0001145443-13-000607.txt : 20130226
0001145443-13-000607.hdr.sgml : 20130226
20130226160458
ACCESSION NUMBER: 0001145443-13-000607
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20010930
FILED AS OF DATE: 20130226
DATE AS OF CHANGE: 20130226
EFFECTIVENESS DATE: 20130226
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HANCOCK JOHN LIFE INSURANCE CO
CENTRAL INDEX KEY: 0000917406
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 041414660
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03983
FILM NUMBER: 13642677
BUSINESS ADDRESS:
STREET 1: CORPORATE LAW DIVISION T-55
STREET 2: P O BOX 111
CITY: BOSTON
STATE: MA
ZIP: 02117
BUSINESS PHONE: 6175726000
MAIL ADDRESS:
STREET 1: CORPORATE LAW DIVISION T-55
STREET 2: P O BOX 111
CITY: BOSTON
STATE: MA
ZIP: 02117
FORMER COMPANY:
FORMER CONFORMED NAME: HANCOCK JOHN MUTUAL LIFE INSURANCE CO / MA
DATE OF NAME CHANGE: 19940111
13F-HR/A
1
d30189_8.txt
13F-HR/A
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2001
Check here if Amendment [X]; Amendment Number: 1
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Name: John Hancock Life Insurance Company (U.S.A.)
Address: 601 Congress Street
Boston, MA 02110-2805
Form 13F File Number: 028-03983
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Maureen Milet
Title: Vice President & Chief Compliance Officer-Investments
Phone: (617) 572-0203
Maureen Milet Boston, MA February 25, 2013
------------- ------------- -----------------
[Signature] [City, State] [Date]
NOTE: The original filing was made under the name John Hancock Life Insurance
Company.
Report Type (check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this report manager are reported in this report and a portion are reported
by other reporting manager(s).
List of Other Managers Reporting for this Manager: NONE
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 65
Form 13F Information Table Value Total: US $209,919 (thousands)
List of Other Included Managers:
No. Form 13F File Number Name
1 Maritime Life Assurance Company
Shares
CUSIP Value or Prn SH/ Put/ Investment Other VOTING AUTHORITY
Name of Issuer Title of Class Number (x$1000) Amount PRN Call Discretion Manager SOLE SHARED NONE
ABER DIAMOND CORP COM 002893105 357 17,700 SH DEFINED 1 0 17,700 0
AGNICO EAGLE MINES, LTD. COM 008474108 345 17,600 SH DEFINED 1 0 17,600 0
ALLIANCE ATLANTIS COM 01853E207 189 12,200 SH DEFINED 1 0 12,200 0
AMPEX CORP. COM 032092108 63 186,411 SH SOLE 186,411 0 0
BALLARD POWER SYSTEMS COM 05858H104 873 29,000 SH DEFINED 1 0 29,000 0
BELL CANADA INTL. COM 077914109 32 6,700 SH DEFINED 1 0 6,700 0
BIOMIRA, INC. COM 09161R106 114 16,700 SH DEFINED 1 0 16,700 0
BROOKFIELD PPTYS COM 112900105 791 27,209 SH DEFINED 1 0 27,209 0
BUDGET GROUP, INC. COM 119003101 1,324 1,310,679 SH SOLE 1,310,679 0 0
CAMECO COM 13321L108 641 17,800 SH DEFINED 1 0 17,800 0
CANADIAN 88 ENERGY COM 13566G509 89 42,800 SH DEFINED 1 0 42,800 0
COGNICASE INC. COM 192423101 43 8,800 SH DEFINED 1 0 8,800 0
COINSTAR INC. COM 19259P300 690 35,000 SH SOLE 35,000 0 0
CONCORD COMM. COM 206186108 494 55,477 SH SOLE 55,477 0 0
COREL CORP. COM 21868Q109 76 22,900 SH DEFINED 1 0 22,900 0
COTT COM 22163N106 454 19,200 SH DEFINED 1 0 19,200 0
DESCARTES SYSTEMS COM 249906108 111 16,700 SH DEFINED 1 0 16,700 0
DEVON ENERGY CORP COM 25179M103 5,323 154,747 SH SOLE 154,747 0 0
DIA MET MINERALS CL B ML VTG 25243K307 17 800 SH DEFINED 1 0 800 0
DOREL INDUSTRIES COM 25822C205 248 7,800 SH DEFINED 1 0 7,800 0
ECHO BAY MINES COM 278751102 25 23,200 SH DEFINED 1 0 23,200 0
ELI LILLY & CO. COM 532457108 103 1,404 SH SOLE 1,404 0 0
EVERGREEN RESOURCES COM 299900308 68,116 2,006,375 SH SOLE 2,006,375 0 0
EXTENDICARE INC. COM 30224T871 142 20,200 SH DEFINED 1 0 20,200 0
FAHNESTOCK VINER HLD COM 302921101 123 3,100 SH DEFINED 1 0 3,100 0
FEDERATED DEPT STORES COM 31410H101 1,511 35,547 SH SOLE 35,547 0 0
FEDERATED DEPT STORES WARRANTS CL D 31410H127 130 8,620 SH SOLE 8,620 0 0
FOUR SEASONS HOTELS SUB VTG SHS 35100E104 432 7,306 SH DEFINED 1 0 7,306 0
GLAMIS GOLD, LTD. COM 376775102 94 22,000 SH DEFINED 1 0 22,000 0
GOLDEN STATE VINTNERS COM 38121K208 1,795 658,695 SH SOLE 658,695 0 0
GUIDANT CORP. COM 401698105 95 2,468 SH SOLE 2,468 0 0
HOLLINGER COM 43556c606 33 3,000 SH DEFINED 1 0 3,000 0
HUMMINGBIRD COMMUN COM 44544R101 151 5,800 SH DEFINED 1 0 5,800 0
IMAX CORP. COM 45245E109 10 6,500 SH DEFINED 1 0 6,500 0
INTERTAPE PLYMR GRP COM 460919103 106 8,800 SH DEFINED 1 0 8,800 0
INTRAWEST CORP. COM 460915200 292 13,600 SH DEFINED 1 0 13,600 0
IPSCO INC. COM 462622101 248 12,700 SH SOLE 12,700 0 0
K-SWISS, INC COM 482686102 4,910 200,000 SH DEFINED 1 0 200,000 0
LODGENET ENTERTAINMENT COM 540211109 373 160,000 SH SOLE 160,000 0 0
LTV CORP COM 501921100 8 62,413 SH SOLE 62,413 0 0
MDC CORPORATION COM 55267W309 16 5,100 SH DEFINED 1 0 5,100 0
MERIDIAN GOLD INC. COM 589975101 397 23,200 SH DEFINED 1 0 23,200 0
METHANEX COM 59151K108 275 35,900 SH DEFINED 1 0 35,900 0
MOORE CORP, LTD COM 615785102 336 27,600 SH DEFINED 1 27,600 0
NABORS INDUSTRIES, INC. COM 629568106 14,679 699,999 SH SOLE 699,999 0 0
OPEN TEXT CORP. COM 683715106 213 6,200 SH DEFINED 1 0 6,200 0
PAN AMERICAN SILVER COM 697900108 76 11,600 SH DEFINED 1 0 11,600 0
PENNY J. C. COM 708160106 207 9,453 SH SOLE 9,453 0 0
PREMDOR INC. COM 74046P105 155 13,700 SH DEFINED 1 0 13,700 0
PRIMIX SOLUTIONS COM 68272R108 361 481,347 SH SOLE 0 0 0
QLT PHOTOTHERAPEUT COM 746927102 515 21,100 SH DEFINED 1 0 21,100 0
QUEBECOR PRINTING COM 748203106 283 14,700 SH DEFINED 1 0 14,700 0
RESEARCH IN MOTION COM 760975102 460 18,100 SH DEFINED 1 0 18,100 0
ROYAL GROUP TECH COM 779915107 558 23,300 SH DEFINED 1 0 23,300 0
SIERRA WIRELESS COM 826516106 83 5,000 SH DEFINED 1 4,600 4,600 0
STEINWAY MUSICAL INST. COM 858495104 23,832 1,543,553 SH SOLE 1,543,553 0 0
SUIZA FOODS CORP. COM 865077101 76,051 1,204,480 SH SOLE 1,204,480 0 0
TANGRAM ENTERPRISE COM 875924102 1 770 SH SOLE 770 0 0
TELESYSTEM SUB. VTG 879946101 21 24,100 SH DEFINED 1 0 24,100 0
TESCO CORP. COM 88157K101 9 10,600 SH DEFINED 1 0 10,600 0
TLC LASER EYE COM 872934104 47 11,600 SH DEFINED 1 0 11,600 0
VASOGEN COM 92232F103 130 14,000 SH DEFINED 1 0 12,600 0
WALKER INTERACTIVE SYSTEMS COM 931664106 24 43,669 SH SOLE 43,669 0 0
WESTAIM CORP COM 956909105 130 24,300 SH DEFINED 1 0 22,300 0
ZI CORPORATION COM 988918108 92 11,600 SH DEFINED 1 0 10,800 0