EX-1 4 exhibit26c19.htm EXHIBIT 26(C)(19) exhibit26c19.htm - Generated by SEC Publisher for SEC Filing

Exhibit 26(c)(19):  Amendment No. 5 to the Intercompany Agreement between Directed Services LLC and Security Life of Denver Insurance Company

 

 

Amendment No. 5 TO THE INTERCOMPANY AGREEMENT

 

 

 

This Amendment No. 5, effective as of March 01, 2016, amends the Intercompany Agreement, dated as of December 22, 2010, as amended (the “Agreement”), by and between Directed Services LLC (“DSL”) and Security Life of Denver Insurance Company (“SLD”).

 

 

W I T N E S S E T H

 

 

WHEREAS, DSL is an investment adviser for certain U.S. registered investment companies (“Funds”) and a registered broker-dealer distributing variable insurance contracts; and

           

WHEREAS, SLD is an insurance company which offers a variety of insurance products, including variable annuities; Funds advised by DSL are made available through sub-accounts to purchasers of these insurance products; and

           

            WHEREAS, DSL pays to SLD  the amounts derived from applying the annual rates listed in Schedule A against the average net assets invested in the Funds by SLD and by SLD non-insurance customers during the prior calendar month; and

 

WHEREAS, Schedule A is reviewed at least once each calendar quarter and may be modified at any time by mutual written consent; and. 

           

            WHEREAS, the parties desire to clarify the Agreement by replacing Schedule A;            

            NOW, THEREFORE, the parties agree as follows:

 

 

1.                  Schedule A to the Agreement is deleted in its entirety and is replaced with the attached Amended Schedule A.

 

2.                  Capitalized terms used in this Amendment and not otherwise defined shall have the meanings ascribed to them in the Agreement. 

 

3.                  This Amendment may be executed in several counterparts, each of which shall be an original, but all of which together will constitute one and the same instrument.

 

4.                  In all other respects, the Agreement is hereby confirmed and remains in full force and effect.

 

 

 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment No. 5 to be executed as of the day and year first above written.

 

 

DIRECTED SERVICES LLC

SECURITY LIFE OF DENVER INSURANCE COMPANY

By:  /s/ Shaun P. Mathews

By:  /s/ Lisa S. Gilarde

Name:  Shaun P. Mathews

Name:  Lisa S. Gilarde

Title: _______________________________

Title:  Vice President

 

 

 

Amended Schedule A

This Schedule is effective as of March 1, 2016.

As described in Section 1 SLD shall be paid at the rates set forth immediately below.  In the case of funds of funds, payments will apply to the shares of the fund of funds held directly at the rate specified and will also apply to shares of underlying funds held indirectly through the fund of funds at the rates specified for those underlying funds calculated in the same manner as if the underlying funds were held directly.  No payments will be made with respect to assets in Class R6 Shares or Class Z Shares of the funds.

Payments listed in Schedule A shall not be made for assets contained in the following retirement plans:
• Voya Insurance and Annuity Company "Equifund" Retirement Plan
• Voya Financial Savings Plan & ESOP
• The 401(k) Plan for Voya Retirement Insurance and Annuity Company Agents
• Voya Investment Management LLC 401(k) Profit Sharing Plan
     

Fund Type

 Fund

Rate

Fidelity Feeder

VY® Fidelity® VIP Contrafund® Portfolio

X.XX%

Fidelity Feeder

VY® Fidelity® VIP Equity-Income Portfolio

X.XX%

Fidelity Feeder

VY® Fidelity® VIP Mid Cap Portfolio

X.XX%

Funds of Funds

Voya Index Solution Portfolios

X.XXX%

Funds of Funds

Voya Retirement Portfolios

X.XXX%

Funds of Funds

Voya Solution Portfolios

X.XXX%

VIM Equity/Balanced

Voya Large Cap Growth Portfolio

X.XXX%

VIM Equity/Balanced

Voya Large Cap Value Portfolio

X.XXX%

VIM Equity/Balanced

Voya U.S. Stock Index Portfolio

X.XXX%

VIM Fixed

Voya Global Bond Portfolio

X.XXX%

VIM Fixed

Voya High Yield Portfolio

X.XXX%

VIM Fixed

Voya Limited Maturity Bond Portfolio

X.XXX%

VIM Fixed

Voya Liquid Assets Portfolio

X.XXX%

VIT Portfolios

VY® BlackRock Inflation Protected Bond Portfolio

X.XXX%

VIT Portfolios

VY® Clarion Real Estate Portfolio

X.XXX%

VIT Portfolios

VY® FMR Diversified Mid Cap Portfolio

X.XXX%

VIT Portfolios

VY® Franklin Income Portfolio

X.XXX%

VIT Portfolios

VY® Invesco Growth and Income Portfolio

X.XXX%

VIT Portfolios

VY® JPMorgan Emerging Markets Equity Portfolio

X.XXX%

VIT Portfolios

VY® JPMorgan Small Cap Core Equity Portfolio

X.XXX%

VIT Portfolios

VY® Morgan Stanley Global Franchise Portfolio

X.XXX%

VIT Portfolios

Voya Multi-Manager Large Cap Core Portfolio

X.XXX%

VIT Portfolios

VY® T. Rowe Price Capital Appreciation Portfolio

X.XXX%

VIT Portfolios

VY® T. Rowe Price Equity Income Portfolio

X.XXX%

VIT Portfolios

VY® T. Rowe Price International Stock Portfolio

X.XXX%

VIT Portfolios

VY® Templeton Global Growth Portfolio

X.XXX%

VPI Portfolios

VY® American Century Small-Mid Cap Value Portfolio

X.XXX%

VPI Portfolios

VY® Baron Growth Portfolio

X.XXX%

VPI Portfolios

VY® Columbia Contrarian Core Portfolio

X.XXX%

VPI Portfolios

VY® Columbia Small Cap Value II Portfolio

X.XXX%

VPI Portfolios

VY® Invesco Comstock Portfolio

X.XXX%

VPI Portfolios

VY® Invesco Equity and Income Portfolio

X.XXX%

VPI Portfolios

VY® JPMorgan Mid Cap Value Portfolio

X.XXX%

VPI Portfolios

VY® Oppenheimer Global Portfolio

X.XXX%

VPI Portfolios

VY® Pioneer High Yield Portfolio

X.XXX%

VPI Portfolios

VY® T. Rowe Price Diversified Mid Cap Growth Portfolio

X.XXX%

VPI Portfolios

VY® T. Rowe Price Growth Equity Portfolio

X.XXX%

VPI Portfolios

VY® Templeton Foreign Equity Portfolio

X.XXX%