0000911916-18-000171.txt : 20180925 0000911916-18-000171.hdr.sgml : 20180925 20180925161829 ACCESSION NUMBER: 0000911916-18-000171 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180921 FILED AS OF DATE: 20180925 DATE AS OF CHANGE: 20180925 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAAB SIMON CENTRAL INDEX KEY: 0001061096 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23081 FILM NUMBER: 181085864 MAIL ADDRESS: STREET 1: FARO TECHNOLOGIES INC STREET 2: 125 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARO TECHNOLOGIES INC CENTRAL INDEX KEY: 0000917491 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 593157093 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746-6204 BUSINESS PHONE: 4073339911 MAIL ADDRESS: STREET 1: FARO TECHNOLOGIES INC STREET 2: 125 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-09-21 0000917491 FARO TECHNOLOGIES INC FARO 0001061096 RAAB SIMON C/O FARO TECHNOLOGIES, INC. 250 TECHNOLOGY PARK LAKE MARY FL 32746 1 1 0 0 President and CEO Common Stock 2018-09-21 4 M 0 2711 29.98 A 32758 D Common Stock 2018-09-21 4 S 0 2711 65.2731 D 30047 D Common Stock 2018-09-24 4 M 0 100 29.98 A 30147 D Common Stock 2018-09-24 4 S 0 100 65.00 D 30047 D Common Stock 44315 I See footnote Common Stock 80000 I See footnote Employee Stock Option (right to buy) 29.98 2018-09-21 4 M 0 2711 0 D 2022-12-04 Common Stock 2711 39888 D Employee Stock Option (right to buy) 29.98 2018-09-24 4 M 0 100 0 D 2022-12-04 Common Stock 100 39788 D Securities acquired or sold pursuant to a written plan intended to comply with Rule 10b5-1(c)(1) adopted by Mr. Raab on August 13, 2018. Represents the sale of 2,711 shares in multiple transactions ranging in price from $65.05 to $65.55 per share, resulting in a weighted average sale price of $65.2731. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range. Represents shares held by Xenon Research, Inc., a corporation in which the reporting person has investment control over the shares of the issuer owned by such corporation. The reporting person and his wife, Diana Raab, own all of the outstanding shares of Xenon Research, Inc. Represents shares held by a revocable trust of which the reporting person is settlor and trustee. 30,000 options vested on each of December 4, 2016 and December 4, 2017. /s/ Jody S. Gale, Attorney-in-Fact (power of attorney previously filed) 2018-09-25