-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fs1b4uzyi6uHlgPL4QlTbkV77BQJisYCRyJGAi+kjkAVwaILklPyYyNGyx+JRR8A SmiGjja3wk7OfHKXllLy8A== 0001010521-99-000212.txt : 19990510 0001010521-99-000212.hdr.sgml : 19990510 ACCESSION NUMBER: 0001010521-99-000212 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 19990507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HANCOCK JOHN MUTUAL LIFE INSURANCE CO / MA CENTRAL INDEX KEY: 0000917406 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 041414660 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-03983 FILM NUMBER: 99613127 BUSINESS ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 BUSINESS PHONE: 6175726000 MAIL ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 13F-HR 1 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY File Number 28-630 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(F) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D. C. 20549 (Adopted in Release No. 34-14852 (81,610), June 15, 1978. 43 F. R. -.) Report for the Calendar Year or Quarter Ended March 31, 1999 If amended report check here: ___________ Name of Institutional Investment Manager: John Hancock Mutual Life Insurance Company Business Address : P.O. Box 111, John Hancock Place, Boston, MA 02117 Name, Phone No., and Title of Person Duly Authorized to Submit This Report: Christine M. Marquis, Consultant (617)572-1867 - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Boston and State of Massachusetts on the 15th day of May, 1999. John Hancock Mutual Life Insurance Company By: /s/Christine M. Marquis --------------------------- Title: Consultant ------------------------ Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (Other than the one filling this report). (List in alphabetical order). Name: 13F File No.: 1. Capital Growth Management ----------------------------------------------------- 2. Maritime life Assurance ----------------------------------------------------- 3. Venture Capital Management ----------------------------------------------------- 4. --------------------------- ----------------------- 5. --------------------------- ----------------------- 6. --------------------------- ----------------------- 7. --------------------------- -----------------------
John Hancock Mutual Life Insurance Company March 31, 1999 Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8 - ------------------------------------------------------------------------------------------------------------------------------------ Fair Investment Direction: Manager Voting Auth.-Shares Name of Issuer Class Cusip Market Principal or Sole Shared/Aff Shared/Oth Sole Shared None Value # of Shares Aber Resources, LTD com 002916-10-4 70,200 7,200 X 2 7,200 Abitibi Cons com 003924-10-7 369,252 27,352 X 2 27,352 Able Telecom com 003712-30-4 1,934,908 286,653 X 0 286,653 Agnico Eagle Mines, Ltd com 008474-10-8 83,130 10,200 X 2 10,200 Agrium Inc com 008916-10-8 305,672 21,912 X 2 21,912 Air Canada CL A NVTG 008911-30-7 74,240 5,400 X 2 5,400 Alberta Energy Co. com 012873-10-5 848,048 22,797 X 2 22,797 Alcan Aluminium, ltd com 013716-10-5 1,616,160 41,600 X 2 41,600 Algoma Steel Inc. com 01566M-10-5 11,424 4,800 X 2 4,800 Alliance Atlantis com 01853E-20-4 85,500 3,600 X 2 3,600 Alliance Forst. Prod. com 01859J-10-8 121,320 7,200 X 2 7,200 Ampex Corp. com 032092-10-8 500,980 186,411 X 0 186,411 Architel Sys Corp. com 039917-10-9 81,200 2,800 X 2 2,800 Arthrocare Corp. com 043136-10-0 1,326,584 80,399 X 3 80,399 ATI Tech. com 001941-10-3 851,440 36,700 X 2 36,700 AT Plastics, Inc. com 001947-10-0 15,960 2,100 X 2 2,100 Aurora Biosciences com 051920-10-6 290,284 43,205 X 3 43,205 Back Bay Restaurants com 05635V-10-3 2,745,151 271,126 X 0 271,126 Ballard Power Systems com 05858H-10-4 715,330 15,400 X 2 15,400 Bank of Montreal com 06367-11-01 3,451,350 57,000 X 2 57,000 Barrick Gold Corp com 06790-11-08 1,785,618 69,210 X 2 69,210 Beard Company com 07384R-10-1 1,209,155 312,040 X 0 312,040 BCE, Inc. com 055348-10-9 9,031,275 135,300 X 2 135,300 BCE Mobile Comm. com 05534G-10-8 202,000 5,000 X 2 5,000 Bell Canada Intl. com 077914-10-9 76,050 3,900 X 2 3,900 Bema Gold Corp. com 08135F-10-7 19,600 19,600 X 2 19,600 Benton Oil & Gas com 083288-10-0 1,359,375 375,000 X 0 375,000 Biochem Pharma com 09058T-10-8 650,440 20,200 X 2 20,200 Biomira, Inc. com 09161R-10-6 28,600 5,500 X 2 5,500 Biovail Corp. Intl. com 09067K-10-6 197,710 3,400 X 2 3,400 Boston Beer com 100557-10-7 59,908 7,730 X 3 7,730 Budget Group, Inc. com 119003-10-1 22,280,116 1,818,785 X 0 1,818,785 Cadillac Fairview com 126929-10-7 288,650 11,500 X 2 11,500 Call-Net Enterprises Cl B NV 130910-20-1 146,718 11,177 X 2 11,177 Cambior, Inc. com 13201L-10-3 70,805 11,900 X 2 11,900 Cameco Corp. com 13321L-10-8 354,240 10,800 X 2 10,800 Canadian 88 Energy com 13566G-50-9 85,860 15,900 X 2 15,900 CDN Imperial Bank com 136069-10-1 3,528,040 91,400 X 2 91,400 Canadian Marconi com 136357-10-0 27,200 1,600 X 2 1,600 Canadian Nat'l Railway com 136375-10-2 1,707,230 20,300 X 2 20,300 Canadian Pacific LTD com 135923-10-0 2,081,931 71,299 X 2 71,299 Canadian Occidental Pet com 136420-10-6 336,660 18,100 X 2 18,100 Canadian Pacific LTD com 135923-10-0 2,081,931 71,299 X 2 71,299 Canwest Global Non VTG 138906-30-0 21,835 1,100 X 2 1,100 Canyon Resources com 138869-10-2 47,513 217,201 X 0 217,201 CGI Group Inc. com 39945C-10-9 371,640 11,400 X 2 11,400 Chieftan Interl, Inc. com 16867C-10-1 45,360 2,400 X 2 2,400 Cinar Corp. Sub VTG 171905-30-0 172,500 5,000 X 2 5,000 Cinram, Ltd. com 17252T-10-5 157,620 11,100 X 2 11,100 Clarus Corp. com 182707-10-9 4,785,853 870,155 X 3 870,155 Clearnet Comm. com 184902-10-4 126,000 6,300 X 2 3,400 Coastal Corp com 190441-10-5 24,090 730 X 0 730 CoCensys com 191263-10-2 31,250 25,000 3 25,000 Cognicase Inc. com 192423-10-1 60,490 2,300 X 2 2,300 Cognos Incorporated com 19244C-10-9 287,410 8,200 X 2 8,200 Coinstar Inc. com 19259P-30-0 564,375 35,000 X 0 35,000 Cominco com 200435-10-5 223,660 10,600 X 2 10,600 Computalog Ltd. com 204908-30-5 11,330 2,200 X 2 2,200 Corel Corp. com 21868Q-10-9 45,872 9,400 X 2 9,400 Cott com 22163N-10-6 32,851 9,100 X 2 9,100 Counsel Corp. com 22226R-10-2 40,385 4,100 X 2 4,100 Cytex com 232946-10-3 1,042 X 0 1,042 Delta & Pine Land com 247357-10-6 152,764,268 4,128,764 X 0 4,128,764 Denbury Resources com 247916-20-8 20,230 3,400 X 2 3,400 DepoTech Corp. com 249673-10-4 25,908 10,363 X 3 10,363 Dia Met Minerals Cl B ML VTG 25243K-30-7 45,425 2,300 X 2 2,300 Domtar Inc. com 257561-10-0 243,035 22,195 X 2 22,195 Dorel Industries com 25822C-20-5 111,800 4,300 X 2 4,300 Echo Bay Mines com 278751-10-2 65,238 26,200 X 2 26,200 Edperbrascan Corp com 280905-80-3 492,464 27,512 X 2 27,512 Enbridge Inc. com 29250N-10-5 2,366,490 35,400 X 2 35,400 Encal Energy Ltd com 29250D10-7 80,600 12,400 X 2 12,400 ESAT ADR 26883Y-10-2 49,755,205 1,188,184 X 0 1,188,184 Evergreen Resources com 299900-30-8 18,113,200 905,660 X 0 905,660 Extendicare Inc. com 30224T-87-1 43,992 10,400 X 2 10,400 Fahnestock Viner Hld com 302921-10-1 40,850 1,900 X 2 1,900 Fed. Agri. Mtg. Corps. com 313148-10-8 740,000 40,000 X 0 40,000 Fed. Agri. Mtg. Corps. com 313148-30-6 2,105,000 40,000 X 0 40,000 Federated Dept Stores com 31410H-10-1 490,830 26,927 X 0 26,927 Federated Dept Stores wrnt cl c 31410H-11-9 132,533 8,620 X 0 8,620 Federated Dept Stores wrnt cl d 31410H-12-7 133,610 8,620 X 0 8,620 Flexi Intl. Software, I com 338923-10-5 70,326.88 66,190 X 3 66,190 Foodmaker, Inc. com 344839-20-4 3,961,604 155,357 X 0 155,357 Four Seasons Hotels sub vtg shs 35100E10-4 266,450 4,206 X 2 4,206 Fracmaster Ltd. com 351906-10-2 3,564 8,100 X 2 8,100 Furr's/Bishop's com 361115-50-4 5,820,369 5,477,994 X 0 5,477,994 General Surgical com 371013-10-3 799,640 X 3 799,640 Gilead Sciences com 375558-10-3 216,853 4,766 X 0 4,766 Glamis Gold, Ltd. com 376775-10-2 7,380 3,600 X 2 3,600 Gold Corp., Inc. Class A,SV 380956-10-2 111,315 12,300 X 2 12,300 Golden State Vintners com 38121K-20-8 7,861,978 658,595 X 0 658,595 Greenstone Res Ltd com 39573W-10-4 4,998 11,900 X 2 11,900 Groupe CGI com 39945C-10-9 339,150 11,400 X 2 11,400 GTE com 362320-10-3 4,171,354 68,948 X 0 68,948 Guidant Corp. com 401698-10-5 149,314 2,468 X 0 2,468 Gulf Cda Resources Ordinary sh 40218L-30-5 272,844 67,203 X 2 67,203 Hawaiian Airlines Inc. com 419849-10-4 1,565,385 582,469 X 0 582,469 Hollinger com 43556c-60-6 36,800 2,300 X 2 2,300 Hummingbird Commun com 44544R-10-1 61,830 2,700 X 2 2,700 Hurricane Hydro com 44779E-10-6 7,128 7,200 X 2 7,200 IMAX Corp. com 45245E-10-9 100,300 3,400 X 2 3,400 Imperial Oil, LTD com 453038-40-8 670,001 23,345 X 2 23,345 Inco Ltd. CL VBN shs 453258-70-9 43,940 4,225 X 2 4,225 Inco Ltd. com 453258-40-2 630,240 31,200 X 2 31,200 Informix Corp. com 456779-10-7 188,343 25,538 X 3 25,538 Intertape Plymr Grp com 460919-10-3 185,650 4,700 X 2 4,700 Intl Comfort Prod. com 458978-10-3 88,125 7,500 X 2 7,500 Intrawest Corp. com 460915-20-0 192,750 7,500 X 2 7,500 IPSCO Inc. com 462622-10-1 226,100 7,600 X 2 7,600 Jannock, LTD com 470888-80-1 93,195 5,700 X 2 5,700 K-Swiss, Inc com 482686-10-2 13,493,247 534,386 X 0 534,386 Kaiser Ventures com 483100-10-3 2,818 270 X 0 270 Kinross Gold Corp com 496902-10-7 382,638 160,837 X X 0/2 121,737 39,100 LTV Corp com 501921-10-0 335,470 62,413 X 0 62,413 Laidlaw, Inc. com 50730K-50-3 544,579 61,884 X 2 61,884 Eli Lilly & Co. com 532457-10-8 119,165 1,404 X 0 1,404 LodgeNet Entertainment com 540211-10-9 1,575,000 240,000 X 0 240,000 Loewen Group, Inc. com 54042L-10-0 37,530 13,900 X 2 13,900 Louis Dreyfus Nat. Gas com 546011-10-7 5,169,613 356,525 X 0 356,525 MacKenzie Financial com 554531-10-3 415,350 23,400 X 2 23,400 Macmillan Bloedel com 554783-20-9 389,610 23,400 X 2 23,400 Magna Intl. Inc. CL A SV 559222-40-1 1,244,100 14,300 X 2 14,300 MediaOne com 58440J-10-4 303,675 4,787 X 0 4,787 Meridian Gold Inc. com 589975-10-1 124,410 14,300 X 2 14,300 Methanex com 59151K-10-8 122,760 24,800 X 2 24,800 Metronet CL B NVTG 59169Y-10-8 357,975 4,300 X 2 4,300 Mitel Corporation com 606711-10-9 230,625 22,500 X 2 22,500 Moore Corp, LTD com 615785-10-2 249,830 16,600 X 2 16,600 Nabors Industries, Inc. com 629568-10-6 18,005,625 799,900 X 0 799,900 National Energy Grp, Inc. com 635812-10-0 178,348 X 0 178,348 Newbridge Network Corp com 650901-10-1 1,178,980 25,300 X 2 25,300 Newcourt Credit Grp com 650905-10-2 1,119,250 27,500 X 2 27,500 Northern Telecom, Ltd. com 665815-10-6 6,833,800 72,700 X 2 72,700 Nova Corp. com 66978F-10-5 634,914 25,195 X 2 25,195 Numac Energy com 67052A-10-3 40,260 12,200 X 2 12,200 Number Nine Corp com 67052W-10-5 1,560,366 542,736 X 3 542,736 Ocean Energy, Inc. com 674812-20-1 8,351,968.31 1,225,977 X 0 1,225,977 Open Text Corp. com 683715-10-6 180,500 3,800 X 2 3,800 Pacalta Res. Ltd. com 69372D-10-6 85,500 10,000 X 2 10,000 Pan American Silver com 697900-10-8 35,550 4,500 X 2 4,500 Paracelsus Healthcare com 698891-10-8 1,421,334.75 1,033,698 X 3 1,033,698 PC Docs Grp Intl. com 69318L-10-5 19,950 3,000 X 2 3,000 Penny J. C. com 708160-10-6 382,847 9,453 X 0 9,453 Petro-Canada com 71644E-10-2 1,179,020 66,800 X 2 66,800 Philip Services com 71819M-10-3 14,094 24,300 X 2 24,300 Placer Dome Inc. com 725906-10-1 783,230 46,900 X 2 46,900 Potash Corp of Sask com 73755L-10-7 818,550 10,200 X 2 10,200 Precision Drilling com 74022D-10-0 144,300 7,400 X 2 7,400 Premdor Inc. com 74046P-10-5 95,040 7,200 X 2 7,200 PSC, Inc. com 69361E-10-7 3,538,438 422,500 X 0 422,500 QLT Phototherapeut com 746927-10-2 305,250 5,000 X 2 5,000 Quebecor Printing com 747922-10-2 337,120 9,800 X 2 9,800 Quebecor, Inc. Class A vtg 748193-10-9 66,000 2,000 X 2 2,000 R&B Falcon Corp. com 74912E-10-1 13,982,436 1,621,152 X 0 1,621,152 RH Phillips com 749573-10-1 1,149,593.75 367,870 X 0 367,870 Ranger Oil, Ltd. com 752805-10-1 141,588 23,598 X 2 23,598 Research In Motion com 760975-10-2 132,300 8,400 X 2 8,400 Rigel Energy Corp. com 76655l-10-1 91,257 10,550 X 2 10,550 Rio Algom, Ltd. com 766889-10-9 182,400 11,400 X 2 11,400 Robotic Vision Sys. com 771074-10-1 68,663 29,692 X 3 29,692 Rogers Cantel MOB com 775102-20-5 78,445 2,900 X 2 2,900 Rogers Comm. com 775109-20-0 575,400 21,000.00 X 2 21,000 Royal Bank CDA com 780087-10-2 4,711,950 66,600 X 2 66,600 Royal Group Tech com 779915-10-7 275,280 7,400 X 2 7,400 Royal Oak Mines com 78051D-10-5 2,842 20,300 X 2 20,300 Russel Metals Inc. Class A 781903-10-9 26,666 7,843 X 2 7,843 Seagrams LTD com 811850-10-6 3,802,650 50,200 X 2 50,200 Shaw Corp. CL B NVT 82028K-20-0 541,308 11,161 X 2 11,161 Snyder Oil Corp. com 833482-10-2 5,082,480 343,121 X 0 343,121 Speciality Equip. Corp. com 847497-20-3 11,740,625 425,000 X 0 425,000 Spectralink com 847580-10-7 3,505,466 934,791 X 3 934,791 Steinway Musical Inst. com 858495-10-4 34,247,582 1,543,553 X 0 1,543,553 Suncor Inc. com 867229-10-6 1,045,450 20,600 X 2 20,600 Suiza Foods Corp. com 865077-10-1 58,052,557 1,723,267 X 0 1,723,267 Sutton Resources com 869474-40-3 78,880 6,800 X 2 6,800 Talisman Energy Inc. com 87425E-10-3 728,458 22,243 X 2 22,243 Tangram Enterprise com 875924-10-2 2,021 770 X 0 770 Teleglobe Inc. com 87941V-10-0 1,046,520 22,800 X 2 22,800 Telesystem Intl. Sub. VTG 879946-10-1 343,710 13,400 X 2 13,400 Tesco Corp. com 88157K-10-1 39,040 6,100 X 2 6,100 TLC The Laser Cntr. com 872934-10-4 237,160 4,900 X 2 4,900 Toronto-Dominion Bk com 891160-50-9 4,436,220 64,200 X 2 64,200 TransCanada Pipelines com 893526-10-3 2,459,630 127,773 X 2 127,773 Trimeris com 896263-10-0 1,051,403 82,463 X 3 82,463 Trizec Hahn Corp com 896938-10-7 748,542 26,926 X 2 26,926 TVX Gold, Inc. com 83708K-10-1 56,212 29,900 X 2 29,900 United Dominion Inds. com 909914-10-3 7,773 7,773 X 2 7,773 U.S. Filter com 911843-20-9 1,201,786 39,242 X 1 39,242 U.S. West com 91273H-10-1 240,568 4,369 X 0 4,369 USN Comm. com 90336N-20-4 60,833 1,738,073 X 3 1,738,073 Verio com 923433-10-6 6,240,713 26,669 X 3 26,669 Walker Interactive System com 931664-10-6 185,593 43,669 X 0 43,669 Westcast Ind. CL A Vtg 950813-10-5 43,450 1,000 X 2 1,000 Westcoast Energy Inc. com 95751D-10-2 1,053,760 35,600 X 2 35,600 Western Star Truck com 95960H-10-0 21,900 1,000 X 2 1,000 TOTALS 557,226,630 35,760,793
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