13F-HR/A 1 d30189_4.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2000 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Name: John Hancock Life Insurance Company (U.S.A.) Address: 601 Congress Street Boston, MA 02110-2805 Form 13F File Number: 028-03983 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Maureen Milet Title: Vice President & Chief Compliance Officer-Investments Phone: (617) 572-0203 Maureen Milet Boston, MA February 25, 2013 ------------- ------------- ----------------- [Signature] [City, State] [Date] NOTE: The original filing was made under the name John Hancock Life Insurance Company. Report Type (check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this report manager are reported in this report and a portion are reported by other reporting manager(s). List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 148 Form 13F Information Table Value Total: US $470,468 (thousands) List of Other Included Managers: No. Form 13F File Number Name 1 Maritime Life Assurance Company 2 Hancock Venture Partners, Inc. (formerly John Hancock Venture Capital Management) 3 John Hancock Capital Growth Management
Shares Title CUSIP Value or Prn SH/ Put/ Investment Other VOTING AUTHORITY Name of Issuer of Class Number (x$1000) Amount PRN Call Discretion Manager SOLE SHARED NONE ABER DIAMOND CORP COM 002916104 188 15,700 SH DEFINED 1 0 15,700 0 ABITIBI CONS COM 003924107 924 65,767 SH DEFINED 1 0 65,767 0 ABLE TELECOM COM 003712304 591 286,653 SH SOLE 286,653 0 0 AGNICO EAGLE MINES, LTD. COM 008474108 142 16,100 SH DEFINED 1 0 16,100 0 AGRIUM INC COM 008916108 261 16,812 SH DEFINED 1 0 16,812 0 AIR CANADA CL A NVTG 008911307 110 6,228 SH DEFINED 1 0 6,228 0 ALBERTA ENERGY CO. COM 012873105 1,333 21,347 SH DEFINED 1 0 21,347 0 ALCAN ALUMINIUM, LTD COM 013716105 1,429 32,700 SH DEFINED 1 0 32,700 0 ALLIANCE ATLANTIS COM 01853E210 135 5,200 SH DEFINED 1 0 5,200 0 ALLIANCE FORST. PROD. COM 01859J108 164 8,700 SH DEFINED 1 0 8,700 0 AMPEX CORP. COM 032092108 315 186,411 SH SOLE 186,411 0 0 BALLARD POWER SYSTEMS COM 05858H104 4,209 25,500 SH DEFINED 1 0 25,500 0 BANK OF MONTREAL COM 063671101 4,460 65,300 SH DEFINED 1 0 65,300 0 BARRICK GOLD CORP COM 067901108 1,355 59,158 SH DEFINED 1 0 59,158 0 BEARD COMPANY COM 07384R101 293 312,040 SH SOLE 312,040 0 0 BCE, INC. COM 05534B109 4,234 120,800 SH DEFINED 1 0 120,800 0 BELL CANADA INTL. COM 077914109 194 6,000 SH DEFINED 1 0 6,000 0 BEMA GOLD CORP. COM 08135F107 16 20,800 SH DEFINED 1 0 20,800 0 BID.COM COM 088788104 49 14,700 SH DEFINED 1 0 14,700 0 BIOCHEM PHARMA COM 09058T108 501 15,100 SH DEFINED 1 0 15,100 0 BIOMIRA, INC. COM 09161R106 226 14,100 SH DEFINED 1 0 14,100 0 BROOKFIELD PPTYS COM 112900105 521 21,500 SH DEFINED 1 0 21,500 0 BUDGET GROUP, INC. COM 119003101 4,047 1,310,679 SH SOLE 1,310,679 0 0 CALL-NET ENTERPRISES CL B NV 130910201 33 14,777 SH DEFINED 1 0 14,777 0 CAMBIOR, INC. COM 13201L103 12 20,400 SH DEFINED 1 0 20,400 0 CAMECO CORP. COM 13321L108 312 16,000 SH DEFINED 1 0 16,000 0 CANADIAN 88 ENERGY COM 13566G509 145 38,700 SH DEFINED 1 0 38,700 0 CANADIAN NAT'L RAILWAY COM 136375102 1,291 29,200 SH DEFINED 1 0 29,200 0 CANADIAN PACIFIC LTD COM 135923100 1,845 47,199 SH DEFINED 1 0 47,199 0 CANADIAN OCCIDENTAL PETROLEUM COM 136420106 669 17,800 SH DEFINED 1 0 17,800 0 CDN NATURAL RES EQUITY COM 136385101 906 17,977 SH DEFINED 1 0 17,977 0 CGI GROUP INC. COM 39945C109 414 35,400 SH DEFINED 1 0 35,400 0 CELESTICA, INC. SUB VTG 15101Q108 2,519 24,300 SH DEFINED 1 0 24,300 0 CHIEFTAN INTERL, INC. COM 16867C101 146 4,700 SH DEFINED 1 0 4,700 0 CINAR CORP. SUB VTG 171905300 53 5,100 SH DEFINED 1 0 5,100 0 CINRAM, LTD. COM 17252T105 93 16,100 SH DEFINED 1 0 16,100 0 CLEARNET COMM. COM 184902104 767 11,500 SH DEFINED 1 0 3,400 0 COASTAL CORP COM 190441105 49 710 SH SOLE 710 0 0 COGNICASE INC. COM 192423101 90 4,700 SH DEFINED 1 0 4,700 0 COINSTAR INC. COM 19259P300 403 35,000 SH SOLE 35,000 0 0 COMINCO COM 200435105 281 13,600 SH DEFINED 1 0 13,600 0 CONCORD COMM. COM 206186108 1,331 55,477 SH SOLE 55,477 0 0 COREL CORP. COM 21868Q109 117 21,100 SH DEFINED 1 0 21,100 0 COTT COM 22163N106 157 17,300 SH DEFINED 1 0 17,300 0 COUNSEL CORP. COM 22226R102 22 5,400 SH DEFINED 1 0 5,400 0 CYTEX COM 232946103 45 1,042 SH SOLE 1,042 0 0 DELTA & PINE LAND COM 247357106 90,987 4,128,764 SH SOLE 4,128,764 0 0 DESCARTES SYSTEMS COM 249906108 942 12,600 SH DEFINED 1 0 12,600 0 DEVON ENERGY CORP COM 25179M103 3,000 154,747 SH SOLE 154,747 0 0 DIA MET MINERALS CL B ML VTG 25243K307 92 4,600 SH DEFINED 1 0 4,600 0 DOMTAR INC. COM 257561100 223 17,295 SH DEFINED 1 0 17,295 0 DOREL INDUSTRIES COM 25822C205 195 6,600 SH DEFINED 1 0 6,600 0 ECHO BAY MINES COM 278751102 44 40,600 SH DEFINED 1 0 40,600 0 ENBRIDGE INC. COM 29250N105 2,287 66,100 SH DEFINED 1 0 66,100 0 ENCAL ENERGY LTD COM 29250D107 109 11,600 SH DEFINED 1 0 11,600 0 EVERGREEN RESOURCES COM 299900308 69,722 2,006,375 SH SOLE 2,006,375 0 0 EXCITE AT HOME COM 300904109 24 8,372 SH DEFINED 2 0 8,372 0 EXTENDICARE INC. COM 30224T871 18 17,600 SH DEFINED 1 0 17,600 0 FAHNESTOCK VINER HLD COM 302921101 116 3,500 SH DEFINED 1 0 3,500 0 FED. AGRI. MTG. CORPS. COM 313148108 350 40,000 SH SOLE 40,000 0 0 FEDERATED DEPT STORES COM 31410H101 983 35,547 SH SOLE 35,547 0 0 FEDERATED DEPT STORES WARRANTS CL D 31410H127 101 8,620 SH SOLE 8,620 0 0 FOUR SEASONS HOTELS SUB VTG SHS 35100E104 739 6,606 SH DEFINED 1 0 6,606 0 FURR'S/BISHOP'S COM 361115504 4,451 1,095,598 SH SOLE 1,095,598 0 0 FUSION MEDICAL TECH COM 000361281 127 13,036 SH DEFINED 2 0 13,036 0 GLAMIS GOLD, LTD. COM 376775102 46 20,300 SH DEFINED 1 0 20,300 0 GOLDEN STATE VINTNERS COM 38121K208 1,852 658,595 SH SOLE 658,595 0 0 GUIDANT CORP. COM 401698105 166 2,468 SH SOLE 2,468 0 0 GULF CDA RESOURCES ORD 40218L305 421 53,033 SH DEFINED 1 0 53,033 0 HOLLINGER COM 43556c606 55 3,500 SH DEFINED 1 0 3,500 0 HUMMINGBIRD COMMUN COM 44544R101 233 5,200 SH DEFINED 1 0 5,200 0 IMAX CORP. COM 45245E109 149 5,800 SH DEFINED 1 0 5,800 0 IMPERIAL OIL, LTD COM 453038408 688 17,645 SH DEFINED 1 0 17,645 0 INCO LTD. COM 453258402 656 27,100 SH DEFINED 1 0 27,100 0 INCO LTD. CL VBN SH 453258709 50 4,725 SH DEFINED 1 0 4,725 0 INFORMIX CORP. COM 456779107 112 25,538 SH DEFINED 2 0 25,538 0 INTERTAPE PLYMR GRP COM 460919103 162 8,100 SH DEFINED 1 0 8,100 0 INTRAWEST CORP. COM 460915200 315 12,600 SH DEFINED 1 0 12,600 0 IPSCO INC. COM 462622101 181 11,800 SH DEFINED 1 0 11,800 0 K-SWISS, INC COM 482686102 4,500 200,000 SH SOLE 200,000 0 0 KINROSS GOLD CORP COM 496902107 74 86,200 SH DEFINED 1 121,737 39,100 0 LTV CORP COM 501921100 339 62,413 SH SOLE 62,413 0 0 LAIDLAW, INC. COM 50730K503 35 95,184 SH DEFINED 1 95,184 0 ELI LILLY & CO. COM 532457108 90 1,404 SH SOLE 1,404 0 0 LODGENET ENTERTAINMENT COM 540211109 2,310 80,000 SH SOLE 80,000 0 0 LOEWEN GROUP, INC. COM 54042L100 9 21,500 SH DEFINED 1 0 21,500 0 MDC CORPORATION COM 55267W309 68 5,000 SH DEFINED 1 0 5,000 0 MACKENZIE FINANCIAL COM 554531103 618 28,100 SH DEFINED 1 0 28,100 0 MAGNA INTL. INC. CL A SV 559222401 760 11,600 SH DEFINED 1 0 11,600 0 MAIL.COM COM 530311102 65 12,370 SH DEFINED 2 0 12,370 0 MERIDIAN GOLD INC. COM 589975101 214 21,400 SH DEFINED 1 0 21,400 0 METHANEX COM 59151K108 269 36,400 SH DEFINED 1 0 36,400 0 MITEL CORPORATION COM 606711109 561 18,700 SH DEFINED 1 0 18,700 0 MOORE CORP, LTD COM 615785102 113 25,700 SH DEFINED 1 0 25,700 0 NABORS INDUSTRIES, INC. COM 629568106 33,289 699,999 SH SOLE 699,999 10,900 0 NAMBIAN COM 629913104 41 10,900 SH DEFINED 1 0 10,900 0 NORTEL NETWORKS COM 656569100 40,287 445,899 SH DEFINED 1 0 445,899 0 NORTHPOINT COMM COM 666610100 758 84,234 SH DEFINED 2 0 84,234 0 NOVA CHEMICALS COM 66977W109 382 13,395 SH DEFINED 1 0 13,395 0 NUMAC ENERGY COM 67052A103 123 21,100 SH DEFINED 1 0 21,100 0 OCEAN ENERGY, INC. COM 674812201 18,620 1,225,977 SH SOLE 1,225,977 0 0 OPEN TEXT CORP. COM 683715106 169 5,800 SH DEFINED 1 0 5,800 0 PAN AMERICAN SILVER COM 697900108 52 9,900 SH DEFINED 1 0 9,900 0 PARADYNE COM 69911G107 82 14,342 SH DEFINED 2 0 14,342 0 PENNY J. C. COM 708160106 133 9,453 SH SOLE 9,453 0 0 PETRO-CANADA COM 71644E102 1,363 40,700 SH DEFINED 1 0 40,700 0 PETROMET RES LTD COM 7167311041 84 14,900 SH DEFINED 1 0 14,900 0 PLACER DOME INC. COM 725906101 687 48,900 SH DEFINED 1 0 48,900 0 POTASH CORP OF SASK COM 73755L107 745 7,800 SH DEFINED 1 0 7,800 0 PRECISION DRILLING COM 74022D100 390 7,236 SH DEFINED 1 0 7,236 0 PREMDOR INC. COM 74046P105 414 7,200 SH DEFINED 1 0 7,200 0 PSC, INC. COM 69361E107 1,268 422,500 SH SOLE 422,500 0 0 QLT PHOTOTHERAPEUT COM 746927102 2,092 19,200 SH DEFINED 1 0 19,200 0 QUEBECOR PRINTING COM 748203106 395 12,600 SH DEFINED 1 0 12,600 0 QUINTUS COM 748798105 12,152 1,429,650 SH DEFINED 2 0 1,429,650 0 R&B FALCON CORP. COM 74912E101 45,392 1,621,152 SH SOLE 1,621,152 0 0 RESEARCH IN MOTION COM 760975102 154 15,100 SH DEFINED 1 0 15,100 0 RIO ALGOM, LTD. COM 766889109 502 17,600 SH DEFINED 1 0 17,600 0 ROGERS COMM. COM 775109200 781 21,900 SH DEFINED 1 0 21,900 0 ROYAL BANK CDA COM 780087102 5,945 133,000 SH DEFINED 1 0 133,000 0 ROYAL GROUP TECH COM 779915107 633 21,100 SH DEFINED 1 0 21,100 0 SEAGRAMS LTD COM 811850106 4,266 49,200 SH DEFINED 1 0 49,200 0 SHAW CORP. CL B NVT 82028K200 1,015 29,432 SH DEFINED 1 0 29,432 0 SIERRA WIRELESS COM 826516106 427 4,600 SH DEFINED 1 0 4,600 0 STEINWAY MUSICAL INST. COM 858495104 13,698 1,543,553 SH SOLE 1,543,553 0 0 SUNCOR INC. COM 867229106 1,106 33,300 SH DEFINED 1 0 33,300 0 SUIZA FOODS CORP. COM 865077101 43,081 1,723,246 SH SOLE 1,723,246 0 0 TALISMAN ENERGY INC. COM 87425E103 1,092 20,708 SH DEFINED 1 0 20,708 0 TANGRAM ENTERPRISE COM 875924102 1 770 SH SOLE 770 0 0 TELEGLOBE INC. COM 87941V100 601 1,900 SH DEFINED 1 0 1,900 0 TELESYSTEM INTL. SUB VTG 879946101 453 21,300 SH DEFINED 1 0 21,300 0 TESCO CORP. COM 88157K101 74 4,800 SH DEFINED 1 0 4,800 0 TLC LASER EYE COM 872934104 58 11,000 SH DEFINED 1 0 11,000 0 TORONTO-DOMINION BK COM 891160509 4,106 92,900 SH DEFINED 1 0 92,900 0 TRANSCANADA PIPELINES COM 893526103 3,084 217,973 SH DEFINED 1 0 217,973 0 TRIZEC HAHN CORP COM 896938107 1,078 42,426 SH DEFINED 1 0 42,426 0 TVX GOLD, INC. COM 83708K101 12 4,900 SH DEFINED 1 0 4,900 0 TVX GOLD, INC. COM 87308K200 13 5,380 SH DEFINED 1 0 5,380 0 UNITED DOMINION INDS. COM 909914103 209 5,873 SH DEFINED 1 0 5,873 0 VASOGEN COM 92232F103 166 12,600 SH DEFINED 1 0 12,600 0 WALKER INTERACTIVE SYSTEMS COM 931664106 169 43,669 SH SOLE 43,669 0 0 WEBLINK WIRELESS COM 69553J104 47 46,761 SH DEFINED 2 0 46,761 0 WESTAIM CORP COM 956909105 379 22,300 SH DEFINED 1 0 22,300 0 WESTCAST INDUSTRIES CL A SV 950813105 74 1,600 SH DEFINED 1 0 1,600 0 WESTCOAST ENERGY INC. COM 95751D102 1,043 36,400 SH DEFINED 1 0 36,400 0 WEYERHAUEUSER COM 962171101 135 2,216 SH DEFINED 1 0 2,216 0 ZANY BRAINY COM 98906Q101 22 10,833 SH DEFINED 1 0 10,833 0 ZI CORPORATION COM 988918108 114 10,800 SH DEFINED 1 0 10,800 0