0000905718-16-001403.txt : 20160513
0000905718-16-001403.hdr.sgml : 20160513
20160513173952
ACCESSION NUMBER: 0000905718-16-001403
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160512
FILED AS OF DATE: 20160513
DATE AS OF CHANGE: 20160513
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Revolution Lighting Technologies, Inc.
CENTRAL INDEX KEY: 0000917523
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 593046866
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 177 BROAD STREET
STREET 2: 12TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 203-504-1111
MAIL ADDRESS:
STREET 1: 177 BROAD STREET
STREET 2: 12TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
FORMER COMPANY:
FORMER CONFORMED NAME: Nexxus Lighting, Inc.
DATE OF NAME CHANGE: 20070417
FORMER COMPANY:
FORMER CONFORMED NAME: SUPER VISION INTERNATIONAL INC
DATE OF NAME CHANGE: 19940204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DePalma James
CENTRAL INDEX KEY: 0001347872
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23590
FILM NUMBER: 161649777
MAIL ADDRESS:
STREET 1: C/O ASTON CAPITAL LLC
STREET 2: 177 BROAD STREET
CITY: STAMFORD
STATE: CT
ZIP: 06901
4
1
depalma_fm4may122016.xml
OWNERSHIP DOCUMENT
X0306
4
2016-05-12
0
0000917523
Revolution Lighting Technologies, Inc.
RVLT
0001347872
DePalma James
C/O ASTON CAPITAL LLC
177 BROAD STREET
STAMFORD
CT
06901
1
1
1
0
Chief Financial Officer
Common Stock, par value $0.001 per share
45000
D
Common Stock, par value $0.001 per share
2016-05-12
4
A
0
250000
0
A
8575386
I
By limited liability company
On May 12, 2016, the Issuer's Board of Directors approved a grant of 250,000 shares of restricted common stock, par value $0.001 per share, to Aston Capital, LLC ("Aston") with equal vesting over three years and with the first such vesting date being May 12, 2017.
As adjusted for the one-for-ten reverse split of the Issuer's common stock effective as of March 11, 2016.
As of May 12, 2016, RVL 1 LLC ("RVL") held directly 8,245,386 shares of the Issuer's common stock. As of May 12, 2016, Aston held directly 330,000 shares of the Issuer's common stock. Aston is the managing member of RVL and may be deemed to possess the power to vote and to direct the disposition of the securities of the Issuer beneficially owned by RVL and may be deemed to beneficially own such securities. James A. DePalma is an officer of RVL and a member and officer of Aston and may be deemed to beneficially own the securities of the Issuer held by RVL and Aston. Mr. DePalma's interest in the securities reported herein is limited to the extent of his pecuniary interest, if any.
/s/ James DePalma
2016-05-13