-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J81GP3/g+SDhGBdYjy2VYICraQbjBnL97SvCzA+kRBEdvJ5OxuI6njNSYvctcwfb ep4ho1QvbUHVUMy8dGyzRg== 0001010521-97-000266.txt : 19970326 0001010521-97-000266.hdr.sgml : 19970326 ACCESSION NUMBER: 0001010521-97-000266 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970325 SROS: NASD GROUP MEMBERS: HANCOCK JOHN MUTUAL LIFE INSURANCE CO / MA GROUP MEMBERS: JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY GROUP MEMBERS: JOHN HANCOCK SUBSIDIARIES, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KELLEY OIL & GAS CORP CENTRAL INDEX KEY: 0000930529 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 760447267 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45621 FILM NUMBER: 97561966 BUSINESS ADDRESS: STREET 1: 601 JEFFERSON ST STREET 2: STE 1100 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7136525200 MAIL ADDRESS: STREET 1: 601 JEFFERSON STREET 2: SUITE 1100 CITY: HOUSTON STATE: TX ZIP: 77002 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HANCOCK JOHN MUTUAL LIFE INSURANCE CO / MA CENTRAL INDEX KEY: 0000917406 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 041414660 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 BUSINESS PHONE: 6175726000 MAIL ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 SC 13G/A 1 KELLEY OIL & GAS CORP. ------------------------------ OMB APPROVAL OMB Number 3235-0145 Expires: October 31, 1997 Estimated average burden hours per response . . . 14.90 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Kelley Oil & Gas Corp. - -------------------------------------------------------------------------------- (Name of Issuer) $2.625 Convertible Exchangeable Preferred Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 487906208 - -------------------------------------------------------------------------------- (CUSIP Number) Check the here if a fee is being paid with this statement: (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). PAGE 1 OF 7 PAGES - --------------------- --------------------- CUSIP No. 487906208 13G Page 2 of 7 Pages - --------------------- --------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John Hancock Mutual Life Insurance Company I.R.S. No. 04-1414660 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| N/A - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Commonwealth of Massachusetts - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER Number of Shares -0- ------------------------------------------------------------- Beneficially 6 SHARED VOTING POWER Owned by Each -0- ------------------------------------------------------------- Reporting 7 SOLE DISPOSITIVE POWER Person With -0- ------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None. - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 See line 9, above. - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IC, BD, IA, HC - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 2 OF 7 PAGES - --------------------- --------------------- CUSIP No. 487906208 13G Page 3 of 7 Pages - --------------------- --------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John Hancock Subsidiaries, Inc. I.R.S. No. 04-2687223 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| N/A - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER Number of Shares -0- ------------------------------------------------------------- Beneficially 6 SHARED VOTING POWER Owned by Each -0- ------------------------------------------------------------- Reporting 7 SOLE DISPOSITIVE POWER Person With -0- ------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None. - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 See line 9, above. - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* HC - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 3 OF 7 PAGES The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) Item 1(a) Name of Issuer: Kelley Oil & Gas Corp. Item 1(b) Address of Issuer's Principal Executive Offices: 601 Jefferson, Suite 1100 Houston, TX 77002 Item 2(a) Name of Person Filing: John Hancock Mutual Life Insurance Company ("JHMLICO"), and JHMLICO's wholly owned subsidiary, John Hancock Subsidiaries, Inc. ("JHSI"). Item 2(b) Address of the Principal Offices: The principal business offices of JHMLICO and JHSI are located at John Hancock Place, P.O. Box 111, Boston, MA 02117. Item 2(c) Citizenship: JHMLICO was organized and exists under the laws of the Commonwealth of Massachusetts. JHSI was organized and exists under the laws of the State of Delaware. Item 2(d) Title of Class of Securities: $2.625 Convertible Exchangeable Preferred Stock Item 2(e) CUSIP Number: 487906208 Item 3 If the Statement is being filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: JHMLICO: (a) (X) Broker or Dealer registered under ss.15 of the Act. (c) (X) Insurance Company as defined in ss.3(a)(19) of the Act. (e) (X) Investment Adviser registered under ss.203 of the Investment Advisers Act of 1940. JHSI: (g) (X) Parent Holding Company, in accordance with ss.240.13d-1(b)(ii)(G). PAGE 4 OF 7 PAGES Item 4 Ownership: (a) None (b) Percent of Class: 0.0% (c) (i) sole power to vote or to direct the vote: -0- (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: -0- (iv) shared power to dispose or to direct the disposition of: -0- Item 5 Ownership of Five Percent or Less of a Class: With this filing, the Reporting Persons state that they own no shares of the class. Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not applicable. Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable. Item 8 Identification and Classification of Members of the Group: Not applicable. Item 9 Notice of Dissolution of a Group: Not applicable. Item 10 Certification: By signing below the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. PAGE 5 OF 7 PAGES SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. John Hancock Mutual Life Insurance Company By: /s/ John T. Farady Name: John T. Farady Dated: March 24, 1997 Title: Senior Vice President & Treasurer John Hancock Subsidiaries, Inc. By: /s/ John T. Farady Name: John T. Farady Dated: March 24, 1997 Title: Senior Vice President & Treasurer PAGE 6 OF 7 PAGES EXHIBIT A JOINT FILING AGREEMENT John Hancock Mutual Life Insurance Company, and John Hancock Subsidiaries, Inc. hereby agree that the Terminating Schedule 13G Amendment No. 1, to which this Agreement is attached, relating to the $2.625 Convertible Exchangeable Preferred Stock, is filed on behalf of each of them. John Hancock Mutual Life Insurance Company By: /s/ John T. Farady Name: John T. Farady Dated: March 24, 1997 Title: Senior Vice President & Treasurer John Hancock Subsidiaries, Inc. By: /s/ John T. Farady Name: John T. Farady Dated: March 24, 1997 Title: Treasurer PAGE 7 OF 7 PAGES -----END PRIVACY-ENHANCED MESSAGE-----