0000911916-18-000077.txt : 20180322 0000911916-18-000077.hdr.sgml : 20180322 20180322184451 ACCESSION NUMBER: 0000911916-18-000077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180320 FILED AS OF DATE: 20180322 DATE AS OF CHANGE: 20180322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hall Kathleen CENTRAL INDEX KEY: 0001581814 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23081 FILM NUMBER: 18707970 MAIL ADDRESS: STREET 1: C/O FARO TECHNOLOGIES, INC. STREET 2: 250 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARO TECHNOLOGIES INC CENTRAL INDEX KEY: 0000917491 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 593157093 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746-6204 BUSINESS PHONE: 4073339911 MAIL ADDRESS: STREET 1: FARO TECHNOLOGIES INC STREET 2: 125 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-03-20 0000917491 FARO TECHNOLOGIES INC FARO 0001581814 Hall Kathleen C/O FARO TECHNOLOGIES, INC. 250 TECHNOLOGY PARK LAKE MARY FL 32746 0 1 0 0 Chief Operating Officer Common Stock 2018-03-20 4 A 0 2027 0 A 8992 D Common Stock 2018-03-20 4 A 0 163 0 A 9155 D Common Stock 2018-03-20 4 F 0 46 61.30 D 9109 D Employee Stock Option (right to buy) 61.30 2018-03-20 4 A 0 15917 0 A 2025-03-20 Common Stock 15917 15917 D Employee Stock Option (right to buy) 59.97 2018-03-20 4 A 0 1670 0 A 2018-03-20 2022-02-27 Common Stock 1670 4610 D Issued as restricted stock units, which represent the contingent right to receive an equivalent number of shares of common stock. The restricted stock units vest on March 20, 2021. On February 27, 2015, the reporting person was granted performance-based restricted stock units ("RSUs") representing a contingent right to receive 1,465 shares of common stock, with the number of RSUs earned to be determined based on the extent to which certain performance conditions for each of fiscal years 2015, 2016 and 2017 were met. As determined on March 20, 2018, the reporting person earned 163 RSUs based on the Company's fiscal year 2017 performance. The stock option vests in three equal annual installments beginning March 20, 2019. On February 27, 2015, the reporting person was granted performance-based stock options to purchase 15,038 shares of common stock, with the number of stock options earned to be determined based on the extent to which certain performance conditions for each of fiscal years 2015, 2016 and 2017 were met. As determined on March 20, 2018, the reporting person earned stock options to purchase 1,670 shares of common stock based on the Company's fiscal year 2017 performance. /s/ Jody S. Gale, Attorney-in-Fact for Kathleen J. Hall (power of attorney previously filed) 2018-03-22