-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PnbpW21rRTJg/us/1w0diI3wAe9DoWfPDf0YVzAV3uhxgUvvZ+9sKR2xu4JSQ3r8 gOHjgMHEl5RkLUIRx/r4YA== 0000897069-03-001014.txt : 20030908 0000897069-03-001014.hdr.sgml : 20030908 20030908193139 ACCESSION NUMBER: 0000897069-03-001014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030904 FILED AS OF DATE: 20030908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARO TECHNOLOGIES INC CENTRAL INDEX KEY: 0000917491 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 593157093 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746-6204 BUSINESS PHONE: 4073339911 MAIL ADDRESS: STREET 1: FARO TECHNOLOGIES INC STREET 2: 125 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAAB SIMON CENTRAL INDEX KEY: 0001061096 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23081 FILM NUMBER: 03886951 BUSINESS ADDRESS: STREET 1: 125 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746 BUSINESS PHONE: 4073339911 MAIL ADDRESS: STREET 1: FARO TECHNOLOGIES INC STREET 2: 125 TECHNOLOGY PARK CITY: LAKE MARY STATE: FL ZIP: 32746 4 1 dkm475_ex.xml X0201 4 2003-09-04 0 0000917491 FARO TECHNOLOGIES INC FARO 0001061096 RAAB SIMON 125 TECHNOLOGY PARK LAKE MARY FL 32746 1 1 1 0 President and CEO Common Stock, par value $.001 2003-09-04 4 M 0 37000 3.64 A 206721 D Common Stock, par value $.001 2003-09-04 4 S 0 4500 11.90 D 202221 D Common Stock, par value $.001 2003-09-04 4 S 0 5000 11.995 D 197221 D Common Stock, par value $.001 2003-09-04 4 S 0 10000 12.025 D 187221 D Common Stock, par value $.001 2003-09-04 4 S 0 12500 12.02 D 174721 D Common Stock, par value $.001 2003-09-04 4 S 0 5000 12.04 D 169721 D Common Stock, par value $.001 2003-09-05 4 M 0 4500 3.64 A 174221 D Common Stock, par value $.001 2003-09-05 4 S 0 4500 11.95 D 169721 D Common Stock, par value $.001 2748028 I See Footnote Common Stock, par value $.001 102000 I See Footnote Employee Stock Option (right to buy) 3.64 2003-09-04 4 M 0 37000 0 D 1999-12-09 2008-12-09 Common 37000 63000 D Employee Stock Option (right to buy) 3.64 2003-09-05 4 M 0 4500 0 D 1999-12-09 2008-12-09 Common 4500 58500 D Employee Stock Option (right to buy) 2.23 2003-05-29 2012-05-29 Common 180000 180000 D Represents shares held by Xenon Research, Inc., a corporation in which the reporting person has investment control over the shares of the issuer owned by such corporation. The reporting person and his wife, Diana Raab, own all of the outstanding shares of Xenon Research, Inc. Represents shares held by a revocable trust of which the reporting person is the settler and trustee. The option was granted to reporting person under the Issuer's 1997 Employee Stock Option Plan, and vests in three equal installments beginning December 9, 1999. The option was granted to reporting person under the Issuer's 1997 Employee Stock Option Plan, and vests in three equal installments beginning May 29, 2003. /s/ Martin A. Traber, Attorney-in-fact for Simon Raab 2003-09-08 -----END PRIVACY-ENHANCED MESSAGE-----