0001181431-11-035527.txt : 20110607 0001181431-11-035527.hdr.sgml : 20110607 20110607171750 ACCESSION NUMBER: 0001181431-11-035527 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110603 FILED AS OF DATE: 20110607 DATE AS OF CHANGE: 20110607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARO TECHNOLOGIES INC CENTRAL INDEX KEY: 0000917491 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 593157093 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746-6204 BUSINESS PHONE: 4073339911 MAIL ADDRESS: STREET 1: FARO TECHNOLOGIES INC STREET 2: 125 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAAB SIMON CENTRAL INDEX KEY: 0001061096 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23081 FILM NUMBER: 11899280 MAIL ADDRESS: STREET 1: FARO TECHNOLOGIES INC STREET 2: 125 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746 4 1 rrd314765.xml FORM 4 X0303 4 2011-06-03 0 0000917491 FARO TECHNOLOGIES INC FARO 0001061096 RAAB SIMON C/O FARO TECHNOLOGIES INC. 250 TECHNOLOGY PARK LAKE MARY FL 32746 1 0 0 0 Common Stock 2011-06-03 4 S 0 5000 43.09 D 195000 I See Footnote Common Stock 5685 D Common Stock 284315 I See Footnote Reflects the weighted average sale price. The range of prices for such transaction is $42.96 to $43.29. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. Represents shares held by two family limited liability companies (the "LLCs"), of which the reporting person and his wife have beneficial ownership. These shares were previously held by a revocable trust and the shares were transferred to the LLCs in April 2008. The footnote describing the nature of indirect beneficial ownership of such shares in prior filings was inadvertently not updated to reflect such transfer. Represents shares held by Xenon Research, Inc., a corporation in which the reporting person has investment control over the shares of the issuer owned by such corporation. The reporting person and his wife, Diana Raab, own all of the outstanding shares of Xenon Research, Inc. /s/ Keith Bair, as Attorney-in-Fact 2011-06-07