0001145443-13-000601.txt : 20130226 0001145443-13-000601.hdr.sgml : 20130226 20130226160053 ACCESSION NUMBER: 0001145443-13-000601 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 20130226 DATE AS OF CHANGE: 20130226 EFFECTIVENESS DATE: 20130226 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HANCOCK JOHN LIFE INSURANCE CO CENTRAL INDEX KEY: 0000917406 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 041414660 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-03983 FILM NUMBER: 13642617 BUSINESS ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 BUSINESS PHONE: 6175726000 MAIL ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 FORMER COMPANY: FORMER CONFORMED NAME: HANCOCK JOHN MUTUAL LIFE INSURANCE CO / MA DATE OF NAME CHANGE: 19940111 13F-HR/A 1 d30189_1.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 1999 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Name: John Hancock Life Insurance Company (U.S.A.) Address: 601 Congress Street Boston, MA 02110-2805 Form 13F File Number: 028-03983 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Maureen Milet Title: Vice President & Chief Compliance Officer-Investments Phone: (617) 572-0203 Maureen Milet Boston, MA February 25, 2013 ------------- ------------- ----------------- [Signature] [City, State] [Date] NOTE: The original filing was made under the name John Hancock Mutual Life Insurance Company. Report Type (check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this report manager are reported in this report and a portion are reported by other reporting manager(s). List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 195 Form 13F Information Table Value Total: US $557,227 (thousands) List of Other Included Managers: No. Form 13F File Number Name 1 Capital Growth Management 2 Maritime Life Assurance Company 3 Venture Capital Management
Shares Title CUSIP Value or Prn SH/ Put/ Investment Other VOTING AUTHORITY Name of Issuer of Class Number (x$1000) Amount PRN Call Discretion Manager SOLE SHARED NONE ABER RESOURCES, LTD COM 002916104 70 7,200 SH DEFINED 2 0 7,200 0 ABITIBI CONS COM 003924107 369 27,352 SH DEFINED 2 0 27,352 0 ABLE TELECOM COM 003712304 1,935 286,653 SH SOLE 286,653 0 0 AGNICO EAGLE MINES, LTD COM 008474108 83 10,200 SH DEFINED 2 0 10,200 0 AGRIUM INC COM 008916108 306 21,912 SH DEFINED 2 0 21,912 0 AIR CANADA CL A NVTG 008911307 74 5,400 SH DEFINED 2 0 5,400 0 ALBERTA ENERGY CO. COM 012873105 848 22,797 SH DEFINED 2 0 22,797 0 ALCAN ALUMINIUM, LTD COM 013716105 1,616 41,600 SH DEFINED 2 0 41,600 0 ALGOMA STEEL INC. COM 01566M105 11 4,800 SH DEFINED 2 0 4,800 0 ALLIANCE ATLANTIS COM 01853E210 86 3,600 SH DEFINED 2 0 3,600 0 ALLIANCE FORST. PROD. COM 01859J108 121 7,200 SH DEFINED 2 0 7,200 0 AMPEX CORP. COM 032092108 501 186,411 SH SOLE 186,411 0 0 ARCHITEL SYS CORP. COM 039917109 81 2,800 SH DEFINED 2 0 2,800 0 ARTHROCARE CORP. COM 043136100 1,327 80,399 SH DEFINED 3 0 80,399 0 AT PLASTICS, INC. COM 001947100 16 2,100 SH DEFINED 2 0 2,100 0 ATI TECH. COM 001941103 851 36,700 SH DEFINED 2 0 36,700 0 AURORA BIOSCIENCES COM 051920106 290 43,205 SH DEFINED 3 0 43,205 0 BACK BAY RESTAURANTS COM 05635V103 2,745 271,126 SH SOLE 271,126 0 0 BALLARD POWER SYSTEMS COM 05858H104 715 15,400 SH DEFINED 2 0 15,400 0 BANK OF MONTREAL COM 063671101 3,451 57,000 SH DEFINED 2 0 57,000 0 BARRICK GOLD CORP COM 067901108 1,786 69,210 SH DEFINED 2 0 69,210 0 BCE MOBILE COMM. COM 05534G108 202 5,000 SH DEFINED 2 0 5,000 0 BCE, INC. COM 055348109 9,031 135,300 SH DEFINED 2 0 135,300 0 BEARD COMPANY COM 07384R101 1,209 312,040 SH SOLE 312,040 0 0 BELL CANADA INTL. COM 077914109 76 3,900 SH DEFINED 2 0 3,900 0 BEMA GOLD CORP. COM 08135F107 20 19,600 SH DEFINED 2 0 19,600 0 BENTON OIL & GAS COM 083288100 1,359 375,000 SH SOLE 0 0 375,000 0 BIOCHEM PHARMA COM 09058T108 650 20,200 SH DEFINED 2 0 20,200 0 BIOMIRA, INC. COM 09161R106 29 5,500 SH DEFINED 2 0 5,500 0 BIOVAIL CORP. INTL. COM 09067K106 198 3,400 SH DEFINED 2 0 3,400 0 BOSTON BEER COM 100557107 60 7,730 SH DEFINED 3 0 7,730 0 BUDGET GROUP, INC. COM 119003101 22,280 1,818,785 SH SOLE 1,818,785 0 0 CADILLAC FAIRVIEW COM 126929107 289 11,500 SH DEFINED 2 0 11,500 0 CALL-NET ENTERPRISES CL B NV 130910201 147 11,177 SH DEFINED 2 0 11,177 0 CAMBIOR, INC. COM 13201L103 71 11,900 SH DEFINED 2 0 11,900 0 CAMECO CORP. COM 13321L108 354 10,800 SH DEFINED 2 0 10,800 0 CANADIAN 88 ENERGY COM 13566G509 86 15,900 SH DEFINED 2 0 15,900 0 CANADIAN MARCONI COM 136357100 27 1,600 SH DEFINED 2 0 1,600 0 CANADIAN NAT'L RAILWAY COM 136375102 1,707 20,300 SH DEFINED 2 0 20,300 0 CANADIAN OCCIDENTAL PET COM 136420106 337 18,100 SH DEFINED 2 0 18,100 0 CANADIAN PACIFIC LTD COM 135923100 2,082 71,299 SH DEFINED 2 0 71,299 0 CANADIAN PACIFIC LTD COM 135923100 2,082 71,299 SH DEFINED 2 0 71,299 0 CANWEST GLOBAL NON VTG 138906300 22 1,100 SH DEFINED 2 0 1,100 0 CANYON RESOURCES COM 138869102 48 217,201 SH SOLE 217,201 0 0 CDN IMPERIAL BANK COM 136069101 3,528 91,400 SH DEFINED 2 0 91,400 0 CGI GROUP INC. COM 39945C109 372 11,400 SH DEFINED 2 0 11,400 0 CHIEFTAN INTERL, INC. COM 16867C101 45 2,400 SH DEFINED 2 0 2,400 0 CINAR CORP. SUB VTG 171905300 173 5,000 SH DEFINED 2 0 5,000 0 CINRAM, LTD. COM 17252T105 158 11,100 SH DEFINED 2 0 11,100 0 CLARUS CORP. COM 182707109 4,786 870,155 SH DEFINED 3 0 870,155 0 CLEARNET COMM. COM 184902104 126 6,300 SH DEFINED 2 0 3,400 0 COASTAL CORP COM 190441105 24 730 SH SOLE 730 0 0 COCENSYS COM 191263102 31 25,000 SH DEFINED 3 0 25,000 0 COGNICASE INC. COM 192423101 60 2,300 SH DEFINED 2 0 2,300 0 COGNOS INCORPORATED COM 19244C109 287 8,200 SH DEFINED 2 0 8,200 0 COINSTAR INC. COM 19259P300 564 35,000 SH SOLE 35,000 0 0 COMINCO COM 200435105 224 10,600 SH DEFINED 2 0 10,600 0 COMPUTALOG LTD. COM 204908305 11 2,200 SH DEFINED 2 0 2,200 0 COREL CORP. COM 21868Q109 46 9,400 SH DEFINED 2 0 9,400 0 COTT COM 22163N106 33 9,100 SH DEFINED 2 0 9,100 0 COUNSEL CORP. COM 22226R102 40 4,100 SH DEFINED 2 0 4,100 0 CYTEX COM 232946103 0 1,042 SH SOLE 1,042 0 0 DELTA & PINE LAND COM 247357106 152,764 4,128,764 SH SOLE 4,128,764 0 0 DENBURY RESOURCES COM 247916208 20 3,400 SH DEFINED 2 0 3,400 0 DEPOTECH CORP. COM 249673104 26 10,363 SH DEFINED 3 0 10,363 0 DIA MET MINERALS CL B ML VTG 25243K307 45 2,300 SH DEFINED 2 0 2,300 0 DOMTAR INC. COM 257561100 243 22,195 SH DEFINED 2 0 22,195 0 DOREL INDUSTRIES COM 25822C205 112 4,300 SH DEFINED 2 0 4,300 0 ECHO BAY MINES COM 278751102 65 26,200 SH DEFINED 2 0 26,200 0 EDPERBRASCAN CORP COM 280905803 492 27,512 SH DEFINED 2 0 27,512 0 ELI LILLY & CO. COM 532457108 119 1,404 SH SOLE 1,404 0 0 ENBRIDGE INC. COM 29250N105 2,366 35,400 SH DEFINED 2 0 35,400 0 ENCAL ENERGY LTD COM 29250D107 81 12,400 SH DEFINED 2 0 12,400 0 ESAT ADR 26883Y102 49,755 1,188,184 SH SOLE 1,188,184 0 0 EVERGREEN RESOURCES COM 299900308 18,113 905,660 SH SOLE 0 905,660 0 EXTENDICARE INC. COM 30224T871 44 10,400 SH DEFINED 2 0 10,400 0 FAHNESTOCK VINER HLD COM 302921101 41 1,900 SH DEFINED 2 0 1,900 0 FED. AGRI. MTG. CORPS. COM 313148108 740 40,000 SH SOLE 40,000 0 0 FED. AGRI. MTG. CORPS. COM 313148306 2,105 40,000 SH SOLE 40,000 0 0 FEDERATED DEPT STORES COM 31410H101 491 26,927 SH SOLE 26,927 0 0 FEDERATED DEPT STORES WRNT CL C 31410H119 133 8,620 SH SOLE 8,620 0 0 FEDERATED DEPT STORES WRNT CL D 31410H127 134 8,620 SH SOLE 8,620 0 0 FLEXI INTL. SOFTWARE, INC COM 338923105 70.33 66,190 SH DEFINED 3 0 66,190 0 FOODMAKER, INC. COM 344839204 3,962 155,357 SH SOLE 155,357 0 0 FOUR SEASONS HOTELS SUB VTG SHS 35100E108 266 4,206 SH DEFINED 2 0 4,206 0 FRACMASTER LTD. COM 351906102 4 8,100 SH DEFINED 2 0 8,100 0 FURR'S/BISHOP'S COM 361115504 5,820 5,477,994 SH SOLE 5,477,994 0 0 GENERAL SURGICAL COM 371013103 0 799,640 SH DEFINED 3 0 799,640 0 GILEAD SCIENCES COM 375558103 217 4,766 SH SOLE 4,766 0 0 GLAMIS GOLD, LTD. COM 376775102 7 3,600 SH DEFINED 2 0 3,600 0 GOLD CORP., INC. CL A SV 380956102 111 12,300 SH DEFINED 2 0 12,300 0 GOLDEN STATE VINTNERS COM 38121K208 7,862 658,595 SH SOLE 658,595 0 0 GREENSTONE RES LTD COM 39573W104 5 11,900 SH DEFINED 2 0 11,900 0 GROUPE CGI COM 39945C109 339 11,400 SH DEFINED 2 0 11,400 0 GTE COM 362320103 4,171 68,948 SH SOLE 68,948 0 0 GUIDANT CORP. COM 401698105 149 2,468 SH SOLE 2,468 0 0 GULF CDA RESOURCES ORD 40218L305 273 67,203 SH DEFINED 2 0 67,203 0 HAWAIIAN AIRLINES INC. COM 419849104 1,565 582,469 SH SOLE 582,469 0 0 HOLLINGER COM 43556c606 37 2,300 SH DEFINED 2 0 2,300 0 HUMMINGBIRD COMMUN COM 44544R101 62 2,700 SH DEFINED 2 0 2,700 0 HURRICANE HYDRO COM 44779E106 7 7,200 SH DEFINED 2 0 7,200 0 IMAX CORP. COM 45245E109 100 3,400 SH DEFINED 2 0 3,400 0 IMPERIAL OIL, LTD COM 453038408 670 23,345 SH DEFINED 2 0 23,345 0 INCO LTD. COM 453258402 630 31,200 SH DEFINED 2 0 31,200 0 INCO LTD. CL VBN SH 453258709 44 4,225 SH DEFINED 2 0 4,225 0 INFORMIX CORP. COM 456779107 188 25,538 SH DEFINED 3 0 25,538 0 INTERTAPE PLYMR GRP COM 460919103 186 4,700 SH DEFINED 2 0 4,700 0 INTL COMFORT PROD. COM 458978103 88 7,500 SH DEFINED 2 0 7,500 0 INTRAWEST CORP. COM 460915200 193 7,500 SH DEFINED 2 0 7,500 0 IPSCO INC. COM 462622101 226 7,600 SH DEFINED 2 0 7,600 0 JANNOCK, LTD COM 470888801 93 5,700 SH DEFINED 2 0 5,700 0 KAISER VENTURES COM 483100103 3 270 SH SOLE 270 0 0 KINROSS GOLD CORP COM 496902107 383 160,837 SH SOLE 2 121,737 39,100 0 K-SWISS, INC COM 482686102 13,493 534,386 SH SOLE 534,386 0 0 LAIDLAW, INC. COM 50730K503 545 61,884 SH DEFINED 2 0 61,884 0 LODGENET ENTERTAINMENT COM 540211109 1,575 240,000 SH SOLE 240,000 0 0 LOEWEN GROUP, INC. COM 54042L100 38 13,900 SH DEFINED 2 0 13,900 0 LOUIS DREYFUS NAT. GAS COM 546011107 5,170 356,525 SH SOLE 356,525 0 0 LTV CORP COM 501921100 335 62,413 SH SOLE 62,413 0 0 MACKENZIE FINANCIAL COM 554531103 415 23,400 SH DEFINED 2 0 23,400 0 MACMILLAN BLOEDEL COM 554783209 390 23,400 SH DEFINED 2 0 23,400 0 MAGNA INTL. INC. CL A SV 559222401 1,244 14,300 SH DEFINED 2 0 14,300 0 MEDIAONE COM 58440J104 304 4,787 SH SOLE 4,787 0 0 MERIDIAN GOLD INC. COM 589975101 124 14,300 SH DEFINED 2 0 14,300 0 METHANEX COM 59151K108 123 24,800 SH DEFINED 2 0 24,800 0 METRONET CL B NVTG 59169Y108 358 4,300 SH DEFINED 2 0 4,300 0 MITEL CORPORATION COM 606711109 231 22,500 SH DEFINED 2 0 22,500 0 MOORE CORP, LTD COM 615785102 250 16,600 SH DEFINED 2 0 16,600 0 NABORS INDUSTRIES, INC. COM 629568106 18,006 799,900 SH SOLE 799,900 0 0 NATIONAL ENERGY GRP, INC. COM 635812100 0 178,348 SH SOLE 178,348 0 0 NEWBRIDGE NETWORK CORP COM 650901101 1,179 25,300 SH DEFINED 2 0 25,300 0 NEWCOURT CREDIT GRP COM 650905102 1,119 27,500 SH DEFINED 2 0 27,500 0 NORTHERN TELECOM, LTD. COM 665815106 6,834 72,700 SH DEFINED 2 0 72,700 0 NOVA CORP. COM 66978F105 635 25,195 SH DEFINED 2 0 25,195 0 NUMAC ENERGY COM 67052A103 40 12,200 SH DEFINED 2 0 12,200 0 NUMBER NINE CORP COM 67052W105 1,560 542,736 SH DEFINED 3 0 542,736 0 OCEAN ENERGY, INC. COM 674812201 8,351.97 1,225,977 SH SOLE 1,225,977 0 0 OPEN TEXT CORP. COM 683715106 181 3,800 SH DEFINED 2 0 3,800 0 PACALTA RES. LTD. COM 69372D106 86 10,000 SH DEFINED 2 0 10,000 0 PAN AMERICAN SILVER COM 697900108 36 4,500 SH DEFINED 2 0 4,500 0 PARACELSUS HEALTHCARE COM 698891108 1,421.33 1,033,698 SH DEFINED 3 0 1,033,698 0 PC DOCS GRP INTL. COM 69318L105 20 3,000 SH DEFINED 2 0 3,000 0 PENNY J. C. COM 708160106 383 9,453 SH SOLE 9,453 0 0 PETRO-CANADA COM 71644E106 1,179 66,800 SH DEFINED 2 0 66,800 0 PHILIP SERVICES COM 71819M103 14 24,300 SH DEFINED 2 0 24,300 0 PLACER DOME INC. COM 725906101 783 46,900 SH DEFINED 2 0 46,900 0 POTASH CORP OF SASK COM 73755L107 819 10,200 SH DEFINED 2 0 10,200 0 PRECISION DRILLING COM 74022D100 144 7,400 SH DEFINED 2 0 7,400 0 PREMDOR INC. COM 74046P105 95 7,200 SH DEFINED 2 0 7,200 0 PSC, INC. COM 69361E107 3,538 422,500 SH SOLE 422,500 0 0 QLT PHOTOTHERAPEUT COM 746927102 305 5,000 SH DEFINED 2 0 5,000 0 QUEBECOR PRINTING COM 747922102 337 9,800 SH DEFINED 2 0 9,800 0 QUEBECOR, INC. CL A VTG 748193109 66 2,000 SH DEFINED 2 0 2,000 0 R&B FALCON CORP. COM 74912E105 13,982 1,621,152 SH SOLE 1,621,152 0 0 RANGER OIL, LTD. COM 752805101 142 23,598 SH DEFINED 2 0 23,598 0 RESEARCH IN MOTION COM 760975102 132 8,400 SH DEFINED 2 0 8,400 0 RH PHILLIPS COM 749573101 1,149.59 367,870 SH SOLE 367,870 0 0 RIGEL ENERGY CORP. COM 76655l101 91 10,550 SH DEFINED 2 0 10,550 0 RIO ALGOM, LTD. COM 766889109 182 11,400 SH DEFINED 2 0 11,400 0 ROBOTIC VISION SYS. COM 771074101 69 29,692 SH DEFINED 3 0 29,692 0 ROGERS CANTEL MOB COM 775102205 78 2,900 SH DEFINED 2 0 2,900 0 ROGERS COMM. COM 775109200 575 21,000 SH DEFINED 2 0 21,000 0 ROYAL BANK CDA COM 780087102 4,712 66,600 SH DEFINED 2 0 66,600 0 ROYAL GROUP TECH COM 779915107 275 7,400 SH DEFINED 2 0 7,400 0 ROYAL OAK MINES COM 78051D105 3 20,300 SH DEFINED 2 0 20,300 0 RUSSEL METALS INC. CLASS A 781903109 27 7,843 SH DEFINED 2 0 7,843 0 SEAGRAMS LTD COM 811850106 3,803 50,200 SH DEFINED 2 0 50,200 0 SHAW CORP. CL B NVT 82028K200 541 11,161 SH DEFINED 2 0 11,161 0 SNYDER OIL CORP. COM 833482102 5,082 343,121 SH SOLE 343,121 0 0 SPECIALITY EQUIP. CORP. COM 847497203 11,741 425,000 SH SOLE 425,000 0 0 SPECTRALINK COM 847580107 3,505 934,791 SH DEFINED 3 0 934,791 0 STEINWAY MUSICAL INST. COM 858495104 34,248 1,543,553 SH SOLE 1,543,553 0 0 SUIZA FOODS CORP. COM 865077101 58,053 1,723,267 SH SOLE 1,723,267 0 0 SUNCOR INC. COM 867229106 1,045 20,600 SH DEFINED 2 0 20,600 0 SUTTON RESOURCES COM 869474403 79 6,800 SH DEFINED 2 0 6,800 0 TALISMAN ENERGY INC. COM 87425E107 728 22,243 SH DEFINED 2 0 22,243 0 TANGRAM ENTERPRISE COM 875924102 2 770 SH SOLE 770 0 0 TELEGLOBE INC. COM 87941V100 1,047 22,800 SH DEFINED 2 0 22,800 0 TELESYSTEM INTL. SUB. VTG 879946101 344 13,400 SH DEFINED 2 0 13,400 0 TESCO CORP. COM 88157K101 39 6,100 SH DEFINED 2 0 6,100 0 TLC THE LASER CNTR. COM 872934104 237 4,900 SH DEFINED 2 0 4,900 0 TORONTO-DOMINION BK COM 891160509 4,436 64,200 SH DEFINED 2 0 64,200 0 TRANSCANADA PIPELINES COM 893526103 2,460 127,773 SH DEFINED 2 0 127,773 0 TRIMERIS COM 896263100 1,051 82,463 SH DEFINED 3 0 82,463 0 TRIZEC HAHN CORP COM 896938107 749 26,926 SH DEFINED 2 0 26,926 0 TVX GOLD, INC. COM 83708K101 56 29,900 SH DEFINED 2 0 29,900 0 U.S. FILTER COM 911843209 1,202 39,242 SH DEFINED 1 0 39,242 0 U.S. WEST COM 91273H101 241 4,369 SH SOLE 4,369 0 0 UNITED DOMINION INDS. COM 909914103 8 7,773 SH DEFINED 2 0 7,773 0 USN COMM. COM 90336N204 61 1,738,073 SH DEFINED 3 0 1,738,073 0 VERIO COM 923433106 6,241 26,669 SH DEFINED 3 0 26,669 0 WALKER INTERACTIVE SYSTEM COM 931664106 186 43,669 SH SOLE 43,669 0 0 WESTCAST IND. CL A VTG 950813105 43 1,000 SH DEFINED 2 0 1,000 0 WESTCOAST ENERGY INC. COM 95751D102 1,054 35,600 SH DEFINED 2 0 35,600 0 WESTERN STAR TRUCK COM 95960H100 22 1,000 SH DEFINED 2 0 1,000 0