0000911916-17-000100.txt : 20170307 0000911916-17-000100.hdr.sgml : 20170307 20170307183549 ACCESSION NUMBER: 0000911916-17-000100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170303 FILED AS OF DATE: 20170307 DATE AS OF CHANGE: 20170307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARO TECHNOLOGIES INC CENTRAL INDEX KEY: 0000917491 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 593157093 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746-6204 BUSINESS PHONE: 4073339911 MAIL ADDRESS: STREET 1: FARO TECHNOLOGIES INC STREET 2: 125 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hall Kathleen CENTRAL INDEX KEY: 0001581814 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23081 FILM NUMBER: 17673374 MAIL ADDRESS: STREET 1: C/O FARO TECHNOLOGIES, INC. STREET 2: 250 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-03-03 0000917491 FARO TECHNOLOGIES INC FARO 0001581814 Hall Kathleen C/O FARO TECHNOLOGIES, INC. 250 TECHNOLOGY PARK LAKE MARY FL 32746 0 1 0 0 Chief Operating Officer Common Stock 2017-03-03 4 A 0 3301 0 A 6855 D Common Stock 2017-03-03 4 A 0 163 0 A 7018 D Common Stock 2017-03-03 4 F 0 53 34.55 D 6965 D Employee Stock Option (right to buy) 34.55 2017-03-03 4 A 0 23706 0 A 2024-03-03 Common Stock 23706 23706 D Employee Stock Option (right to buy) 59.97 2017-03-03 4 A 0 1671 0 A 2017-03-03 2022-02-27 Common Stock 1671 2940 D Issued as restricted stock units, which represent the contingent right to receive an equivalent number of shares of common stock. The restricted stock units vest on March 3, 2020. On February 27, 2015, the reporting person was granted performance-based restricted stock units ("RSUs") representing a contingent right to receive 1,465 shares of common stock, with the number of RSUs earned to be determined based on the extent to which certain performance conditions for each of fiscal years 2015, 2016 and 2017 were met. As determined on March 3, 2017, the reporting person earned 163 RSUs based on the Company's fiscal year 2016 performance. The stock option vests in three equal annual installments beginning March 3, 2018. On February 27, 2015, the reporting person was granted performance-based stock options to purchase 15,038 shares of common stock, with the number of stock options earned to be determined based on the extent to which certain performance conditions for each of fiscal years 2015, 2016 and 2017 were met. As determined on March 3, 2017, the reporting person earned stock options to purchase 1,671 shares of common stock based on the Company's fiscal year 2016 performance. /s/ Jody S. Gale, Attorney-in-Fact for Kathleen J. Hall (power of attorney previously filed) 2017-03-07