0000911916-18-000145.txt : 20180802 0000911916-18-000145.hdr.sgml : 20180802 20180802170906 ACCESSION NUMBER: 0000911916-18-000145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180731 FILED AS OF DATE: 20180802 DATE AS OF CHANGE: 20180802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gale Jody Storm CENTRAL INDEX KEY: 0001597760 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23081 FILM NUMBER: 18989405 MAIL ADDRESS: STREET 1: C/O FARO TECHNOLOGIES, INC. STREET 2: 250 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARO TECHNOLOGIES INC CENTRAL INDEX KEY: 0000917491 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 593157093 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746-6204 BUSINESS PHONE: 4073339911 MAIL ADDRESS: STREET 1: FARO TECHNOLOGIES INC STREET 2: 125 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-07-31 0000917491 FARO TECHNOLOGIES INC FARO 0001597760 Gale Jody Storm C/O FARO TECHNOLOGIES, INC. 250 TECHNOLOGY PARK LAKE MARY FL 32746 0 1 0 0 SVP/General Counsel/Secretary Common Stock 2018-07-31 4 M 0 8500 49.60 A 15089 D Common Stock 2018-07-31 4 S 0 8500 65.2748 D 6589 D Common Stock 2018-08-01 4 M 0 5097 49.60 A 11686 D Common Stock 2018-08-01 4 M 0 3554 59.97 A 15240 D Common Stock 2018-08-01 4 M 0 5167 34.55 A 20407 D Common Stock 2018-08-01 4 S 0 13818 65.0536 D 6589 D Employee Stock Option (right to buy) 49.60 2018-07-31 4 M 0 8500 0 D 2021-02-03 Common Stock 8500 5097 D Employee Stock Option (right to buy) 49.60 2018-08-01 4 M 0 5097 0 D 2021-02-03 Common Stock 5097 0 D Employee Stock Option (right to buy) 59.97 2018-08-01 4 M 0 3554 0 D 2022-02-27 Common Stock 3554 2 D Employee Stock Option (right to buy) 34.55 2018-08-01 4 M 0 5167 0 D 2024-03-03 Common Stock 5167 10335 D Represents the sale of 8,500 shares in multiple transactions ranging in price from $65.00 to $65.55 per share, resulting in a weighted average sale price of $65.2748. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range. Represents the sale of 13,818 shares in multiple transactions ranging in price from $65.00 to $65.30 per share, resulting in a weighted average sale price of $65.0536. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range. These stock options vested in three equal annual installments beginning on February 3, 2015. On February 27, 2015, the reporting person was granted performance-based stock options to purchase 12,803 shares of common stock, with the number of stock options earned to be determined based on the extent to which certain performance conditions for each of fiscal years 2015, 2016 and 2017 were met. As determined on each of February 11, 2016, March 3, 2017 and March 20, 2018, the reporting person earned stock options to purchase 1,066, 1,423 and 1,067 shares of common stock, respectively, based on the Company's fiscal year 2015, 2016 and 2017 performance, which stock options vested as of the respective determination date. 5,167 stock options vested on March 3, 2018, and the remaining 10,335 stock options are scheduled to vest in equal installments on March 3, 2019 and March 3, 2020. /s/ Jody Storm Gale 2018-08-02