8-K 1 dkm190.txt FORM 8-K DATED NOVEMBER 11, 2002 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of the earliest event reported) November 12, 2002 ---------------------- Commission File Number 0-23081 FARO TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in Its Charter) Florida 59-3157093 --------------------------------- ----------------------- (State or Other Jurisdiction (IRS Employer Identification No.) of Incorporation) 125 TECHNOLOGY PARK, LAKE MARY, FLORIDA 32746 -------------------------------------------- ----------------------- (Address of Principal Executive Offices) (Zip Code) (407) 333-9911 ------------------------------------------------------------------------- (Registrant's Telephone Number, Including Area Code) ------------------------------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) ITEM 5. OTHER EVENTS. This Current Report on Form 8-K is for the purpose of filing the Certification of Chief Executive Officer and the Certification of Principal Financial Officer (the "Certifications") in connection with the Quarterly Report of the Registrant on Form 10-Q for the quarter ended September 30, 2002. The Certifications are being filed pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, and are set forth as Exhibits 99.1 and 99.2 attached hereto. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS. (c) Exhibits -------- Exhibit Number Description of Exhibits -------------- ----------------------- 99.1 Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 99.2 Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Remainder of page intentionally left blank) 2 SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be on its behalf by the undersigned, thereunto duly authorized. FARO TECHNOLOGIES, INC. By: /s/ Gregory A. Fraser -------------------------------------- Gregory A. Fraser Executive Vice President, and Secretary, Treasurer Date: November 12, 2002