-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oos8JjuIegwputoxjllsRP1UXBHRUxZMPkRMA85LlNebJryvcSMwYex/oAPcGRnk fpeIWRyuafosNYnw8Y++4w== 0001181431-09-058304.txt : 20091222 0001181431-09-058304.hdr.sgml : 20091222 20091222172717 ACCESSION NUMBER: 0001181431-09-058304 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091221 FILED AS OF DATE: 20091222 DATE AS OF CHANGE: 20091222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN MICHAEL J CENTRAL INDEX KEY: 0001035909 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23590 FILM NUMBER: 091256174 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nexxus Lighting, Inc. CENTRAL INDEX KEY: 0000917523 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 593046866 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9400-200 SOUTHRIDGE PARK COURT CITY: ORLANDO STATE: FL ZIP: 32819 BUSINESS PHONE: 407-857-9900 MAIL ADDRESS: STREET 1: 9400-200 SOUTHRIDGE PARK COURT CITY: ORLANDO STATE: FL ZIP: 32819 FORMER COMPANY: FORMER CONFORMED NAME: SUPER VISION INTERNATIONAL INC DATE OF NAME CHANGE: 19940204 4 1 rrd260285.xml 12/21/2009 CONV. NOTE AND WARRANTS ACQUIRED X0303 4 2009-12-21 0 0000917523 Nexxus Lighting, Inc. NEXS 0001035909 BROWN MICHAEL J C/O EURONET WORLDWIDE, INC. 4601 COLLEGE BOULEVARD LEAWOOD KS 66211 1 0 0 0 Warrant 5.08 2009-12-21 4 J 0 292000 A 2010-06-21 2012-12-21 Common Stock 292000 292000 D Convertible Promissory Note 5.33 2009-12-21 4 J 0 750000 A 2009-12-21 2012-12-21 Common Stock 140713 D Series A Preferred Stock 2009-12-21 4 J 0 150 5000 D 2012-11-12 Common Stock 0 D On October 29, 2009, the registrant entered into an agreement with the holders of all of the registrant's outstanding Series A preferred stock to exchange outstanding shares of Series A preferred stock for other securities of the registrant (the "Exchange"). Pursuant to the Exchange, the reporting person exchanged his Series A preferred shares for the warrant and convertible promissory note being reported in this Form 4. The reporting person acquired the convertible promissory note in the principal amount of $750,000 issued by the registrant in favor of the reporting person (the "Note"). At any time prior to repayment of the Note, the reporting person may elect, in lieu of repayment, to convert all or a portion of the outstanding principal on the Note into that number of shares of the registrant's common stock equal to the quotient obtained by dividing 100% of the amount of principal on the Note being converted by $5.33. December 21, 2012 is the maturity date of the Note. The reporting person's Series A preferred stock consists of 150 shares, par value $0.001 per share. At any time commencing four years after November 12, 2008, at the option of the holder, the Series A preferred stock is convertible into that number of the registrant's common stock equal to (A) the sum of the stated value, which is $5,000 per share, of the Series A preferred stock plus all accumulated dividends on the Series A preferred stock, divided by (B) the greater of (i) $6.59 (the market value of the common stock immediately preceding the entering into of the Preferred Stock and Warrant Purchase Agreement dated November 11, 2008 plus a value of $0.125 for each share of common stock purchasable with a common stock purchase warrant) and (ii) the market value of the common stock at 4:00 p.m. EST on the conversion date. The Series A preferred stock has no expiration date. /s/ Michael Brown 2009-12-22 -----END PRIVACY-ENHANCED MESSAGE-----