------------------------- (City) (State) (Zip) (Month/Year) N/A 7. Individual or Joint/Group Filing -- ------------------ (Check applicable line) Form Filed By One Reporting x Person ---- Form Filed By More Than One Reporting Person ---- - ------------------------------------------------------------------------------------------------------------------------------------ TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature (Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In- Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct (Instr. 8) End of Month Direct Benefi- (Month/ (Instr. 3 and 4) (D) or cial Day/ --------------------------------------- Indirect Owner- Year) Code V Amount (A) or Price (I) ship (D) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Class A Common Stock 8-06-97 P -- 538,000 sh. A $19.25/sh. 5,158,678 sh. I (1) - ------------------------------------------------------------------------------------------------------------------------------------ Class A Common Stock 1,272,018 sh. D N/A - ------------------------------------------------------------------------------------------------------------------------------------ Class A Common Stock 100,000 sh. (2) I *By Spouse - ------------------------------------------------------------------------------------------------------------------------------------ Class B Common Stock 255,000 sh. D N/A - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) (Print or Type Response) SEC 1474 (8-92)
Page 1 of 3 pages 2
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv- Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative Deriv- Day/ Disposed of (D) (Month/Day/ Secur- ative Year) (Instr. 3, 4, Year) ity Security and 5) (Instr. 5) ----------------------------------- Date Expira- Amount or -------------------------- Exer- tion Title Number of Code V (A) (D) cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ Stock Options $10.00/sh. (3) -- -- -- -- (3) 11-08-06 Class A 100,000 sh. -- Common Stock - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 9. Number of 10. Ownership 11. Nature of Security Derivative Form of Indirect (Instr. 3) Securities Derivative Beneficial Beneficially Security: Ownership Owned at End Direct (D) (Instr. 4) of Month or Indirect (I) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------- Stock Options 100,000 sh. D N/A - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- Explanation of Responses: (1) These shares of Class A Common Stock are held indirectly through Huizenga Investments Limited Partnership, of which the sole general partner is Huizenga Investments, Inc. and the sole limited partner is the reporting person. The reporting person is the sole stockholder of Huizenga Investments, Inc. The reporting person is signing this Form 4 individually, in his capacity as limited partner of Huizenga Investments Limited Partnership and in his capacity as sole stockholder of Huizenga Investments, Inc., the sole general partner of Huizenga Investments Limited Partnership. (2) The reporting person disclaims beneficial ownership of these shares, all of which are held by his wife. (3) The options were acquired on November 8, 1996 and vest in four equal annual installations beginning on November 8, 1997. **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/ H. Wayne Huizenga 9-10-97 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------- ------- **Signature of Reporting Person Date H. WAYNE HUIZENGA(1) Note. File three copies of this form, one of which must be manually signed. Page 2 If space provided is insufficient, see Instruction 6 for procedure. SEC 1474 (8-92)
Page 2 of 3 pages 3 ATTACHMENT TO FORM 4 CONFIRMING STATEMENT This Statement confirms that each of the undersigned have authorized and designated H. Wayne Huizenga to execute and file on their behalf all Forms 3, 4, and 5 (including any amendments thereto) that they may be required to file with the United States Securities and Exchange Commission as a result of their ownership of, or transactions in, the securities of Florida Panthers Holdings, Inc. The authority of H. Wayne Huizenga under this Statement shall continue until the undersigned is no longer required to file Forms 3, 4, and 5 with regard to their ownership of, or transactions in, securities of Florida Panthers Holdings, Inc., unless earlier revoked in writing. Each of the undersigned acknowledges that H. Wayne Huizenga is not assuming any of their responsibilities to comply with Section 16 of the Securities Exchange Act of 1934, as amended. Dated: September 10, 1997 Huizenga Investments Limited Partnership, a Nevada limited partnership By: Huizenga Investments, Inc., as general partner By: /s/ Cris Branden ------------------------------- Cris Branden, Treasurer Huizenga Investments, Inc., a Nevada corporation By: /s/ Cris Branden ------------------------------- Cris Branden, Treasurer Page 3 of 3 pages -----END PRIVACY-ENHANCED MESSAGE-----