EX-2 6 exhibit2626c22.htm EXHIBIT 26(C)(22) exhibit2626c22.htm - Generated by SEC Publisher for SEC Filing

Exhibit 26(c)(22):  Amendment No. 3 to the Intercompany Agreement between Voya Investment Management LLC and
Security Life of Denver Insurance Company

 

Amendment No. 3 TO THE INTERCOMPANY AGREEMENT

                                                                             

This Amendment No. 3, effective as of May 01, 2015, amends the Intercompany Agreement, dated as of December 22, 2010, as amended (the “Agreement”), by and between Voya Investment Management LLC (“VIM”) and Security Life of Denver Insurance Company (“SLD”).

 

WITNESSETH

 

            WHEREAS, VIM conducts an asset management business through various companies that provides investment advice to and perform administrative services for certain U.S. registered investment companies (“Funds”), including Voya Investments, LLC (“VIL”), an investment adviser and/or administrator or sub-administrator for the Funds; and

 

            WHEREAS, SLD is an insurance company which offers a variety of insurance products, including variable annuities; Funds advised and/or  administered or sub-administered by VIL are made available through sub-accounts to purchasers of these insurance products; and

 

WHEREAS, VIM, pays and/or causes its subsidiaries to pay, to SLD the amounts derived from applying the annual rates listed in Schedule A against the average net assets invested in the funds by SLD and by SLD non-insurance customers during the prior calendar month; and

 

WHEREAS, Schedule A is reviewed at least once each calendar quarter and may be modified at any time by mutual written consent; and

 

WHEREAS, the parties desire to clarify the Agreement by replacing Schedule A; and

 

NOW, THEREFORE, the parties agree as follows:

 

1.      Schedule A to the Agreement is deleted in its entirety and is replaced with the attached Amended Schedule A.

 

2.      Capitalized terms used in this Agreement and not otherwise defined shall have the meanings ascribed to them in the Agreement.

 

3.      The Amendment may be executed in several counterparts, each of which shall be an original, but all of which together will constitute one and the same instrument.

 

4.      In all other respects, the Agreement is hereby confirmed and remains in full force and effect.

 

 

 


 

 

 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment No. 3 to be executed as of the day and year first above written.

 

 

VOYA INVESTMENT MANAGEMENT LLC

SECURITY LIFE OF DENVER INSURANCE COMPANY 

By:      /s/ Michael Bell                                  

By:      /s/ Lisa Gilarde                                   

Name:  Michael Bell                          

Name:  Lisa Gilarde                                       

Title:  CFO

Title:    Vice President                                    


 

Amended Schedule A

 

 

 

This Schedule is effective as of May 1, 2015.

 

 

 

As described in Section 1 SLD shall be paid at the rates set forth immediately below.  In the case of funds of funds, except as otherwise indicated below, payments will not apply to the shares of the fund of funds held directly but will instead apply to shares of underlying funds held indirectly through the fund of funds at the rates specified for those underlying funds calculated in the same manner as if the underlying funds were held directly.

 

Payments listed in Schedule A shall not be made for assets contained in the following retirement plans:
• Voya Insurance and Annuity Company "Equifund" Retirement Plan
• Voya Financial Savings Plan & ESOP
• The 401(k) Plan for Voya Retirement Insurance and Annuity Company Agents
• Voya Investment Management LLC 401(k) Profit Sharing Plan

 

         

Fund Type 

Fund

Rate

 

 

 

 

 

 

VIM Equity/Balanced

Voya  Russell™  Small Cap Index Portfolio

X.XXX%

 

VIM Equity/Balanced

Voya  Russell™ Large Cap Value Index Portfolio

X.XXX%

 

VIM Equity/Balanced

Voya  Russell™ Mid Cap Growth Index Portfolio

X.XXX%

 

VIM Equity/Balanced

Voya  Russell™ Mid Cap Index Portfolio

X.XXX%

 

VIM Equity/Balanced

Voya Australia Index Portfolio

X.XXX%

 

VIM Equity/Balanced

Voya Balanced Portfolio

X.XXX%

 

Fund of Funds

Voya Capital Allocation Fund

X.XXX%

 

VIM Equity/Balanced

Voya Corporate Leaders 100 Fund

X.XXX%

 

VIM Equity/Balanced

Voya Corporate Leaders Trust Fund Series B

X.XXX%

 

VIM Fixed

Voya Diversified Emerging Markets Debt Fund

X.XXX%

 

Fund of Funds

Voya Diversified International Fund

X.XXX%

 

Pooled Inv Vehicle

Voya Emerging Markets Corporate Debt Fund

X.XXX%

 

3rd Party SA

Voya Emerging Markets Equity Dividend Fund

X.XXX%

 

Pooled Inv Vehicle

Voya Emerging Markets Hard Currency Debt Fund

X.XXX%

 

VIM Equity/Balanced

Voya Emerging Markets Index Portfolio

X.XXX%

 

Pooled Inv Vehicle

Voya Emerging Markets Local Currency Debt Fund

X.XXX%

 

VIM Equity/Balanced

Voya Euro STOXX 50 Index Portfolio

X.XXX%

 

VIM Fixed

Voya Floating Rate Fund

X.XXX%

 

VIM Equity/Balanced

Voya FTSE 100 Index Portfolio

X.XXX%

 

VIM Fixed

Voya Global Bond Fund

X.XXX%

 

VIM Fixed

Voya Global Bond Portfolio

X.XXX%

 

3rd Party SA

Voya Global Equity Dividend Fund

X.XXX%

 

VIM Equity/Balanced

Voya Global Natural Resources Fund

X.XXX%

 

Fund of Funds

Voya Global Perspectives Fund

X.XXX%

 

Fund of Funds

Voya Global Perspectives Portfolio

X.XXX%

 

3rd Party SA

Voya Global Real Estate Fund

X.XXX%

 

Fund of Funds

Voya Global Target Payment Fund

X.XXX%

 

VIM Equity/Balanced

Voya Global Value Advantage Portfolio

X.XXX%

 

VIM Fixed

Voya GNMA Income Fund

X.XXX%

 

VIM Equity/Balanced

Voya Growth and Income Portfolio

X.XXX%

 

VIM Equity/Balanced

Voya Growth Opportunities Fund

X.XXX%

 

VIM Equity/Balanced

Voya Hang Seng Index Portfolio

X.XXX%

 

VIM Fixed

Voya High Yield Bond Fund

X.XXX%

 

VIM Fixed

Voya High Yield Portfolio

X.XXX%

 

VIM Equity/Balanced

Voya Index Plus LargeCap Portfolio

X.XXX%

 

VIM Equity/Balanced

Voya Index Plus MidCap Portfolio

X.XXX%

 

VIM Equity/Balanced

Voya Index Plus SmallCap Portfolio

X.XXX%

 

Fund of Funds

Voya Index Solution Portfolios

X.XXX%

 

VIM Fixed

Voya Intermediate Bond Fund

X.XXX%

 

VIM Fixed

Voya Intermediate Bond Portfolio

X.XXX%

 

3rd Party SA

Voya International Core Fund

X.XXX%

 

VIM Equity/Balanced

Voya International Index Portfolio

X.XXX%

 

3rd Party SA

Voya International Real Estate Fund

X.XXX%

 

VIM Equity/Balanced

Voya International Value Portfolio

X.XXX%

 

VIM Fixed

Voya Investment Grade Credit Fund

X.XXX%

 

VIM Equity/Balanced

Voya Japan TOPIX Index® Portfolio

X.XXX%

 

VIM Equity/Balanced

Voya Large Cap Growth Fund

X.XXX%

 

VIM Equity/Balanced

Voya Large Cap Growth Portfolio

X.XXX%

 

VIM Equity/Balanced

Voya Large Cap Value Fund

X.XXX%

 

VIM Equity/Balanced

Voya Large Cap Value Portfolio

X.XXX%

 

VIM Fixed

Voya Limited Maturity Bond Portfolio

X.XXX%

 

VIM Fixed

Voya Liquid Assets Portfolio

X.XXX%

 

VIM Equity/Balanced

Voya Mid Cap Value Advantage Fund

X.XXX%

 

VIM Equity/Balanced

Voya MidCap Opportunities Fund

X.XXX%

 

VIM Equity/Balanced

Voya MidCap Opportunities Portfolio

X.XXX%

 

VIM Fixed

Voya Money Market Fund

X.XXX%

 

VIM Fixed

Voya Money Market Portfolio

X.XXX%

 

3rd Party SA

Voya Multi-Manager Emerging Markets Equity Fund

X.XXX%

 

3rd Party SA

Voya Multi-Manager International Equity Fund

X.XXX%

 

3rd Party SA

Voya Multi-Manager International Small Cap Fund

X.XXX%

 

VIT Portfolios

Voya Multi-Manager Large Cap Core Portfolio

X.XXX%

 

3rd Party SA

Voya Multi-Manager Mid Cap Value Fund

X.XXX%

 

3rd Party SA

Voya Real Estate Fund

X.XXX%

 

Fund of Funds

Voya Retirement Portfolios

X.XXX%

 

Fund of Funds

Voya Retirement Solution Funds

X.XXX%

 

VIM Equity/Balanced

Voya Russell™ Large Cap Growth Index Portfolio

X.XXX%

 

VIM Equity/Balanced

Voya Russell™ Large Cap Index Portfolio

X.XXX%

 

3rd Party SA

Voya Russia Fund

X.XXX%

 

Pooled Inv Vehicle

Voya Securitized Credit Fund

X.XXX%

 

VIM Fixed

Voya Senior Income Fund

X.XXX%

 

VIM Fixed

Voya Short Term Bond Fund

X.XXX%

 

VIM Equity/Balanced

Voya Small Company Fund

X.XXX%

 

VIM Equity/Balanced

Voya Small Company Portfolio

X.XXX%

 

VIM Equity/Balanced

Voya SmallCap Opportunities Fund

X.XXX%

 

VIM Equity/Balanced

Voya SmallCap Opportunities Portfolio

X.XXX%

 

Fund of Funds

Voya Solution Portfolios

X.XXX%

 

Fund of Funds

Voya Strategic Allocation Portfolios

X.XXX%

 

VIM Fixed

Voya Strategic Income Fund

X.XXX%

 

VIM Fixed

Voya U.S. Bond Index Portfolio

X.XXX%

 

VIM Equity/Balanced

Voya U.S. Stock Index Portfolio

X.XXX%

 

3rd Party SA

VY® Clarion Global Real Estate Portfolio

X.XXX%

 

VPI Portfolios

VY® American Century Small-Mid Cap Value Portfolio

X.XXX%

 

VPI Portfolios

VY® Baron Growth Portfolio

X.XXX%

 

VIT Portfolios

VY® BlackRock Inflation Protected Bond Portfolio

X.XXX%

 

VIT Portfolios

VY® Clarion Real Estate Portfolio

X.XXX%

 

VPI Portfolios

VY® Columbia Contrarian Core Portfolio

X.XXX%

 

VPI Portfolios

VY® Columbia Small Cap Value II Portfolio

X.XXX%

 

VIT Portfolios

VY® FMR Diversified Mid Cap Portfolio

X.XXX%

 

VIT Portfolios

VY® Franklin Income Portfolio

X.XXX%

 

VIT Portfolios

VY® Franklin Mutual Shares Portfolio

X.XXX%

 

VPI Portfolios

VY® Invesco Comstock Portfolio

X.XXX%

 

VPI Portfolios

VY® Invesco Equity and Income Portfolio

X.XXX%

 

VIT Portfolios

VY® Invesco Growth and Income Portfolio

X.XXX%

 

VIT Portfolios

VY® JPMorgan Emerging Markets Equity Portfolio

X.XXX%

 

VPI Portfolios

VY® JPMorgan Mid Cap Value Portfolio

X.XXX%

 

VIT Portfolios

VY® JPMorgan Small Cap Core Equity Portfolio

X.XXX%

 

VIT Portfolios

VY® Morgan Stanley Global Franchise Portfolio

X.XXX%

 

VPI Portfolios

VY® Oppenheimer Global Portfolio

X.XXX%

 

VPI Portfolios

VY® Pioneer High Yield Portfolio

X.XXX%

 

VIT Portfolios

VY® T. Rowe Price Capital Appreciation Portfolio

X.XXX%

 

VPI Portfolios

VY® T. Rowe Price Diversified Mid Cap Growth Portfolio

X.XXX%

 

VIT Portfolios

VY® T. Rowe Price Equity Income Portfolio

X.XXX%

 

VPI Portfolios

VY® T. Rowe Price Growth Equity Portfolio

X.XXX%

 

VIT Portfolios

VY® T. Rowe Price International Stock Portfolio

X.XXX%

 

VPI Portfolios

VY® Templeton Foreign Equity Portfolio

X.XXX%

 

VIT Portfolios

VY® Templeton Global Growth Portfolio

X.XXX%