13F-HR/A 1 d30189_3.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1999 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Name: John Hancock Life Insurance Company (U.S.A.) Address: 601 Congress Street Boston, MA 02110-2805 Form 13F File Number: 028-03983 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Maureen Milet Title: Vice President & Chief Compliance Officer-Investments Phone: (617) 572-0203 Maureen Milet Boston, MA February 25, 2013 ------------- ------------- ----------------- [Signature] [City, State] [Date] NOTE: The original filing was made under the name John Hancock Mutual Life Insurance Company. Report Type (check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this report manager are reported in this report and a portion are reported by other reporting manager(s). List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 187 Form 13F Information Table Value Total: US $482,594 (thousands) List of Other Included Managers: No. Form 13F File Number Name 1 Capital Growth Management 2 Maritime Life Assurance Company 3 Venture Capital Management
Shares Title CUSIP Value or Prn SH/ Put/ Investment Other VOTING AUTHORITY Name of Issuer of Class Number (x$1000) Amount PRN Call Discretion Manager SOLE SHARED NONE ABER RESOURCES, LTD COM 002916104 115 9,100 SH DEFINED 1 0 9,100 0 ABITIBI CONS COM 003924107 373 31,152 SH DEFINED 1 0 31,152 0 ABLE TELECOM COM 003712304 2,651 286,653 SH SOLE 286,653 0 0 AGNICO EAGLE MINES, LTD COM 008474108 79 10,200 SH DEFINED 1 0 10,200 0 AGRIUM INC COM 008916108 185 18,512 SH DEFINED 1 0 18,512 0 AIR CANADA CL A NVTG 008911307 83 12,800 SH DEFINED 1 0 12,800 0 ALBERTA ENERGY CO. COM 012873105 482 22,947 SH DEFINED 1 0 22,947 0 ALCAN ALUMINIUM, LTD COM 013716105 1,234 39,500 SH DEFINED 1 0 39,500 0 ALGOMA STEEL INC. COM 01566M105 10 4,800 SH DEFINED 1 0 4,800 0 ALLIANCE ATLANTIS COM 01853E210 67 3,600 SH DEFINED 1 0 3,600 0 ALLIANCE FORST. PROD. COM 01859J108 130 6,000 SH DEFINED 1 0 6,000 0 AMPEX CORP. COM 032092108 970 186,411 SH SOLE 186,411 0 0 ARCHITEL SYS CORP. COM 039917109 39 2,800 SH DEFINED 1 0 2,800 0 AT PLASTICS, INC. COM 001947100 18 2,100 SH DEFINED 1 0 2,100 0 ATI TECH. COM 001941103 850 32,700 SH DEFINED 1 0 32,700 0 AURORA BIOSCIENCES COM 051920106 313 43,205 SH DEFINED 2 0 43,205 0 BACK BAY RESTAURANTS COM 05635V103 2,740 271,126 SH SOLE 271,126 0 0 BALLARD POWER SYSTEMS COM 05858H104 690 14,100 SH DEFINED 1 0 14,100 0 BANK OF MONTREAL COM 063671101 29,000 43,500 SH DEFINED 1 0 43,500 0 BARRICK GOLD CORP COM 067901108 1,401 64,458 SH DEFINED 1 0 64,458 0 BCE MOBILE COMM. COM 05534G108 203 4,500 SH DEFINED 1 0 4,500 0 BCE, INC. COM 05534B109 9,600 133,900 SH DEFINED 1 0 133,900 0 BEARD COMPANY COM 07384R101 1,200 312,040 SH SOLE 312,040 0 0 BELL CANADA INTL. COM 077914109 69 3,700 SH DEFINED 1 0 3,700 0 BEMA GOLD CORP. COM 08135F107 17 19,600 SH DEFINED 1 0 19,600 0 BENTON OIL & GAS COM 083288100 750 375,000 SH SOLE 0 375,000 0 BID.COM COM 088788104 98 8,600 SH DEFINED 1 0 8,600 0 BIOCHEM PHARMA COM 09058T108 532 16,500 SH DEFINED 1 0 16,500 0 BIOMIRA, INC. COM 09161R106 29 5,500 SH DEFINED 1 0 5,500 0 BIOVAIL CORP. INTL. COM 09067K106 253 3,100 SH DEFINED 1 0 3,100 0 BOSTON BEER COM 100557107 62 12,937 SH DEFINED 2 0 12,937 0 BROOKFIELD PPTYS COM 112900105 199 10,400 SH DEFINED 1 0 10,400 0 BUDGET GROUP, INC. COM 119003101 12,731 1,818,785 SH SOLE 1,818,785 0 0 CADILLAC FAIRVIEW COM 126929107 297 10,000 SH DEFINED 1 0 10,000 0 CALL-NET ENTERPRISES CL B NV 130910201 104 2,800 SH DEFINED 1 0 2,800 0 CAMBIOR, INC. COM 13201L103 57 11,900 SH DEFINED 1 0 11,900 0 CAMECO CORP. COM 13321L108 312 10,100 SH DEFINED 1 0 10,100 0 CANADIAN 88 ENERGY COM 13566G509 66 15,900 SH DEFINED 1 0 15,900 0 CANADIAN MARCONI COM 136357100 28 1,600 SH DEFINED 1 0 1,600 0 CANADIAN NAT'L RAILWAY COM 136375102 847 19,000 SH DEFINED 1 0 19,000 0 CANADIAN OCCIDENTAL PETR COM 136420106 392 16,500 SH DEFINED 1 0 16,500 0 CANADIAN PACIFIC LTD COM 135923100 2,356 68,299 SH DEFINED 1 0 68,299 0 CANWEST GLOBAL NON VTG 138906300 22 1,100 SH DEFINED 1 0 1,100 0 CANYON RESOURCES COM 138869102 41 217,201 SH SOLE 217,201 0 0 CDN IMPERIAL BANK COM 136069101 1,350 67,500 SH DEFINED 1 0 67,500 0 CELESTICA, INC. SUB VTG 15101Q108 713 10,500 SH DEFINED 1 0 10,500 0 CGI GROUP INC. COM 39945C109 330 10,600 SH DEFINED 1 0 10,600 0 CHIEFTAN INTERL, INC. COM 16867C101 61 2,400 SH DEFINED 1 0 2,400 0 CINAR CORP. SUB VTG 171905300 214 6,000 SH DEFINED 1 0 6,000 0 CINRAM, LTD. COM 17252T105 159 11,100 SH DEFINED 1 0 11,100 0 CLARUS CORP. COM 182707109 8,266 870,155 SH DEFINED 2 0 870,155 0 CLEARNET COMM. COM 184902104 128 6,300 SH DEFINED 1 0 3,400 0 COASTAL CORP COM 190441105 30 710 SH SOLE 710 0 0 COCENSYS COM 191263102 20 25,000 SH SOLE 2 0 25,000 0 COGNICASE INC. COM 192423101 55 2,300 SH DEFINED 1 0 2,300 0 COGNOS INCORPORATED COM 19244C109 246 7,600 SH DEFINED 1 0 7,600 0 COINSTAR INC. COM 19259P300 1,004 35,000 SH SOLE 35,000 0 0 COMINCO COM 200435105 264 8,800 SH DEFINED 1 0 8,800 0 COMPUTALOG LTD. COM 204908305 23 2,200 SH DEFINED 1 0 2,200 0 CONCORD COMM. COM 206186108 150 3,329 SH SOLE 3,329 0 0 COREL CORP. COM 21868Q109 55 9,400 SH DEFINED 1 0 9,400 0 COTT COM 22163N106 48 9,100 SH DEFINED 1 0 9,100 0 COUNSEL CORP. COM 22226R102 33 4,100 SH DEFINED 1 0 4,100 0 CYTEX COM 232946103 20 1,042 SH SOLE 1,042 0 0 DELTA & PINE LAND COM 247357106 107,347 4,128,764 SH SOLE 4,128,764 0 0 DESCARTES SYSTEMS COM 249906108 5 6,500 SH DEFINED 1 0 6,500 0 DIA MET MINERALS CL B ML VTG 25243K307 59 2,300 SH DEFINED 1 0 2,300 0 DIATIDE COM 252842109 62 13,154 SH DEFINED 2 0 13,154 0 DOMTAR INC. COM 257561100 281 18,595 SH DEFINED 1 0 18,595 0 DOREL INDUSTRIES COM 25822C205 139 4,300 SH DEFINED 1 0 4,300 0 ECHO BAY MINES COM 278751102 56 25,212 SH DEFINED 1 0 25,212 0 EDPERBRASCAN CORP COM 280905803 586 26,112 SH DEFINED 1 0 26,112 0 ELI LILLY & CO. COM 532457108 90 1,404 SH SOLE 1,404 0 0 ENBRIDGE INC. COM 29250N105 2,278 67,500 SH DEFINED 1 0 67,500 0 ENCAL ENERGY LTD COM 29250D107 90 12,400 SH DEFINED 1 0 12,400 0 EVERGREEN RESOURCES COM 299900308 22,800 905,660 SH SOLE 905,660 0 0 EXCITE AT HOME COM 300904109 1,113 8,372 SH DEFINED 2 0 8,372 0 EXTENDICARE INC. COM 30224T871 59 10,400 SH DEFINED 1 0 10,400 0 FAHNESTOCK VINER HLD COM 302921101 43 1,900 SH DEFINED 1 0 1,900 0 FED. AGRI. MTG. CORPS. COM 313148108 660 40,000 SH SOLE 40,000 0 0 FED. AGRI. MTG. CORPS. COM 313148306 915 40,000 SH SOLE 40,000 0 0 FEDERATED DEPT STORES COM 31410H101 1,425 26,927 SH SOLE 26,927 0 0 FEDERATED DEPT STORES WARRANTS CL C 31410H119 246 8,620 SH SOLE 8,620 0 0 FEDERATED DEPT STORES WARRANTS CL D 31410H127 231 8,620 SH SOLE 8,620 0 0 FLEXI INTL. SOFTWARE, IN COM 338923105 91 66,190 SH DEFINED 2 0 66,190 0 FOODMAKER, INC. COM 344839204 4,408 155,357 SH SOLE 155,357 0 0 FOUR SEASONS HOTELS SUB VTG SHS 35100E104 168 3,806 SH DEFINED 1 0 3,806 0 FURR'S/BISHOP'S COM 361115504 4,451 5,477,994 SH SOLE 5,477,994 0 0 GENERAL SURGICAL COM 371013103 3,448 699,640 SH DEFINED 2 0 699,640 0 GILEAD SCIENCES COM 375558103 249 4,766 SH SOLE 4,766 0 0 GLAMIS GOLD, LTD. COM 376775102 10 3,600 SH DEFINED 1 0 3,600 0 GOLD CORP., INC. CLASS A SV 380956102 89 12,300 SH DEFINED 1 0 12,300 0 GOLDEN STATE VINTNERS COM 38121K208 4,034 658,595 SH SOLE 658,595 0 0 GREENSTONE RES LTD COM 39573W104 3 11,900 SH DEFINED 1 0 11,900 0 GTE COM 362320103 5,309 68,948 SH SOLE 68,948 0 0 GUIDANT CORP. COM 401698105 126 2,468 SH SOLE 2,468 0 0 GULF CDA RESOURCES ORD 40218L305 378 57,103 SH DEFINED 1 0 57,103 0 HOLLINGER COM 43556c606 39 2,300 SH DEFINED 1 0 2,300 0 HUMMINGBIRD COMMUN COM 44544R101 74 2,700 SH DEFINED 1 0 2,700 0 HURRICANE HYDRO COM 44779E106 3 7,200 SH DEFINED 1 0 7,200 0 IMAX CORP. COM 45245E109 112 3,400 SH DEFINED 1 0 3,400 0 IMPERIAL OIL, LTD COM 453038408 628 21,445 SH DEFINED 1 0 21,445 0 INCO LTD. CL VBN SH 453258709 47 4,225 SH DEFINED 1 0 4,225 0 INCO LTD. COM 453258402 776 29,600 SH DEFINED 1 0 29,600 0 INFORMIX CORP. COM 456779107 218 25,538 SH DEFINED 2 0 25,538 0 INTERTAPE PLYMR GRP COM 460919103 137 4,700 SH DEFINED 1 0 4,700 0 INTL COMFORT PROD. COM 458978103 126 7,500 SH DEFINED 1 0 7,500 0 INTRAWEST CORP. COM 460915200 170 7,500 SH DEFINED 1 0 7,500 0 IPSCO INC. COM 462622101 238 6,900 SH DEFINED 1 0 6,900 0 JANNOCK, LTD COM 470888801 100 5,700 SH DEFINED 1 0 5,700 0 KAISER VENTURES COM 483100103 4 270 SH SOLE 270 0 0 KINROSS GOLD CORP COM 496902107 462 160,837 SH DEFINED 1 121,737 39,100 0 K-SWISS, INC COM 482686102 6,300 200,000 SH SOLE 200,000 0 0 LAIDLAW, INC. COM 50730K503 628 53,984 SH DEFINED 1 0 53,984 0 LODGENET ENTERTAINMENT COM 540211109 1,118 240,000 SH SOLE 240,000 0 0 LOEWEN GROUP, INC. COM 54042L100 12 13,900 SH DEFINED 1 0 13,900 0 LOUIS DREYFUS NAT. GAS COM 546011107 7,665 356,525 SH SOLE 356,525 0 0 LTV CORP COM 501921100 339 62,413 SH SOLE 62,413 0 0 MACKENZIE FINANCIAL COM 554531103 359 20,800 SH DEFINED 1 0 20,800 0 MACMILLAN BLOEDEL COM 554783209 574 19,700 SH DEFINED 1 0 19,700 0 MAGNA INTL. INC. CL A SV 559222401 1,027 12,700 SH DEFINED 1 0 12,700 0 MDC COMM. COM 55267W309 51 2,900 SH DEFINED 1 0 2,900 0 MEDIAONE COM 58440J104 326 4,787 SH SOLE 4,787 0 0 MERIDIAN GOLD INC. COM 589975101 98 14,300 SH DEFINED 1 0 14,300 0 METHANEX COM 59151K108 139 20,600 SH DEFINED 1 0 20,600 0 METRONET CL B NVTG 59169Y108 375 4,000 SH DEFINED 1 0 4,000 0 MITEL CORPORATION COM 606711109 221 20,200 SH DEFINED 1 0 20,200 0 MOORE CORP, LTD COM 615785102 207 15,000 SH DEFINED 1 0 15,000 0 NABORS INDUSTRIES, INC. COM 629568106 19,997 799,900 SH SOLE 799,900 0 0 NATIONAL ENERGY GRP, INC COM 635812100 12 178,348 SH SOLE 178,348 0 0 NEWBRIDGE NETWORK CORP COM 650901101 1,021 23,400 SH DEFINED 1 0 23,400 0 NEWCOURT CREDIT GRP COM 650905102 504 25,100 SH DEFINED 1 0 25,100 0 NORTEL NETWORKS COM 656569100 8,724 133,500 SH DEFINED 1 0 133,500 0 NOVA CHEMICALS COM 66977W109 828 23,995 SH DEFINED 1 0 23,995 0 NUMAC ENERGY COM 67052A103 45 12,200 SH DEFINED 1 0 12,200 0 OCEAN ENERGY, INC. COM 674812201 11,800 1,225,977 SH SOLE 1,225,977 0 0 OPEN TEXT CORP. COM 683715106 165 3,800 SH DEFINED 1 0 3,800 0 PAN AMERICAN SILVER COM 697900108 38 4,500 SH DEFINED 1 0 4,500 0 PC DOCS GRP INTL. COM 69318L105 33 3,000 SH DEFINED 1 0 3,000 0 PENNY J. C. COM 708160106 326 9,453 SH SOLE 9,453 0 0 PETRO-CANADA COM 71644E102 1,290 60,400 SH DEFINED 1 0 60,400 0 PHILIP SERVICES COM 71819M103 6 24,300 SH DEFINED 1 0 24,300 0 PHOENIX INTL. LIFE COM 718919103 43 4,600 SH DEFINED 1 0 4,600 0 PLACER DOME INC. COM 725906101 758 53,300 SH DEFINED 1 0 53,300 0 POTASH CORP OF SASK COM 73755L107 729 8,900 SH DEFINED 1 0 8,900 0 PRECISION DRILLING COM 74022D100 207 7,136 SH DEFINED 1 0 7,136 0 PREMDOR INC. COM 74046P105 118 7,200 SH DEFINED 1 0 7,200 0 PSC, INC. COM 69361E107 260 422,500 SH SOLE 422,500 0 0 QLT PHOTOTHERAPEUT COM 746927102 408 5,100 SH DEFINED 1 0 5,100 0 QUEBECOR PRINTING COM 747922102 293 5,100 SH DEFINED 1 0 5,100 0 R&B FALCON CORP. COM 74912E101 25,107 1,621,152 SH SOLE 1,621,152 0 0 RANGER OIL, LTD. COM 752805101 169 23,598 SH DEFINED 1 0 23,598 0 RESEARCH IN MOTION COM 760975102 248 7,600 SH DEFINED 1 0 7,600 0 RH PHILLIPS COM 749573101 1,115 1,346,788 SH SOLE 1,346,788 0 0 RIGEL ENERGY CORP. COM 76655l101 119 10,550 SH DEFINED 1 0 10,550 0 RIO ALGOM, LTD. COM 766889109 238 10,300 SH DEFINED 1 0 10,300 0 ROBOTIC VISION SYS. COM 771074101 111 29,692 SH DEFINED 2 0 29,692 0 ROGERS CANTEL MOB COM 775102205 70 2,900 SH DEFINED 1 0 2,900 0 ROGERS COMM. COM 775109200 505 19,900 SH DEFINED 1 0 19,900 0 ROYAL BANK CDA COM 780087102 2,897 69,800 SH DEFINED 1 0 69,800 0 ROYAL GROUP TECH COM 779915107 218 11,100 SH DEFINED 1 0 11,100 0 RUSSEL METALS INC. CLASS A 781903109 31 7,843 SH DEFINED 1 0 7,843 0 SEAGRAMS LTD COM 811850106 3,549 52,000 SH DEFINED 1 0 52,000 0 SHAW CORP. CL B NVT 82028K200 627 10,961 SH DEFINED 1 0 10,961 0 SIMON PROPERTY COM 828806109 853 38,026 SH SOLE 38,026 0 0 SNYDER OIL CORP. COM 80218K105 6,330 703,398 SH SOLE 703,398 0 0 SPECIALITY EQUIP. CORP. COM 847497203 10,731 425,000 SH SOLE 425,000 0 0 SPECTRALINK COM 847580107 4,010 754,791 SH DEFINED 2 0 754,791 0 STEINWAY MUSICAL INST. COM 858495104 32,414 1,543,553 SH SOLE 1,543,553 0 0 SUIZA FOODS CORP. COM 865077101 64,622 1,723,246 SH SOLE 1,723,246 0 0 SUNCOR INC. COM 867229106 1,183 18,100 SH DEFINED 1 0 18,100 0 TALISMAN ENERGY INC. COM 8'7425E103 847 22,608 SH DEFINED 1 0 22,608 0 TANGRAM ENTERPRISE COM 875924102 1,000 770 SH SOLE 770 0 0 TELEGLOBE INC. COM 87941V100 954 20,400 SH DEFINED 1 0 20,400 0 TELESYSTEM INTL. SUB. VTG 879946101 332 11,400 SH DEFINED 1 0 11,400 0 TESCO CORP. COM 88157K101 48 6,100 SH DEFINED 1 0 6,100 0 TLC THE LASER CNTR. COM 872934104 343 4,900 SH DEFINED 1 0 4,900 0 TORONTO-DOMINION BK COM 891160509 2,053 32,500 SH DEFINED 1 0 132,500 0 TRANSCANADA PIPELINES COM 893526103 2,558 23,273 SH DEFINED 1 0 123,273 0 TRIZEC HAHN CORP COM 896938107 77 3,626 SH DEFINED 1 0 23,626 0 TVX GOLD, INC. COM 83708K101 41 29,900 SH DEFINED 1 0 29,900 0 U.S. FILTER COM 911843209 1,236 39,242 SH DEFINED 0 39,242 0 U.S. WEST COM 91273H101 257 4,369 SH SOLE 4,369 0 0 UNITED DOMINION INDS. COM 909914103 262 6,473 SH DEFINED 1 0 6,473 0 WALKER INTERACTIVE SYSTEM COM 931664106 122 43,669 SH SOLE 43,669 0 0 WESTCOAST ENERGY INC. COM 95751D102 1,003 37,600 SH DEFINED 1 0 37,600 0 WESTERN STAR TRUCK COM 95960H100 23 1,000 SH DEFINED 1 0 1,000 0