0001145443-13-000605.txt : 20130226 0001145443-13-000605.hdr.sgml : 20130226 20130226160348 ACCESSION NUMBER: 0001145443-13-000605 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20130226 DATE AS OF CHANGE: 20130226 EFFECTIVENESS DATE: 20130226 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HANCOCK JOHN LIFE INSURANCE CO CENTRAL INDEX KEY: 0000917406 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 041414660 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-03983 FILM NUMBER: 13642658 BUSINESS ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 BUSINESS PHONE: 6175726000 MAIL ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 FORMER COMPANY: FORMER CONFORMED NAME: HANCOCK JOHN MUTUAL LIFE INSURANCE CO / MA DATE OF NAME CHANGE: 19940111 13F-HR/A 1 d30189_5.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2000 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Name: John Hancock Life Insurance Company (U.S.A.) Address: 601 Congress Street Boston, MA 02110-2805 Form 13F File Number: 028-03983 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Maureen Milet Title: Vice President & Chief Compliance Officer-Investments Phone: (617) 572-0203 Maureen Milet Boston, MA February 25, 2013 ------------- ------------- ----------------- [Signature] [City, State] [Date] NOTE: The original filing was made under the name John Hancock Life Insurance Company. Report Type (check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this report manager are reported in this report and a portion are reported by other reporting manager(s). List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 131 Form 13F Information Table Value Total: US $431,758 (thousands) List of Other Included Managers: No. Form 13F File Number Name 1 Maritime Life Assurance Company 2 Hancock Venture Partners, Inc. (formerly John Hancock Venture Capital Management) 3 John Hancock Capital Growth Management
Shares Title CUSIP Value or Prn SH/ Put/ Investment Other VOTING AUTHORITY Name of Issuer of Class Number (x$1000) Amount PRN Call Discretion Manager SOLE SHARED NONE ABER DIAMOND CORP COM 002893105 197 16,300 SH DEFINED 1 0 16,300 0 ABITIBI CONS COM 003924107 961 69,667 SH DEFINED 1 0 69,667 0 AGNICO EAGLE MINES, LTD. COM 008474108 149 16,600 SH DEFINED 1 0 16,600 0 AGRIUM INC COM 008916108 394 18,812 SH DEFINED 1 0 18,812 0 AIR CANADA CL A NON VTG 008911307 141 12,328 SH DEFINED 1 0 12,328 0 ALBERTA ENERGY CO. COM 012873105 1,698 23,647 SH DEFINED 1 0 23,647 0 ALCAN ALUMINIUM, LTD COM 013716105 2,629 51,200 SH DEFINED 1 0 51,200 0 ALLIANCE ATLANTIS COM 01853E210 132 6,000 SH DEFINED 1 0 6,000 0 ALLIANCE FORST. PROD. COM 01859J108 127 9,100 SH DEFINED 1 0 9,100 0 AMPEX CORP. COM 032092108 86 186,411 SH SOLE 186,411 0 0 BALLARD POWER SYSTEMS COM 05858H104 2,504 26,500 SH DEFINED 1 0 26,500 0 BANK OF MONTREAL COM 063671101 5,258 66,900 SH DEFINED 1 0 66,900 0 BARRICK GOLD CORP COM 067901108 1,542 62,658 SH DEFINED 1 0 62,658 0 BCE, INC. COM 05534B109 6,689 154,470 SH DEFINED 1 0 154,470 0 BELL CANADA INTL. COM 077914109 179 6,100 SH DEFINED 1 0 6,100 0 BEMA GOLD CORP. COM 08135F107 18 44,800 SH DEFINED 1 0 44,800 0 BID.COM COM 088788104 49 14,700 SH DEFINED 1 0 14,700 0 BIOCHEM PHARMA COM 09058T108 15 15,300 SH DEFINED 1 0 15,300 0 BIOMIRA, INC. COM 09161R106 12 14,800 SH DEFINED 1 0 14,800 0 BROOKFIELD PPTYS COM 112900105 568 20,509 SH DEFINED 1 0 20,509 0 BUDGET GROUP, INC. COM 119003101 2,779 1,310,679 SH SOLE 1,310,679 0 0 CALL-NET ENTERPRISES CL B NON-VTG 130910201 92 94,277 SH DEFINED 1 0 94,277 0 CAMECO CORP. COM 13321L108 420 16,400 SH DEFINED 1 0 16,400 0 CANADIAN 88 ENERGY COM 13566G509 161 40,100 SH DEFINED 1 0 40,100 0 CANADIAN NAT'L RAILWAY COM 136375102 1,344 30,300 SH DEFINED 1 0 30,300 0 CANADIAN PACIFIC LTD COM 135923100 2,063 49,699 SH DEFINED 1 0 49,699 0 CDN NATURAL RES EQUITY COM 136385101 804 19,377 SH DEFINED 1 0 19,377 0 CGI GROUP INC. COM 39945C109 229 38,200 SH DEFINED 1 0 38,200 0 CELESTICA, INC. SUB VTG SHS 15101Q108 2,090 25,800 SH DEFINED 1 0 25,800 0 CHIEFTAN INTERL, INC. COM 16867C101 199 4,800 SH DEFINED 1 0 4,800 0 CINAR CORP. SUB VTG 171905300 53 5,100 SH DEFINED 1 0 5,100 0 CINRAM, LTD. COM 17252T105 47 16,500 SH DEFINED 1 0 16,500 0 COASTAL CORP COM 190441105 63 710 SH SOLE 710 0 0 COGNICASE INC. COM 192423101 49 4,900 SH DEFINED 1 0 4,900 0 COINSTAR INC. COM 19259P300 334 35000 SH SOLE 35,000 0 0 COMINCO COM 200435105 323 12,900 SH DEFINED 1 0 12,900 0 CONCORD COMM. COM 206186108 485 55,477 SH SOLE 55,477 0 0 COREL CORP. COM 21868Q109 55 21,900 SH DEFINED 1 0 21,900 0 COTT COM 22163N106 157 11,900 SH DEFINED 1 0 11,900 0 COUNSEL CORP. COM 22226R102 62 5,400 SH DEFINED 1 0 5,400 0 CYTEX COM 232946103 65 1,042 SH SOLE 1,042 0 0 DELTA & PINE LAND COM 247357106 25,162 1,202,205 SH SOLE 1,202,205 0 0 DESCARTES SYSTEMS COM 249906108 497 14,000 SH DEFINED 1 0 14,000 0 DEVON ENERGY CORP COM 25179M103 9,435 154,747 SH SOLE 154,747 0 0 DIA MET MINERALS CL B ML VTG 25243K307 103 4,700 SH DEFINED 1 0 4,700 0 DOMTAR INC. COM 257561100 244 17,995 SH DEFINED 1 0 17,995 0 DOREL INDUSTRIES COM 25822C205 136 7,000 SH DEFINED 1 0 7,000 0 ECHO BAY MINES COM 278751102 27 42,100 SH DEFINED 1 0 42,100 0 ENBRIDGE INC. COM 29250N105 2,954 67,600 SH DEFINED 1 0 67,600 0 ENCAL ENERGY LTD COM 29250D107 109 23,400 SH DEFINED 1 0 23,400 0 EVERGREEN RESOURCES COM 299900308 77,496 2,006,375 SH SOLE 2,006,375 0 0 EXTENDICARE INC. COM 30224T871 61 17,800 SH DEFINED 1 0 17,800 0 FAHNESTOCK VINER HLD COM 302921101 130 3,600 SH DEFINED 1 0 3,600 0 FED. AGRI. MTG. CORPS. COM 313148108 740 40,000 SH SOLE 40,000 0 0 FEDERATED DEPT STORES COM 31410H101 1,244 35547 SH SOLE 35,547 0 0 FEDERATED DEPT STORES WARRANTS CL D 31410H127 82 8620 SH SOLE 8,620 0 0 FOUR SEASONS HOTELS SUB VGT SHS 35100E104 649 6,806 SH DEFINED 1 0 6,806 0 FURR'S/BISHOP'S COM 361115504 1,506 1095598 SH SOLE 1,095,598 0 0 FUSION MEDICAL TECH COM 000361281 52 21701 SH DEFINED 2 0 13036 0 GLAMIS GOLD, LTD. COM 376775102 50 21,000 SH DEFINED 1 0 21,000 0 GOLDEN STATE VINTNERS COM 38121K208 4,858 658,695 SH SOLE 658,695 0 0 GUIDANT CORP. COM 401698105 133 2,468 SH SOLE 2,468 0 0 GULF CDA RESOURCES ORD 40218L305 652 85,186 SH DEFINED 1 0 85,186 0 HOLLINGER COM 43556c606 53 3,400 SH DEFINED 1 0 3,400 0 HUMMINGBIRD COMMUN COM 44544R101 260 5,400 SH DEFINED 1 0 5,400 0 IMAX CORP. COM 45245E109 25 5,900 SH DEFINED 1 0 5,900 0 IMPERIAL OIL, LTD COM 453038408 739 18,745 SH DEFINED 1 0 18,745 0 INCO LTD. COM 453258402 723 28,800 SH DEFINED 1 0 28,800 0 INFORMIX CORP. COM 456779107 77 25538 SH DEFINED 2 0 25538 0 INTERTAPE PLYMR GRP COM 460919103 94 8,500 SH DEFINED 1 0 8,500 0 INTRAWEST CORP. COM 460915200 387 13,000 SH DEFINED 1 0 13,000 0 IPSCO INC. COM 462622101 305 12,200 SH DEFINED 1 0 12,200 0 K-SWISS, INC COM 482686102 5,000 200,000 SH SOLE 200,000 0 0 KINROSS GOLD CORP COM 496902107 72 89,200 SH DEFINED 1 121,737 39,100 0 LTV CORP COM 501921100 21 62,413 SH SOLE 62,413 0 0 LAIDLAW, INC. COM 50730K503 11 97,484 SH DEFINED 1 0 97,484 0 ELI LILLY & CO. COM 532457108 131 1,404 SH SOLE 1,404 0 0 LODGENET ENTERTAINMENT COM 540211109 1,410 80,000 SH SOLE 80,000 0 0 MDC CORPORATION COM 55267W309 57 5,100 SH DEFINED 1 0 5,100 0 MACKENZIE FINANCIAL COM 554531103 766 29,100 SH DEFINED 1 0 29,100 0 MAGNA INTL. INC. CL A SV 559222401 774 12,300 SH DEFINED 1 0 12,300 0 MAIL.COM COM 530311102 9 12370 SH DEFINED 2 0 12370 0 MERIDIAN GOLD INC. COM 589975101 218 22,100 SH DEFINED 1 0 22,100 0 METHANEX COM 59151K108 269 36,400 SH DEFINED 1 0 36,400 0 MITEL CORPORATION COM 606711109 241 19,900 SH DEFINED 1 0 19,900 0 MOORE CORP, LTD COM 615785102 121 26,500 SH DEFINED 1 0 26,500 0 NABORS INDUSTRIES, INC. COM 629568106 41,405 699,999 SH SOLE 699,999 0 0 NAMBIAN COM 629913104 49 14,100 SH DEFINED 1 0 10,900 0 NORTEL COM 6565681021 15,727 490499 SH SOLE 0 0 0 NOVA CHEMICALS COM 66977W109 385 13,695 SH DEFINED 1 0 13,695 0 NUMAC ENERGY COM 67052A103 140 21,800 SH DEFINED 1 0 21,800 0 OCEAN ENERGY, INC. COM 674812201 21,301 1,225,977 SH SOLE 1,225,977 0 0 OPEN TEXT CORP. COM 683715106 197 6,100 SH DEFINED 1 0 6,100 0 PAN AMERICAN SILVER COM 697900108 42 10,200 SH DEFINED 1 0 10,200 0 PENNY J. C. COM 708160106 103 9,453 SH SOLE 9,453 0 0 PETRO-CANADA COM 71644E102 1,652 43,300 SH DEFINED 1 0 43,300 0 PETROMET RES LTD COM 716731104 100 15,500 SH DEFINED 1 0 15,500 0 PLACER DOME INC. COM 725906101 750 51,900 SH DEFINED 1 0 51,900 0 POTASH CORP OF SASK COM 73755L107 962 8,200 SH DEFINED 1 0 8,200 0 PRECISION DRILLING COM 74022D100 390 8,236 SH DEFINED 1 0 8,236 0 PREMDOR INC. COM 74046P105 463 7,200 SH DEFINED 1 0 7,200 0 PSC, INC. COM 69361E107 317 422,500 SH SOLE 422,500 0 0 QLT PHOTOTHERAPEUT COM 746927102 849 20,200 SH DEFINED 1 0 20,200 0 QUEBECOR PRINTING COM 748203106 530 14,100 SH DEFINED 1 0 14,100 0 QUINTUS COM 748798105 0 105146 SH DEFINED 2 0 1429650 0 R&B FALCON CORP. COM 74912E101 37,286 1,621,152 SH SOLE 1,621,152 0 0 RESEARCH IN MOTION COM 760975102 1,820 17,400 SH DEFINED 1 0 17,400 0 ROGERS COMM. COM 775109200 584 23,100 SH DEFINED 1 0 23,100 0 ROYAL BANK CDA COM 780087102 7,124 140,100 SH DEFINED 1 0 140,100 0 ROYAL GROUP TECH COM 779915107 411 21,900 SH DEFINED 1 0 21,900 0 SHAW CORP. CL B NON-VTG 82028K200 1,076 30,732 SH DEFINED 1 0 30,732 0 SIERRA WIRELESS COM 826516106 346 4,800 SH DEFINED 1 4,600 4,600 0 STEINWAY MUSICAL INST. COM 858495104 27,687 1,543,553 SH SOLE 1,543,553 0 0 SUNCOR INC. COM 867229106 1,344 35,100 SH DEFINED 1 0 35,100 0 SUIZA FOODS CORP. COM 865077101 82,716 1,723,246 SH SOLE 1,723,246 0 0 TALISMAN ENERGY INC. COM 87425E103 1,214 21,808 SH DEFINED 1 0 21,808 0 TANGRAM ENTERPRISE COM 875924102 0 770 SH SOLE 770 0 0 TELESYSTEM INTL. SUB VTG 879946101 164 22,100 SH DEFINED 1 0 22,100 0 TESCO CORP. COM 88157K101 74 4,800 SH DEFINED 1 0 4,800 0 TLC LASER EYE COM 872934104 24 11,600 SH DEFINED 1 0 11,600 0 TORONTO-DOMINION BK COM 891160509 4,284 98,600 SH DEFINED 1 0 98,600 0 TRANSCANADA PIPELINES COM 893526103 3,821 222,173 SH DEFINED 1 0 222,173 0 TRIZEC HAHN CORP COM 896938107 884 38,026 SH DEFINED 1 0 38,026 0 TVX GOLD, INC. COM 83708K101 13 5,680 SH DEFINED 1 0 5,680 0 TVX GOLD, INC. COM 87308K200 13 5,000 SH DEFINED 1 0 5,000 0 UNITED DOMINION INDS. COM 909914103 110 6,173 SH DEFINED 1 0 6,173 0 VASOGEN COM 92232F103 125 13,200 SH DEFINED 1 0 12,600 0 WALKER INTERACTIVE SYSTEMS COM 931664106 169 43,669 SH SOLE 43,669 0 0 WESTAIM CORP COM 956909105 294 23,200 SH DEFINED 1 0 22,300 0 WESTCOAST ENERGY INC. COM 95751D102 1,379 38,100 SH DEFINED 1 0 38,100 0 ZI CORPORATION COM 988918108 130 11,100 SH DEFINED 1 0 10,800 0