0000905718-14-000586.txt : 20140829
0000905718-14-000586.hdr.sgml : 20140829
20140829161611
ACCESSION NUMBER: 0000905718-14-000586
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140828
FILED AS OF DATE: 20140829
DATE AS OF CHANGE: 20140829
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Revolution Lighting Technologies, Inc.
CENTRAL INDEX KEY: 0000917523
STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357]
IRS NUMBER: 593046866
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 177 BROAD STREET
STREET 2: 12TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 203-504-1111
MAIL ADDRESS:
STREET 1: 177 BROAD STREET
STREET 2: 12TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
FORMER COMPANY:
FORMER CONFORMED NAME: Nexxus Lighting, Inc.
DATE OF NAME CHANGE: 20070417
FORMER COMPANY:
FORMER CONFORMED NAME: SUPER VISION INTERNATIONAL INC
DATE OF NAME CHANGE: 19940204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DePalma James
CENTRAL INDEX KEY: 0001347872
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23590
FILM NUMBER: 141075502
MAIL ADDRESS:
STREET 1: C/O ASTON CAPITAL LLC
STREET 2: 177 BROAD STREET
CITY: STAMFORD
STATE: CT
ZIP: 06901
4
1
depalma_fm4aug2814.xml
OWNERSHIP DOCUMENT
X0306
4
2014-08-28
0
0000917523
Revolution Lighting Technologies, Inc.
RVLT
0001347872
DePalma James
C/O ASTON CAPITAL LLC
177 BROAD STREET
STAMFORD
CT
06901
1
0
1
0
Common Stock, par value, $0.001 per share
2014-08-28
4
P
0
25000
2.10
A
275000
D
Common Stock, par value, $0.001 per share
46953692
I
By limited liability company
As of August 28, 2014, RVL 1 LLC ("RVL") held directly 46,153,692 shares of shares of common stock (the "Common Stock"). As of August 28, 2014, Aston Capital, LLC ("Aston") held directly 800,000 shares of restricted stock. Aston is the managing member of RVL. James A. DePalma is an officer of RVL and a member and officer of Aston and possesses the power to vote and to direct the disposition of the securities of the Company beneficially owned by RVL and Aston. Mr. DePalma's interest in the securities reported herein is limited to the extent of his pecuniary interest.
/s/ James DePalma, by Bianca Najjar, attorney-in-fact
2014-08-29