-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dy3g6PSeAdYWdtKRp8aH/SmKmd8OFgAOhVzTXuKOTxuh/MwktnZkhshRCop9fQWc kxg+RRTLSlqdjquG3NahxA== 0000906305-01-000003.txt : 20010223 0000906305-01-000003.hdr.sgml : 20010223 ACCESSION NUMBER: 0000906305-01-000003 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EBT INTERNATIONAL INC CENTRAL INDEX KEY: 0000917471 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 043216243 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-43283 FILM NUMBER: 1541955 BUSINESS ADDRESS: STREET 1: 299 PROMENADE ST CITY: PROVIDENCE STATE: RI ZIP: 02908 BUSINESS PHONE: 4017524400 MAIL ADDRESS: STREET 1: 299 PROMENADE ST CITY: PROVIDENCE STATE: RI ZIP: 02908 FORMER COMPANY: FORMER CONFORMED NAME: INSO CORP DATE OF NAME CHANGE: 19950517 FORMER COMPANY: FORMER CONFORMED NAME: INFOSOFT INTERNATIONAL INC DATE OF NAME CHANGE: 19940112 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DAWSON GIAMMALVA CAPITAL MANAGEMENT INC /CT CENTRAL INDEX KEY: 0000906305 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 061033494 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 354 PEQUOT AVE CITY: SOUTHPORT STATE: CT ZIP: 06490 BUSINESS PHONE: 2032540091 MAIL ADDRESS: STREET 1: 354 PEQUOT AVE CITY: SOUTHPORT STATE: CT ZIP: 06490 FORMER COMPANY: FORMER CONFORMED NAME: DAWSON SAMBERG CAPITAL MANAGEMENT INC /CT DATE OF NAME CHANGE: 19960924 SC 13G 1 0001.txt EBT INTERNATIONAL, INC. SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No.: * Name of Issuer: EBT International, INC. Title of Class of Securities: COMMON STOCK $.01 PAR VALUE CUSIP Number: 268248101 Check the following line if a fee is being paid with this statement. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1. Name of Reporting Person and S.S. or I.R.S. Identification No of Above Person: Dawson Giammalva Capital Management, Inc. (formerly Dawson Samberg Capital Mgmt.) Tax ID: 06-1033494 2. Check the Appropriate Box if a Member of a Group a. b. 3. SEC Use Only 4. Citizenship or Place of Organization: Connecticut Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power: 1,551,900 6. Shared Voting Power: 0 7. Sole Dispositive Power: 1,551,900 8. Shared Dispositive Power: 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,551,900 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares: 11. Percent of Class Represented by Amount in Row (9): 9.3% 12. Type of Reporting Person: IA, CO Item 1(a) Name of Issuer: EBT INTERNATIONAL, INC. 1(b) Address of Issuer's Principal Executive Offices: 299 Promenade Street, Providence, RI 02908 Item 2(a) - (c). Name, Principal Business Address, and Citizenship of Persons Filing: Dawson Giammalva Capital Management, Inc., 354 Pequot Avenue, Southport, CT 06490, which is a Connecticut corporation. (d) Title of Class of Securities: COMMON STOCK $.01 PAR VALUE (e) CUSIP Number: 268248101 Item 3. This statement is filed pursuant to Rule 13d-1(b)(1)(ii)(E). Dawson Giammalva Capital Management, Inc. is an investment adviser registered under Section 203 of the Investment Advisers Act of 1940. Item 4. Ownership. Ownership as of December 31, 2000 is incorporated by reference to items (5) - (9) and (11) of the cover page of the reporting person. Item 5. Ownership of Five Percent or Less of a Class. Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. The reporting person is an investment adviser registered under Section 203 of the Investment Advisers Act of 1940 and, as such, has beneficial ownership of the shares which are the subject of this filing through the investment discretion the reporting person exercises over its client's accounts. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company. Not Applicable Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of the Group. Not Applicable Item 10. By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 2001 By: /s/ Thomas S. Galvin Title: Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----