-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R2O5WhmQa0+jaePKMY/WIL423VKSvBjG9NKhDKumRPDkXEVz8gqdff1t2JulrMkF ofUxAFcEsEXahICO6bqhyw== 0001010521-99-000304.txt : 19990811 0001010521-99-000304.hdr.sgml : 19990811 ACCESSION NUMBER: 0001010521-99-000304 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 19990803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HANCOCK JOHN MUTUAL LIFE INSURANCE CO / MA CENTRAL INDEX KEY: 0000917406 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 041414660 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-03983 FILM NUMBER: 99676873 BUSINESS ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 BUSINESS PHONE: 6175726000 MAIL ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 13F-HR 1 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY File Number 28-630 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(F) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D. C. 20549 (Adopted in Release No. 34-14852 (81,610), June 15, 1978. 43 F. R. -.) Report for the Calendar Year or Quarter Ended June 30, 1999 --------------- If amended report check here: ___________ Name of Institutional Investment Manager: John Hancock Mutual Life Insurance Company Business Address : P.O. Box 111, John Hancock Place, Boston, MA 02117 Name, Phone No., and Title of Person Duly Authorized to Submit This Report: Christine M. Marquis, Consultant (617)572-1867 - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Boston and State of Massachusetts on the 15th day of August, 1999. John Hancock Mutual Life Insurance Company By: /s/Christine Marquis -------------------- Title: Consultant -------------------- Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (Other than the one filling this report). (List in alphabetical order). Name: 13F File No.: 1. John Hancock Mutual Life Ins. Co. ----------------------------------------------------- 2. Maritime life Assurance ----------------------------------------------------- 3. Venture Capital Management ----------------------------------------------------- 4. Capital Growth Management ----------------------------------------------------- 5. ----------------------------------------------------- 6. ----------------------------------------------------- 7. -----------------------------------------------------
John Hancock Mutual Life Insurance Company June 30, 1999 Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8 - ------------------------------------------------------------------------------------------------------------------------------------ Fair Market Principal Investment Direction: Manager Voting Name of Issuer Class Cusip Value or # Sole Shared/ Shared/ Authority-Shares of Shares Aff Oth Sole Shared None Aber Resources, LTD com 002916-10-4 91,000 7,200 X 2 7,200 Abitibi Cons com 003924-10-7 57,000 33,452 X 2 33,452 Able Telecom com 003712-30-4 2,100,000 286,653 X 0 286,653 Agnico Eagle Mines, Ltd com 008474-10-8 93,000 10,200 X 2 10,200 Agrium Inc com 008916-10-8 261,000 20,212 X 2 20,212 Air Canada CL A NVTG 008911-30-7 66,000 12,800 X 2 12,800 Alberta Energy Co. com 012873-10-5 1,200,000 24,347 X 2 24,347 Alcan Aluminium, ltd com 013716-10-5 1,800,000 39,500 X 2 39,500 Algoma Steel Inc. com 01566M-10-5 10,000 4,800 X 2 4,800 Alliance Atlantis com 01853E-20-4 67,000 3,600 X 2 3,600 Alliance Forst. Prod. com 01859J-10-8 130,000 7,200 X 2 7,200 Ampex Corp. com 032092-10-8 970,000 186,411 X 0 186,411 Architel Sys Corp. com 039917-10-9 39,000 2,800 X 2 2,800 Arthrocare Corp. com 043136-10-0 1,000,000 49,239 X 3 49,239 ATI Tech. com 001941-10-3 850,000 35,500 X 2 35,500 AT Plastics, Inc. com 001947-10-0 18,000 2,100 X 2 2,100 Aurora Biosciences com 051920-10-6 313,000 43,205 X 3 43,205 Back Bay Restaurants com 05635V-10-3 2,740,000 271,126 X 0 271,126 Ballard Power Systems com 05858H-10-4 690,000 14,800 X 2 14,800 Bank of Montreal com 06367-11-01 29,000,000 54,400 X 2 54,400 Barrick Gold Corp com 06790-11-08 2,000,000 69,058 X 2 69,058 Beard Company com 07384R-10-1 1,200,000 312,040 X 0 312,040 BCE, Inc. com 05534B-10-9 9,600,000 133,900 X 2 133,900 BCE Mobile Comm. com 05534G-10-8 225,000 5,000 X 2 5,000 Bell Canada Intl. com 077914-10-9 69,000 3,700 X 2 3,700 Bema Gold Corp. com 08135F-10-7 17,000 19,600 X 2 19,600 Benton Oil & Gas com 083288-10-0 750,000 375,000 X 0 375,000 Bid.Com com 088788-10-4 98,000 8,600 X 2 8,600 Biochem Pharma com 09058T-10-8 532,000 19,300 X 2 19,300 Biomira, Inc. com 09161R-10-6 29,000 5,500 X 2 5,500 Biovail Corp. Intl. com 09067K-10-6 253,000 3,400 X 2 3,400 Boston Beer com 100557-10-7 62,000 7,730 X 3 7,730 Brookfield PPTYS com 112900-10-5 199,000 10,400 X 2 10,400 Budget Group, Inc. com 119003-10-1 22,390,000 1,818,785 X 0 1,818,785 Cadillac Fairview com 126929-10-7 297,000 10,700 X 2 10,700 Call-Net Enterprises Cl B NV 130910-20-1 104,000 11,177 X 2 11,177 Cambior, Inc. com 13201L-10-3 57,000 11,900 X 2 11,900 Cameco Corp. com 13321L-10-8 312,000 10,100 X 2 10,100 Canadian 88 Energy com 13566G-50-9 66,000 15,900 X 2 15,900 CDN Imperial Bank com 136069-10-1 3,078,000 87,700 X 2 87,700 Canadian Marconi com 136357-10-0 28,000 1,600 X 2 1,600 Canadian Nat'l Railway com 136375-10-2 2,000,000 19,200 X 2 19,200 Canadian Pacific LTD com 135923-10-0 2,390,000 68,299 X 2 68,299 Canadian Occidental Pet com 136420-10-6 409,000 17,200 X 2 17,200 Canwest Global Non VTG 138906-30-0 22,000 1,100 X 2 1,100 Canyon Resources com 138869-10-2 41,000 217,201 X 0 217,201 CGI Group Inc. com 39945C-10-9 330,000 10,600 X 2 10,600 Celestica, Inc. Sub VTG 15101Q-10-8 713,000 11,200 X 2 11,200 Chieftan Interl, Inc. com 16867C-10-1 61,000 2,400 X 2 2,400 Cinar Corp. Sub VTG 171905-30-0 178,000 5,000 X 2 5,000 Cinram, Ltd. com 17252T-10-5 159,000 11,100 X 2 11,100 Clarus Corp. com 182707-10-9 4,350,000 870,155 X 3 870,155 Clearnet Comm. com 184902-10-4 128,000 6,300 X 2 3,400 Coastal Corp com 190441-10-5 30,000 730 X 0 730 CoCensys com 191263-10-2 20,000 25,000 3 25,000 Cognicase Inc. com 192423-10-1 55,000 2,300 X 2 2,300 Cognos Incorporated com 19244C-10-9 246,000 7,600 X 2 7,600 Coinstar Inc. com 19259P-30-0 1,004,000.00 35,000 X 0 35,000 Cominco com 200435-10-5 264,000 10,600 X 2 10,600 Computalog Ltd. com 204908-30-5 23,000 2,200 X 2 2,200 Concord Comm. com 206186-10-8 150,000 3,329 X 0 3,329 Corel Corp. com 21868Q-10-9 55,000 9,400 X 2 9,400 Cott com 22163N-10-6 48,000 9,100 X 2 9,100 Counsel Corp. com 22226R-10-2 33,000 4,100 X 2 4,100 Cytex com 232946-10-3 20,000 1,042 X 0 1,042 Delta & Pine Land com 247357-10-6 130,057,000 4,128,764 X 0 4,128,764 Descartes Systems com 249906-10-8 5,000 6,500 X 2 6,500 Dia Met Minerals Cl B ML VTG 25243K-30-7 59,000 2,300 X 2 2,300 Diatide com 252842-10-9 62,000 13,154 X 3 13,154 Domtar Inc. com 257561-10-0 281,000 20,195 X 2 20,195 Dorel Industries com 25822C-20-5 139,000 4,300 X 2 4,300 Echo Bay Mines com 278751-10-2 56,000 26,200 X 2 26,200 Edperbrascan Corp com 280905-80-3 586,000 26,112 X 2 26,112 Enbridge Inc. com 29250N-10-5 2,349,000 69,600 X 2 69,600 Encal Energy Ltd com 29250D10-7 90,000 12,400 X 2 12,400 Evergreen Resources com 299900-30-8 22,800,000 905,660 X 0 905,660 Excite At Home com 300904-10-9 1,113,000 8,372 X 3 8,372 Extendicare Inc. com 30224T-87-1 59,000 10,400 X 2 10,400 Fahnestock Viner Hld com 302921-10-1 43,000 1,900 X 2 1,900 Fed. Agri. Mtg. Corps. com 313148-10-8 660,000 40,000 X 0 40,000 Fed. Agri. Mtg. Corps. com 313148-30-6 915,000 40,000 X 0 40,000 Federated Dept Stores com 31410H-10-1 1,425,000 26,927 X 0 26,927 Federated Dept Stores warrants cl c 31410H-11-9 246,000 8,620 X 0 8,620 Federated Dept Stores warrants cl d 31410H-12-7 231,000 8,620 X 0 8,620 Flexi Intl. Software, Inc. com 338923-10-5 91,000 66,190 X 3 66,190 Foodmaker, Inc. com 344839-20-4 4,408,000 155,357 X 0 155,357 Four Seasons Hotels sub vtg shs 35100E10-4 168,000 3,806 X 2 3,806 Furr's/Bishop's com 361115-50-4 4,451,000 5,477,994 X 0 5,477,994 General Surgical com 371013-10-3 3,448,000 799,640 X 3 799,640 Gilead Sciences com 375558-10-3 249,000 4,766 X 0 4,766 Glamis Gold, Ltd. com 376775-10-2 10,000 3,600 X 2 3,600 Gold Corp., Inc. Class A,SV 380956-10-2 89,000 12,300 X 2 12,300 Golden State Vintners com 38121K-20-8 4,034,000 658,595 X 0 658,595 Greenstone Res Ltd com 39573W-10-4 3,000 11,900 X 2 11,900 GTE com 362320-10-3 5,206,000 68,948 X 0 68,948 Guidant Corp. com 401698-10-5 126,000 2,468 X 0 2,468 Gulf Cda Resources Ordinary sh 40218L-30-5 378,000 62,003 X 2 62,003 Hawaiian Airlines Inc. com 419849-10-4 1,638,000 582,469 X 0 582,469 Hollinger com 43556c-60-6 39,000 2,300 X 2 2,300 Hummingbird Commun com 44544R-10-1 74,000 2,700 X 2 2,700 Hurricane Hydro com 44779E-10-6 3,000 7,200 X 2 7,200 IMAX Corp. com 45245E-10-9 112,000 3,400 X 2 3,400 Imperial Oil, LTD com 453038-40-8 628,000 22,445 X 2 22,445 Inco Ltd. CL VBN shs 453258-70-9 47,000 4,225 X 2 4,225 Inco Ltd. com 453258-40-2 776,000 29,500 X 2 29,500 Informix Corp. com 456779-10-7 218,000 25,538 X 3 25,538 Intertape Plymr Grp com 460919-10-3 137,000 4,700 X 2 4,700 Intl Comfort Prod. com 458978-10-3 126,000 7,500 X 2 7,500 Intrawest Corp. com 460915-20-0 170,000 7,500 X 2 7,500 IPSCO Inc. com 462622-10-1 238,000 7,600 X 2 7,600 Jannock, LTD com 470888-80-1 100,000 5,700 X 2 5,700 K-Swiss, Inc com 482686-10-2 9,300,000 200,000 X 0 200,000 Kaiser Ventures com 483100-10-3 4,000 270 X 0 270 Kinross Gold Corp com 496902-10-7 271,000 160,837 X X 0/2 121,737 39,100 LTV Corp com 501921-10-0 413,000 62,413 X 0 62,413 Laidlaw, Inc. com 50730K-50-3 628,000 58,684 X 2 58,684 Eli Lilly & Co. com 532457-10-8 101,000 1,404 X 0 1,404 LodgeNet Entertainment com 540211-10-9 3,345,000 240,000 X 0 240,000 Loewen Group, Inc. com 54042L-10-0 12,000 13,900 X 2 13,900 Louis Dreyfus Nat. Gas com 546011-10-7 7,688,000 356,525 X 0 356,525 MDC Comm. com 55267W-30-9 51,000 2,900 X 2 2,900 MacKenzie Financial com 554531-10-3 359,000 22,200 X 2 22,200 Macmillan Bloedel com 554783-20-9 574,000 21,800 X 2 21,800 Magna Intl. Inc. CL A SV 559222-40-1 1,142,000 13,700 X 2 13,700 MediaOne com 58440J-10-4 356,000 4,787 X 0 4,787 Meridian Gold Inc. com 589975-10-1 98,000 14,300 X 2 14,300 Methanex com 59151K-10-8 139,000 24,800 X 2 24,800 Metronet CL B NVTG 59169Y-10-8 375,000 4,000 X 2 4,000 Mitel Corporation com 606711-10-9 221,000 22,500 X 2 22,500 Moore Corp, LTD com 615785-10-2 207,000 16,600 X 2 16,600 Nabors Industries, Inc. com 629568-10-6 19,498,000 799,900 X 0 799,900 National Energy Grp, Inc. com 635812-10-0 12,000 178,348 X 0 178,348 Newbridge Network Corp com 650901-10-1 1,021,000 24,300 X 2 24,300 Newcourt Credit Grp com 650905-10-2 504,000 26,300 X 2 26,300 Nortel Networks com 656569-10-0 8,724,000 68,800 X 2 68,800 Nova Chemicals com 66977W-10-9 828,000 23,995 X 2 23,995 Numac Energy com 67052A-10-3 45,000 12,200 X 2 12,200 Ocean Energy, Inc. com 674812-20-1 11,800,000 1,225,977 X 0 1,225,977 Open Text Corp. com 683715-10-6 165,000 3,800 X 2 3,800 Pan American Silver com 697900-10-8 38,000 4,500 X 2 4,500 PC Docs Grp Intl. com 69318L-10-5 33,000 3,000 X 2 3,000 Penny J. C. com 708160-10-6 459,000 9,453 X 0 9,453 Petro-Canada com 71644E-10-2 1,290,000 64,200 X 2 64,200 Philip Services com 71819M-10-3 6,000 24,300 X 2 24,300 Phoenix Intl. Life com 718919-10-3 43,000 4,600 X 2 4,600 Placer Dome Inc. com 725906-10-1 758,000 44,300 X 2 44,300 Potash Corp of Sask com 73755L-10-7 729,000 9,600 X 2 9,600 Precision Drilling com 74022D-10-0 207,000 7,400 X 2 7,400 Premdor Inc. com 74046P-10-5 118,000 7,200 X 2 7,200 PSC, Inc. com 69361E-10-7 3,829,000 422,500 X 0 422,500 QLT Phototherapeut com 746927-10-2 400,000 5,000 X 2 5,000 Quebecor Printing com 747922-10-2 293,000 9,200 X 2 9,200 R&B Falcon Corp. com 74912E-10-1 15,198,000 1,621,152 X 0 1,621,152 RH Phillips com 749573-10-1 1,115,000 367,870 X 0 367,870 Ranger Oil, Ltd. com 752805-10-1 169,000 23,598 X 2 23,598 Research In Motion com 760975-10-2 248,000 8,400 X 2 8,400 Rigel Energy Corp. com 76655l-10-1 119,000 10,550 X 2 10,550 Rio Algom, Ltd. com 766889-10-9 238,000 11,400 X 2 11,400 Robotic Vision Sys. com 771074-10-1 111,000 29,692 X 3 29,692 Rogers Cantel MOB com 775102-20-5 70,000 2,900 X 2 2,900 Rogers Comm. com 775109-20-0 505,000 19,700 X 2 19,700 Royal Bank CDA com 780087-10-2 2,991,000 67,400 X 2 67,400 Royal Group Tech com 779915-10-7 218,000 7,400 X 2 7,400 Russel Metals Inc. Class A 781903-10-9 31,000 7,843 X 2 7,843 Seagrams LTD com 811850-10-6 3,499,000 47,700 X 2 47,700 Shaw Corp. CL B NVT 82028K-20-0 627,000 10,761 X 2 10,761 Simon Property com 828806-10-9 965,000 38,026 X 0 38,026 Snyder Oil Corp. com 833482-10-2 2,745,000 343,121 X 0 343,121 Speciality Equip. Corp. com 847497-20-3 12,511,000 425,000 X 0 425,000 Spectralink com 847580-10-7 4,010,000 754,791 X 3 754,791 Steinway Musical Inst. com 858495-10-4 40,904,000 1,543,553 X 0 1,543,553 Suncor Inc. com 867229-10-6 1,183,000 19,600 X 2 19,600 Suiza Foods Corp. com 865077-10-1 72,162,000 1,723,267 X 0 1,723,267 Talisman Energy Inc. com 87425E-10-3 847,000 21,143 X 2 21,143 Tangram Enterprise com 875924-10-2 2,000 770 X 0 770 Teleglobe Inc. com 87941V-10-0 954,000 21,900 X 2 21,900 Telesystem Intl. Sub. VTG 879946-10-1 332,000 12,400 X 2 12,400 Tesco Corp. com 88157K-10-1 48,000 6,100 X 2 6,100 TLC The Laser Cntr. com 872934-10-4 343,000 4,900 X 2 4,900 Toronto-Dominion Bk com 891160-50-9 2,053,000 61,500 X 2 61,500 TransCanada Pipelines com 893526-10-3 2,558,000 123,273 X 2 123,273 Trimeris com 896263-10-0 833,000 57,463 X 3 57,463 Trizec Hahn Corp com 896938-10-7 77,000 5,826 X 2 25,826 TVX Gold, Inc. com 83708K-10-1 41,000 29,900 X 2 29,900 United Dominion Inds. com 909914-10-3 262,000 7,073 X 2 7,073 U.S. Filter com 911843-20-9 1,236,000 39,242 X 1 39,242 U.S. West com 91273H-10-1 257,000 4,369 X 0 4,369 USN Comm. com 90336N-20-4 17,000 1,738,073 X 3 1,738,073 Verio com 923433-10-6 1,853,000 26,669 X 3 26,669 Walker Interactive System com 931664-10-6 115,000 43,669 X 0 43,669 Westcast Ind. CL A Vtg 950813-10-5 30,000 1,000 X 2 1,000 Westcoast Energy Inc. com 95751D-10-2 1,003,000 34,700 X 2 34,700 Western Star Truck com 95960H-10-0 23,000 1,000 X 2 1,000 TOTALS 532,319,300 32,366,346
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