0001145443-13-000608.txt : 20130226 0001145443-13-000608.hdr.sgml : 20130226 20130226160601 ACCESSION NUMBER: 0001145443-13-000608 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20130226 DATE AS OF CHANGE: 20130226 EFFECTIVENESS DATE: 20130226 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HANCOCK JOHN LIFE INSURANCE CO CENTRAL INDEX KEY: 0000917406 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 041414660 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-03983 FILM NUMBER: 13642702 BUSINESS ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 BUSINESS PHONE: 6175726000 MAIL ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 FORMER COMPANY: FORMER CONFORMED NAME: HANCOCK JOHN MUTUAL LIFE INSURANCE CO / MA DATE OF NAME CHANGE: 19940111 13F-HR/A 1 d30189_9.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Name: John Hancock Life Insurance Company (U.S.A.) Address: 601 Congress Street Boston, MA 02110-2805 Form 13F File Number: 028-03983 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Maureen Milet Title: Vice President & Chief Compliance Officer-Investments Phone: (617) 572-0203 Maureen Milet Boston, MA February 25, 2013 ------------- ------------- ----------------- [Signature] [City, State] [Date] NOTE: The original filing was made under the name John Hancock Life Insurance Company. Report Type (check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this report manager are reported in this report and a portion are reported by other reporting manager(s). List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 84 Form 13F Information Table Value Total: US $272,601 (thousands) List of Other Included Managers: No. Form 13F File Number Name 1 Maritime Life Assurance Company
Shares CUSIP Value or Prn SH/ Put/ Investment Other VOTING AUTHORITY Name of Issuer Title of Class Number (x$1000) Amount PRN Call Discretion Manager SOLE SHARED NONE ABER DIAMOND CORP COM 002893105 357 17,800 SH DEFINED 1 0 17,800 0 AGNICO EAGLE MINES, LTD. COM 008474108 345 22,000 SH DEFINED 1 0 22,000 0 ALCAN INC COM 013716105 1,715 30,000 SH DEFINED 1 0 30,000 0 ALLIANCE ATLANTIS COM 01853E207 225 12,500 SH DEFINED 1 0 12,500 0 AMPEX CORP. COM 032092108 26 186,411 SH SOLE 186,411 0 0 BALLARD POWER SYSTEMS COM 05858H104 1,330 26,800 SH DEFINED 1 0 26,800 0 BANK OF MONTREAL COM 077914109 2,499 69,600 SH DEFINED 1 0 69,600 0 BELL CANADA INTL. COM 077914109 9 6,800 SH DEFINED 1 0 6,800 0 BIOMIRA COM 09161R106 113 17,000 SH DEFINED 1 0 17,000 0 BOARDWALK EQUITIES COM 096613104 123 10,600 SH DEFINED 1 0 10,600 0 BRASCAN COM 10549P606 5,750 200,000 SH DEFINED 1 0 5,750,000 0 BROOKFIELD PPTYS COM 112900105 791 27,209 SH DEFINED 1 0 27,209 0 BUDGET GROUP, INC. COM 119003101 1,167 1,310,679 SH SOLE 1,310,679 0 0 CANADIAN 88 ENERGY COM 13566G509 78 43,500 SH DEFINED 1 0 43,500 0 CANADIAN IMPERIAL BANK COM 136069101 12,912 235,400 SH DEFINED 1 0 235,400 0 CANADIAN PACIFIC RY COM 13645T100 1,412 44,000 SH DEFINED 1 0 44,000 0 CERTICOM CORP COM 156915100 35 10,200 SH DEFINED 1 0 10,200 0 CHC HELICOPTER CORP COM 12541C203 78 4,400 SH DEFINED 1 0 4,400 0 COGNICASE INC COM 192423100 136 13,300 SH DEFINED 1 0 13,300 0 COGNOS INC COM 19244C109 1,100 27,800 SH DEFINED 1 0 27,800 0 COINSTAR INC. COM 19259P300 834 35,000 SH SOLE 35,000 0 0 COREL CORP. COM 21868Q109 70 23,900 SH DEFINED 1 0 23,900 0 COTT COM 22163N106 500 19,600 SH DEFINED 1 0 19,600 0 CREO PRODUCTS COM 13566G509 228 11,100 SH DEFINED 1 0 11,100 0 CRYPTOLOGIC INC COM 228906103 90 3,200 SH DEFINED 1 0 3,200 0 CRYSTALLEX INTL CORP COM 22942F101 63 22,700 SH DEFINED 1 0 22,700 0 DECOMA INTL COM 13566G509 108 6,800 SH DEFINED 1 0 6,800 0 DESCARTES SYSTEMS COM 249906108 200 16,900 SH DEFINED 1 0 16,900 0 DEVON ENERGY CORP COM 25179M103 5,322 154747 SH SOLE 154,747 0 0 DOREL INDUSTRIES COM 25822C205 256 8,000 SH DEFINED 1 0 8,000 0 ECHO BAY MINES COM 278751102 37 45,700 SH DEFINED 1 0 45,700 0 ELI LILLY & CO. COM 532457108 116 1,404 SH SOLE 1,404 0 0 ENBRIDGE INC. COM 29250N105 9,084 209,300 SH DEFINED 1 0 209,300 0 EVERGREEN RESOURCES COM 299900308 77,466 2,006,375 SH SOLE 2,006,375 0 0 EXFO-ELECTRO OPTIC COM 302043104 144 7,600 SH DEFINED 1 0 7,600 0 EXTENDICARE INC. COM 30224T871 108 20,500 SH DEFINED 1 0 20,500 0 FEDERATED DEPT STORES COM 31410H101 1,315 35,547 SH SOLE 35,547 0 0 FEDERATED DEPT STORES WARR CL D 31410H127 130 8,620 SH SOLE 8,620 0 0 FIRSTSERVICE CORP COM 33761N109 198 4,400 SH DEFINED 1 0 4,400 0 FORDING INC COM 345426100 490 17,300 SH DEFINED 1 0 17,300 0 FOUR SEASONS HOTELS SUB VTG SH 35100E104 568 7,606 SH DEFINED 1 0 7,606 0 GLAMIS GOLD, LTD. COM 376775102 156 27,100 SH DEFINED 1 0 27,100 0 GOLDCORP INC COM 380956409 519 26,900 SH DEFINED 1 0 26,900 0 GOLDEN STATE VINTNERS COM 38121K208 1,802 658,695 SH SOLE 658,695 0 0 GSI LUMONICS COM 345426100 180 13,100 SH DEFINED 1 0 13,100 0 GT GROUP TELECOM COM 362359408 38 21,200 SH DEFINED 1 0 21,200 0 HEMOSAOL COM 42369K102 98 13,300 SH DEFINED 1 0 13,300 0 HUMMINGBIRD COMMUN COM 44544R101 183 6,100 SH DEFINED 1 0 6,100 0 HURRICANE HYDROCARBON COM 44779E106 197 18,200 SH DEFINED 1 0 18,200 0 ID BIOMEDICAL COM 44936D108 66 9,700 SH DEFINED 1 0 9,700 0 IMPERIAL OIL COM 453038408 2,526 57,000 SH DEFINED 1 0 57,000 0 INTERTAPE PLYMR GRP COM 460919103 117 9,100 SH DEFINED 1 0 9,100 0 INTRAWEST CORP. COM 460915200 292 13,600 SH DEFINED 1 0 13,600 0 IPSCO INC. COM 462622101 235 13,300 SH SOLE 13,300 0 0 KINROSS GOLD COM 496902107 129 108,300 SH DEFINED 1 0 108,300 0 K-SWISS, INC COM 482686102 6,428 200,000 SH DEFINED 1 0 200,000 0 LEITCH COM 52543H107 114 9,700 SH DEFINED 1 0 9,700 0 LIONS GATE INT COM 535919203 50 13,800 SH DEFINED 1 0 13,800 0 LODGENET ENTERTAINMENT COM 540211109 746 160000 SH SOLE 160,000 0 0 LTV CORP COM 501921100 3 62,413 SH SOLE 62,413 0 0 MDC CORPORATION COM 55267W309 27 5,300 SH DEFINED 1 0 5,300 0 METHANEX COM 59151K108 317 28,100 SH DEFINED 1 0 28,100 0 MOORE CORP, LTD COM 615785102 422 28,800 SH DEFINED 1 0 28,800 0 NABORS INDUSTRIES, INC. COM 629568106 24,031 699,999 SH SOLE 699,999 0 0 NORANDA COM 655422103 1,950 130,000 SH DEFINED 1 0 130,000 0 OPEN TEXT CORP. COM 683715106 223 6,500 SH DEFINED 1 0 6,500 0 PAN AMERICAN SILVER COM 697900108 81 12,100 SH DEFINED 1 0 12,100 0 PENNY J. C. COM 708160106 240 9,453 SH SOLE 9,453 0 0 PETRO CANADA COM 71644E101 1,205 113,000 SH DEFINED 1 0 113,000 0 POTASH CORP OF SASK COM 73755L107 273 2,800 SH DEFINED 1 0 2,800 0 PREMDOR INC. COM 74046P105 327 16,600 SH DEFINED 1 0 16,600 0 QLT PHOTOTHERAPEUT COM 746927102 415 21,100 SH DEFINED 1 0 21,100 0 QUEBECOR PRINTING COM 748203106 506 14,100 SH DEFINED 1 0 79,100 0 RESEARCH IN MOTION COM 760975102 684 19,400 SH DEFINED 1 0 19,400 0 ROYAL GROUP TECH COM 779915107 720 24,500 SH DEFINED 1 0 24,500 0 SIERRA WIRELESS COM 826516106 159 5,300 SH DEFINED 1 4,600 4,600 0 STEINWAY MUSICAL INST. COM 858495104 26,083 1,543,553 SH SOLE 1,543,553 0 0 SUIZA FOODS CORP. COM 865077101 72,522 1,204,480 SH SOLE 1,204,480 0 0 TESCO CORP. COM 88157K101 146 11,000 SH DEFINED 1 0 11,000 0 TLC LASER EYE COM 872934104 370 12,600 SH DEFINED 1 0 12,600 0 VASOGEN COM 92232F103 110 15,000 SH DEFINED 1 0 12,600 0 WESTAIM CORP COM 956909105 169 25,200 SH DEFINED 1 0 22,300 0 WESTAIM CORP COM 950813105 92 1,900 SH DEFINED 1 0 22,300 0 ZI CORPORATION COM 988918108 129 12,100 SH DEFINED 1 0 10,800 0