0001145443-13-000639.txt : 20130226 0001145443-13-000639.hdr.sgml : 20130226 20130226162228 ACCESSION NUMBER: 0001145443-13-000639 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20130226 DATE AS OF CHANGE: 20130226 EFFECTIVENESS DATE: 20130226 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HANCOCK JOHN LIFE INSURANCE CO CENTRAL INDEX KEY: 0000917406 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 041414660 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-03983 FILM NUMBER: 13642999 BUSINESS ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 BUSINESS PHONE: 6175726000 MAIL ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 FORMER COMPANY: FORMER CONFORMED NAME: HANCOCK JOHN MUTUAL LIFE INSURANCE CO / MA DATE OF NAME CHANGE: 19940111 13F-HR/A 1 d30189_40.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Name: John Hancock Life Insurance Company (U.S.A.) Address: 601 Congress Street Boston, MA 02110-2805 Form 13F File Number: 028-03983 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Maureen Milet Title: Vice President & Chief Compliance Officer-Investments Phone: (617) 572-0203 Maureen Milet Boston, MA February 25, 2013 ------------- ---------- ----------------- [Signature] [City, State] [Date] NOTE: The original filing was made under the name John Hancock Life Insurance Company. Report Type (check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this report manager are reported in this report and a portion are reported by other reporting manager(s). List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 10 Form 13F Information Table Value Total: US $43,853 (thousands) List of Other Included Managers: No. Form 13F File Number Name 1 028-11519 Manulife Financial Corporation
VOTING AUTHORITY CUSIP Value Shares or SH/ Put/ Investment Other Name of Issuer Title of Class Number (x$1000) Prn Amount PRN Call Discretion Manager SOLE SHARED NONE ALLIED HEALTHCARE COM 01923A109 2,012 716,080 SH DEFINED 1 716,080 0 0 INTERNATNL INC AMR CORP COM 001765106 503 63,160 SH DEFINED 1 63,160 0 0 DELTA AIRLINES INC COM 247361702 14,125 1,576,400 SH DEFINED 1 1,576,400 0 0 ENERPLUS RESOURCES COM 29274D604 6,971 304,552 SH DEFINED 1 304,552 0 0 FUND METROPCS COM 591708102 6,111 653,564 SH DEFINED 1 653,564 0 0 COMMUNICATIONS INC NAVISTAR INT CORP COM 63934E108 1,197 31,997 SH DEFINED 1 31,997 0 0 PORTLAND GENERAL COM 736508847 3,864 195,945 SH DEFINED 1 195,945 0 0 ELECTRIC CO RANGE RESOURCES CORP COM 75281A109 5,492 111,400 SH DEFINED 1 111,400 0 0 UAL CORP COM 902549807 3,409 370,540 SH DEFINED 1 370,540 0 0 US AIRWAYS GROUP INC COM 90341W108 168 35,765 SH DEFINED 1 35,765 0 0