0001628280-21-006508.txt : 20210402
0001628280-21-006508.hdr.sgml : 20210402
20210402170750
ACCESSION NUMBER: 0001628280-21-006508
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210224
FILED AS OF DATE: 20210402
DATE AS OF CHANGE: 20210402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COLE STEPHEN
CENTRAL INDEX KEY: 0001256491
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23081
FILM NUMBER: 21802792
MAIL ADDRESS:
STREET 1: 125 TECHNOLOGY PARK
CITY: LAKE MARY
STATE: FL
ZIP: 32746
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FARO TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000917491
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 593157093
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 125 TECHNOLOGY PARK
CITY: LAKE MARY
STATE: FL
ZIP: 32746-6204
BUSINESS PHONE: 4073339911
MAIL ADDRESS:
STREET 1: FARO TECHNOLOGIES INC
STREET 2: 125 TECHNOLOGY PARK
CITY: LAKE MARY
STATE: FL
ZIP: 32746
4
1
wf-form4_161739760963173.xml
FORM 4
X0306
4
2021-02-24
0
0000917491
FARO TECHNOLOGIES INC
FARO
0001256491
COLE STEPHEN
C/O FARO TECHNOLOGIES, INC.
250 TECHNOLOGY PARK
LAKE MARY
FL
32746
1
0
0
0
Common Stock
2021-02-24
5
G
0
E
2500
0
D
4500
I
By Snow Powder Ridge Limited
Common Stock
490
I
By Shanklin Investments
Common Stock
9914
D
Common Stock
10630
I
By Seeonee Inc.
Deferred Stock Units
2021-04-01
4
A
0
205
0
A
Common Stock
205.0
2165
D
Held by Snow Powder Ridge Limited, a company owned by the reporting person, his wife and his children.
Held by Shanklin Investments in trust for the reporting person, who holds shares in trust from Snow Powder Ridge Limited, a company owned by the reporting person, his wife and his children.
Held by Seeonee Inc., a company indirectly owned by two trusts, of which the reporting person and his family members are the beneficiaries. The reporting person has sole investment control with respect to such shares of the Company's common stock.
Deferred stock units ("DSUs") granted pursuant to the FARO Technologies, Inc. (the "Company") 2014 Incentive Plan (the "Incentive Plan") and the FARO Technologies, Inc. 2018 Non-Employee Director Deferred Compensation Plan (the "Deferred Compensation Plan").
Each DSU represents the right to receive one share of the Company's common stock no later than 60 business days following the date the reporting person incurs a separation of service from the Company, or in limited circumstances upon a change in control of the Company cash equal to the fair market value of one share of the Company's common stock on the date of the change in control, pursuant to the terms of the Deferred Compensation Plan.
/s/ Allen Muhich, Attorney-in-Fact for Stephen Cole
2021-04-02