-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DC/vXCqqxU4tKobVApgxbtTVQH6gyBVcMYYP5u4WSOqV1CbqP+c13V2SVEo/hamA 6ySde8ZY5MlEGNtHJmNNpA== 0000897069-04-000390.txt : 20040217 0000897069-04-000390.hdr.sgml : 20040216 20040217160458 ACCESSION NUMBER: 0000897069-04-000390 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CALDWELL JOHN E CENTRAL INDEX KEY: 0001249891 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23081 FILM NUMBER: 04608694 BUSINESS ADDRESS: STREET 1: 125 TECHNOLOGY PARK CITY: TAMPA STATE: FL ZIP: 33746 BUSINESS PHONE: 4073339911 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARO TECHNOLOGIES INC CENTRAL INDEX KEY: 0000917491 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 593157093 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746-6204 BUSINESS PHONE: 4073339911 MAIL ADDRESS: STREET 1: FARO TECHNOLOGIES INC STREET 2: 125 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746 5 1 form5_johncaldwell03ex.xml X0201 5 2003-12-31 0 0 1 0000917491 FARO TECHNOLOGIES INC FARO 0001249891 CALDWELL JOHN E 125 TECHNOLOGY PARK TAMPA FL 33746 1 0 0 0 Common Stock, par value $.001 0 D Nonemploye Director Stock Option (right to buy) 1.61 2003-08-08 2012-08-08 Common Stock 3000 3000 D Nonemploye Director Stock Option (right to buy) 4.42 2003-04-29 4 A 0 L 3000 4.42 A 2004-04-29 2013-04-29 Common Stock 3000 3000 D Deferred Share Units Common Stock 1000 1000 D Deferred Share Units 2003-12-31 5 A 0 480 2.50 A Common Stock 480 480 D Grant issued to reporting person of stock otions under the Company's 1997 Non-Employee Director Stock Option Plan, which vests in three equal annual installments beginning on April 29, 2004. The Plan was previously approved and authorized by the Board of Directors and shareholders of the Company and stock options are to be granted on the day following the annual shareholders' meeting. The reporting person has not previously disclosed this grant of stock options. 1 for 1 Shares of phantom stock units become payable to the director upon the earliest of the date selected by the director on his/her Deferral Election form; death; or disability. Acquired on various dates between January 1, 2002 and December 31, 2002 pursuant to the Company's 1997 Non-Employee Directors' Fee Plan at prices ranging from $1.44 to $2.65. Acquired on January 17, 2003 pursuant to the Company's 1997 Non-Employee Directors' Fee Plan at $2.50 per share. /s/ Martin A. Traber, Attorney-In-Fact for John E. Caldwell 2004-02-17 -----END PRIVACY-ENHANCED MESSAGE-----