13F-HR/A 1 d30189_7.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2001 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Name: John Hancock Life Insurance Company (U.S.A.) Address: 601 Congress Street Boston, MA 02110-2805 Form 13F File Number: 028-03983 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Maureen Milet Title: Vice President & Chief Compliance Officer-Investments Phone: (617) 572-0203 Maureen Milet Boston, MA February 25, 2013 ------------- ------------- ----------------- [Signature] [City, State] [Date] NOTE: The original filing was made under the name John Hancock Life Insurance Company. Report Type (check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this report manager are reported in this report and a portion are reported by other reporting manager(s). List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 76 Form 13F Information Table Value Total: US $247,192 (thousands) List of Other Included Managers: No. Form 13F File Number Name 1 Maritime Life Assurance Company 2 Hancock Venture Partners, Inc. (formerly John Hancock Venture Capital Management)
Shares CUSIP Value or Prn SH/ Put/ Investment Other VOTING AUTHORITY Name of Issuer Title of Class Number (x$1000) Amount PRN Call Discretion Manager SOLE SHARED NONE ABER DIAMOND CORP COM 002893105 289 17,000 SH DEFINED 1 0 17,000 0 AGNICO EAGLE MINES, LTD COM 008474108 229 17,600 SH DEFINED 1 0 17,600 0 ALLIANCE ATLANTIS COM 01853E207 194 9,400 SH DEFINED 1 0 9,400 0 ALLIANCE FORST. PROD. COM 01859J108 148 9,000 SH DEFINED 1 0 9,000 0 AMPEX CORP. COM 032092108 63 186,411 SH SOLE 186,411 0 0 BALLARD POWER SYSTEMS COM 05858H104 2,029 28,200 SH DEFINED 1 0 28,200 0 BELL CANADA INTL. COM 077914109 107 6,500 SH DEFINED 1 0 6,500 0 BIOMIRA, INC. COM 09161R106 164 15,600 SH DEFINED 1 0 15,600 0 BROOKFIELD PPTYS COM 112900105 728 25,109 SH DEFINED 1 0 25,109 0 BUDGET GROUP, INC. COM 119003101 3,146 1,310,679 SH SOLE 1,310,679 0 0 CAMECO COM 13321L108 552 17,300 SH DEFINED 1 0 17,300 0 CANADIAN 88 ENERGY COM 13566G509 94 41,700 SH DEFINED 1 0 41,700 0 CHIEFTAN INTERL, INC. COM 16867C101 219 5,000 SH DEFINED 1 0 5,000 0 COGNICASE INC. COM 192423101 41 7,500 SH DEFINED 1 0 7,500 0 COINSTAR INC. COM 19259P300 0 35000 SH SOLE 35,000 0 0 COMINCO COM 200435105 372 13,300 SH DEFINED 1 0 13,300 0 CONCORD COMM. COM 206186108 499 55,477 SH SOLE 55,477 0 0 COREL CORP. COM 21868Q109 101 23,000 SH DEFINED 1 0 23,000 0 COTT COM 22163N106 312 18,700 SH DEFINED 1 0 18,700 0 CYTEX COM 232946103 72 3,126 SH SOLE 3,126 0 0 DELTA & PINE LAND COM 247357106 4,191 219,905 SH SOLE 219,905 0 0 DESCARTES SYSTEMS COM 249906108 421 15,200 SH DEFINED 1 0 15,200 0 DEVON ENERGY CORP COM 25179M103 8,124 154,747 SH SOLE 154,747 0 0 DIA MET MINERALS CL B ML VTG 25243K307 166 7,600 SH DEFINED 1 0 7,600 0 DOREL INDUSTRIES COM 25822C205 219 7,600 SH DEFINED 1 0 7,600 0 ECHO BAY MINES COM 278751102 66 43,800 SH DEFINED 1 0 43,800 0 EVERGREEN RESOURCES COM 299900308 75,861 2,006,375 SH SOLE 2,006,375 0 0 EXTENDICARE INC. COM 30224T871 1,283 19,800 SH DEFINED 1 0 19,800 0 FAHNESTOCK VINER HLD COM 302921101 119 3,000 SH DEFINED 1 0 3,000 0 FEDERATED DEPT STORES COM 31410H101 1,511 35547 SH SOLE 35,547 0 0 FEDERATED DEPT STORES WARRANTS 31410H127 130 8620 SH SOLE 8,620 0 0 FOUR SEASONS HOTELS SUB VTG SH 35100E104 613 7,306 SH DEFINED 1 0 7,306 0 FUSION MEDICAL TECH COM 000361281 96 13036 SH DEFINED 2 0 13036 0 GLAMIS GOLD, LTD. COM 376775102 94 22,000 SH DEFINED 1 0 22,000 0 GOLDEN STATE VINTNERS COM 38121K208 2,667 658,695 SH SOLE 658,695 0 0 GUIDANT CORP. COM 401698105 89 2,468 SH SOLE 2,468 0 0 HOLLINGER COM 43556c606 38 3,000 SH DEFINED 1 0 3,000 0 HUMMINGBIRD COMMUN COM 44544R101 144 5,800 SH DEFINED 1 0 5,800 0 IMAX CORP. COM 45245E109 20 6,500 SH DEFINED 1 0 6,500 0 INFORMIX CORP. COM 456779107 77 25538 SH DEFINED 2 0 25538 0 INTERTAPE PLYMR GRP COM 460919103 165 8,800 SH DEFINED 1 0 8,800 0 INTRAWEST CORP. COM 460915200 408 13,600 SH DEFINED 1 0 13,600 0 IPSCO INC. COM 462622101 292 12,700 SH SOLE 12,700 0 0 K-SWISS, INC COM 482686102 4,830 200,000 SH DEFINED 1 0 200,000 0 KINROSS GOLD COM 496902107 120 93,800 SH DEFINED 1 0 93,800 0 LTV CORP COM 501921100 8 62,413 SH SOLE 62,413 0 0 ELI LILLY & CO. COM 532457108 104 1,404 SH SOLE 1,404 0 0 LODGENET ENTERTAINMENT COM 540211109 373 80,000 SH SOLE 80,000 0 0 MDC CORPORATION COM 55267W309 69 5,100 SH DEFINED 1 0 5,100 0 MERIDIAN GOLD INC. COM 589975101 276 23,200 SH DEFINED 1 0 23,200 0 METHANEX COM 59151K108 299 35,900 SH DEFINED 1 0 35,900 0 MOORE CORP, LTD COM 615785102 228 27,600 SH DEFINED 1 0 27,600 0 NABORS INDUSTRIES, INC. COM 629568106 26,040 699,999 SH SOLE 699,999 0 0 OCEAN ENERGY, INC. COM 674812201 1,745 100,000 SH SOLE 100,000 0 0 OPEN TEXT CORP. COM 683715106 221 6,200 SH DEFINED 1 0 6,200 0 PAN AMERICAN SILVER COM 697900108 66 11,600 SH DEFINED 1 0 11,600 0 PENNY J. C. COM 708160106 103 9,453 SH SOLE 9,453 0 0 PREMDOR INC. COM 74046P105 149 13,700 SH DEFINED 1 0 13,700 0 PSC, INC. COM 69361E107 260 422,500 SH SOLE 422,500 0 0 QLT PHOTOTHERAPEUT COM 746927102 633 21,100 SH DEFINED 1 0 21,100 0 QUEBECOR PRINTING COM 748203106 374 14,700 SH DEFINED 1 0 14,700 0 RESEARCH IN MOTION COM 760975102 886 18,100 SH DEFINED 1 0 18,100 0 ROGERS COMM. COM 775109200 151 5,800 SH DEFINED 1 0 5,800 0 ROYAL GROUP TECH COM 779915107 651 23,300 SH DEFINED 1 0 23,300 0 SHAW CORP. CL B NVT 82028K200 1 37 SH DEFINED 1 0 37 0 SIERRA WIRELESS COM 826516106 140 5,000 SH DEFINED 1 4,600 4,600 0 STEINWAY MUSICAL INST. COM 858495104 27,769 1,543,553 SH SOLE 1,543,553 0 0 SUIZA FOODS CORP. COM 865077101 74,807 1,439,980 SH SOLE 1,439,980 0 0 TANGRAM ENTERPRISE COM 875924102 1 770 SH SOLE 770 0 0 TELESYSTEM INTL. SUB VTG 879946101 44 24,100 SH DEFINED 1 0 24,100 0 TESCO CORP. COM 88157K101 18 10,600 SH DEFINED 1 0 10,600 0 TLC LASER EYE COM 872934104 138 11,600 SH DEFINED 1 0 11,600 0 VASOGEN COM 92232F103 130 14,000 SH DEFINED 1 0 12,600 0 WALKER INTERACTIVE SYST COM 931664106 28 43,669 SH SOLE 43,669 0 0 WESTAIM CORP COM 956909105 247 24,300 SH DEFINED 1 0 22,300 0 ZI CORPORATION COM 988918108 129 11,600 SH DEFINED 1 0 10,800 0