0000899243-16-010579.txt : 20160104
0000899243-16-010579.hdr.sgml : 20160101
20160104113323
ACCESSION NUMBER: 0000899243-16-010579
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160104
DATE AS OF CHANGE: 20160104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Revolution Lighting Technologies, Inc.
CENTRAL INDEX KEY: 0000917523
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 593046866
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 177 BROAD STREET
STREET 2: 12TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 203-504-1111
MAIL ADDRESS:
STREET 1: 177 BROAD STREET
STREET 2: 12TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
FORMER COMPANY:
FORMER CONFORMED NAME: Nexxus Lighting, Inc.
DATE OF NAME CHANGE: 20070417
FORMER COMPANY:
FORMER CONFORMED NAME: SUPER VISION INTERNATIONAL INC
DATE OF NAME CHANGE: 19940204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAPENTA ROBERT V
CENTRAL INDEX KEY: 0001217902
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23590
FILM NUMBER: 161316897
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-12-31
0
0000917523
Revolution Lighting Technologies, Inc.
RVLT
0001217902
LAPENTA ROBERT V
C/O ASTON CAPITAL, LLC, 177 BROAD STREET
STAMFORD
CT
06901
1
1
1
0
Chairman and CEO
Common Stock, par value $0.001 per share
2015-12-31
4
P
0
141891
0.7647
A
416891
D
Common Stock, par value $0.001 per share
83253863
I
By limited liability company
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.7199 to $0.80, inclusive. The reporting person undertakes to provide to Revolution Lighting Technologies, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
As of December 31, 2015, RVL 1 LLC ("RVL") held directly 82,453,863 shares of the Issuer's common stock. As of December 31, 2015, Aston Capital, LLC ("Aston") held directly 800,000 shares of the Issuer's restricted common stock. Aston is the managing member of RVL and may be deemed to possess the power to vote and to direct the disposition of the securities of the Issuer beneficially owned by RVL and may be deemed to beneficially own such securities. Robert V. LaPenta is a member and officer of RVL and a member and officer of Aston and may be deemed to beneficially own the securities of the Issuer held by RVL and Aston. Mr. LaPenta's interest in the securities reported herein is limited to the extent of his pecuniary interest, if any.
/s/ Robert V. LaPenta
2016-01-04