-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L1ZRK7KZ/H4RPzDF1I31bN7dlySDWQItpRajFT09cLGdi2umfqCbq2fAVG1oJT7e Z6VQ15bAgtAtGxNW4qcyLA== 0001010521-99-000315.txt : 19990812 0001010521-99-000315.hdr.sgml : 19990812 ACCESSION NUMBER: 0001010521-99-000315 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990430 FILED AS OF DATE: 19990811 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EVERGREEN RESOURCES INC CENTRAL INDEX KEY: 0000353943 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 840834147 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-13171 FILM NUMBER: 99684395 BUSINESS ADDRESS: STREET 1: 1000 WRITER SQUARE STREET 2: 1512 LARIMER STREET CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3032988100 MAIL ADDRESS: STREET 1: 1401 17TH STREET STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80202 COMPANY DATA: COMPANY CONFORMED NAME: HANCOCK JOHN MUTUAL LIFE INSURANCE CO / MA CENTRAL INDEX KEY: 0000917406 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OWNER IRS NUMBER: 041414660 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 BUSINESS PHONE: 6175726000 MAIL ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 4 1 EVERGREEN RESOURCES, INC. ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0287 Expires: December 31, 2001 Estimated average burden hours per response . . . . 0.5 ------------------------------ U. S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 | |Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b*). ================================================================================ 1. Name and Address of Reporting Person. John Hancock Subsidiaries, Inc. - -------------------------------------------------------------------------------- (Last) (First) (Middle) P.O. Box 111 - -------------------------------------------------------------------------------- (Street) Boston, MA 02117 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol Evergreen Resources, Inc. ("EVER") ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) 04-2687223 ================================================================================ 4. Statement for Month/Year 4/99 ================================================================================ 5. If Amendment, Date of Original (Month/Year) N/A ================================================================================ 6. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [ X ] 10% Owner [ ] Officer (give title below) [ ] Other (specify) ================================================================================ 7. Individual or Joint/Group Reporting _X_ Form Filed by One Reporting Person ___ Form Filed by More than One Reporting Person ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
1. Title of Security 2. Trans- 3.Trans- 4. Securities Acquired (A) 5. Amount of 6.Owner- 7.Nature (Instr. 3) action action or Disposed of (D) Securities Ship of In- Date Code (Instr. 3, 4 and 5) Beneficially Form: direct Instr. 8) Owned at Direct Bene- ------------------------------------------ End of Month (D) or ficial (Month/ Indirect Owner- Day/ (A) or (I) ship Year) Code V Amount (D) Price (Instr.4) (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 4/20/99 S 7,053 D $23.25 269,814 I By Fund I* - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 4/20/99 S 22,947 D $23.25 877,902 I By Fund II* - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ *If the Form is filed by more than on Reporting Person, see Instruction 4 (b) (v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) (Print or Type Responses) SEC 1474 (4/97) FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ==================================================================================================================================== 1.Title 2.Conver- 3.Trans- 4.Transac- 5.Number of 6.Date Exer- 7.Title 8.Price 9.Number 10.Owner- 11.Na- of sion or action tion Code Derivative cisable and of of ship ture Deri- Exercise Date (Instr. 8) Securities and Ex- Amount Deriv- Deriv- Form of In- vative Price Acquired piration of ative ative of De- direct Security of (Month/ (A) or Date Under- Secur- Secur- rivative Bene- (Instr. 3) Deriv- Day/ Disposed of (Month/ lying ity ities Secu- ficial ative Year) (D) (Instr. Day/ Year) Secur- (Instr. 5) Bene- rity; Own- Security 3, 4 and 5) ities ficially Direct ership (Instr. 3 Owned (D) or (Instr. 4) and at End Indi- 4) of rent (l) ------------------------------------------------------ Month (Instr. 4) Code V (A) (D) Date Expira- Title Amount Exer- tion or cisable Date Number of Shares - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: o John Hancock Energy Resources Management, Inc. ("JHERM") is a 50% general partner of Energy Investors Partners, L.P. , the general partner of Energy Investors Fund, L.P. ("Fund I") and a 50% general partner of Energy Investors Partners II, L.P., the general partner of Energy Investors Fund II, L.P. ("Fund II"). JHERM is the direct, wholly-owned subsidiary of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein. JOHN HANCOCK SUBSIDIARIES, INC. By: /s/Marion L. Nierintz August 11, 1999 ---------------------- --------------- Marion L. Nierintz (Date) Secretary SEC 1474 (4/97) **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure.
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