10-K/A 1 d02-0002.txt JOHN HANCOCK LIFE INSURANCE COMPANY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A |X| ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2001 COMMISSION FILE NO. 333-45862 JOHN HANCOCK LIFE INSURANCE COMPANY (Exact name of registrant as specified in its charter) MASSACHUSETTS 04-1414660 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) John Hancock Place PO Box 0111 Boston, Massachusetts 02117 (617) 572-6000 (Address, including zip code, and telephone number, including area code, of Registrant's principal executive offices) SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT: Title of each class Name of each exchange on which registered NONE ------------------------------------------------------------------------------ SECURITIES REGISTERED PURSUANT TO SECTION 12(g) OF THE ACT: NONE ------------------------------------------------------------------------------ (Title of class) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days. Yes |X| No |_| Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of the registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [X] Not Applicable. The registrant meets the conditions set forth in General Instructions I(1)(a) and (b) of Form 10-K and is therefore filing this Form 10-K with reduced disclosure format. At March 1, 2002 there were outstanding 1,000 shares of common stock, $10,000 par value per share, of the registrant, all of which were owned by John Hancock Financial Services, Inc. EXPLANATORY NOTE This Form 10-K/A is being filed to include in the Form 10-K filed on March 28, 2002 a conformed signature inadvertently omitted. SIGNATURES Pursuant to the requirements of Section 13 or 15 (d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. JOHN HANCOCK LIFE INSURANCE COMPANY By: /s/Thomas E. Moloney -------------------- Thomas E. Moloney Senior Executive Vice President and Chief Financial Officer Date: March 25, 2002 Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed by the following persons in the capacities and on the dates indicated. SIGNATURE TITLE DATE /s/David F. D'Alessandro Chairman, President, March 25, 2002 ------------------------ Chief Executive David F. D'Alessandro Officer and Director (Principal Executive Officer) /s/Thomas E. Moloney Senior Executive Vice President March 25, 2002 -------------------- and Chief Financial Officer Thomas E. Moloney (Principal Financial and Accounting Officer) /s/Wayne A. Budd Executive Vice President, March 25, 2002 ------------------ General Counsel and Director Wayne A. Budd /s/John M. Connors, Jr. Director March 25, 2002 ------------------------ John M. Connors, Jr. /s/Robert E. Fast Director March 25, 2002 ------------------ Robert E. Fast /s/Kathleen Foley Feldstein Director March 25, 2002 --------------------------- Kathleen Foley Feldstein /s/Nelson S. Gifford Director March 25, 2002 -------------------- Nelson S. Gifford /s/Thomas P. Glynn Director March 25, 2002 ------------------ Thomas P. Glynn /s/Michael C. Hawley Director March 25, 2002 -------------------- Michael C. Hawley /s/Edward H. Linde Director March 25, 2002 -------------------- Edward H. Linde /s/Judith A. McHale Director March 25, 2002 ------------------- Judith A. McHale /s/R. Robert Popeo Director March 25, 2002 ------------------ R. Robert Popeo /s/Richard F. Syron Director March 25, 2002 ------------------- Richard F. Syron /s/Robert J. Tarr, Jr. Director March 25, 2002 ---------------------- Robert J. Tarr, Jr. /s/Foster L. Aborn Director March 25, 2002 ------------------ Foster L. Aborn /s/John M. DeCiccio Director March 25, 2002 ------------------- John M. DeCiccio SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Form 10-K/A to be signed on its behalf by the undersigned, thereunto duly authorized. JOHN HANCOCK LIFE INSURANCE COMPANY By: /s/Thomas E. Moloney ---------------------- Thomas E. Moloney Senior Executive Vice President and Chief Financial Officer Date: April 18, 2002