13F-HR 1 file001.txt JOHN HANCOCK LIFE INSURANCE COMPANY
File Number 028-03983 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(F) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D. C. 20549 (Adopted in Release No. 34-14852 (81,610), June 15, 1978. 43 F. R. -.) Report for the Calendar Year or Quarter Ended September 30, 2001 ----------------- If amended report check here: ___________ Name of Institutional Investment Manager: John Hancock Life Insurance Company Business Address : P.O. Box 111, John Hancock Place, Boston, MA 02117 Name, Phone No., and Title of Person Duly Authorized to Submit This Report: Eileen Bruckner, Investment Analyst (617)572-9610 -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Boston and State of Massachusetts on the 15th day of February, 2000. John Hancock Life Insurance Company By: /s/Eileen Bruckner ------------------------------------------------------------------------- Title: Eileen Bruckner, Portfolio Analyst, John Hancock Life Insurance Company Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (Other than the one filling this report). (List in alphabetical order). Name: 13F File No.: 0. John Hancock Life Insurance Company --------------------------------------------------------------------------------- 1. Maritime Life Assurance Company --------------------------------------------------------------------------------- 2. Hancock Venture Partners, Inc. (formerly John Hancock Venture Capital Management) --------------------------------------------------------------------------------- 3. --------------------------------------------------------------------------------- 4. --------------------------------------------------------------------------------- 5. --------------------------------------------------------------------------------- 6. --------------------------------------------------------------------------------- 7. --------------------------------------------------------------------------------- John Hancock Life Insurance Company (Effective February 1, 2000, John Hancock Mutual Life Insurance Company was renamed John Hancock Life Insurance Company and became the parent, wholly- owned subsidiary of John Hancock Financial Services, Inc.) September 30, 2001 Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8 Title of Cusip Fair Shrs/Prin Inv Discretion Voting Authority (Shrs) Name of Issuer Class Number Market Value Amount Sole Shrd Othr Mgr A-Sole B-Shrd C-None Aber Diamond Corp COM 002893-10-5 253,464 17,700 X 1 17,700 Agnico Eagle Mines, Ltd. COM 008474-10-8 288,992 17,600 X 1 17,600 Alliance Atlantis COM 01853E-20-4 188,856 12,200 X 1 12,200 Ampex Corp. COM 032092-10-8 63,380 186,411 X 0 186411 Ballard Power Systems COM 05858H-10-4 873,354 29,000 X 1 29,000 Bell Canada Intl. COM 077914-10-9 32,428 6,700 X 1 6,700 Biomira, Inc. COM 09161R-10-6 113,880 16,700 X 1 16,700 Brookfield PPTYS COM 112900-10-5 790,694 27,209 X 1 27,209 Budget Group, Inc. COM 119003-10-1 1,323,786 1,310,679 X 0 1310679 Cameco COM 13321L-10-8 640,800 17,800 X 1 17,800 Canadian 88 Energy COM 13566G-50-9 88,596 42,800 X 1 42,800 Cognicase Inc. COM 192423-10-1 43,120 8,800 X 1 8,800 Coinstar Inc. COM 19259P-30-0 690,220 35,000 X 0 35000 Concord Comm. COM 206186-10-8 493,745 55,477 X 0 55,477 Corel Corp. COM 21868Q-10-9 75,900 22,900 X 1 22,900 Cott COM 22163N-10-6 454,080 19,200 X 1 19,200 Descartes Systems COM 249906-10-8 110,721 16,700 X 1 16,700 Devon Energy Corp COM 25179M103 5,323,297 154,747 X 0 154,747 Dia Met Minerals Cl B ML VTG 25243K-30-7 17,000 800 X 1 800 Dorel Industries COM 25822C-20-5 248,274 7,800 X 1 7,800 Echo Bay Mines COM 278751-10-2 24,592 23,200 X 1 23,200 Evergreen Resources COM 299900-30-8 68,116,431 2,006,375 X 0 2,006,375 Extendicare Inc. COM 30224T-87-1 141,602 20,200 X 1 20,200 Fahnestock Viner Hld COM 302921-10-1 122,698 3,100 X 1 3,100 Federated Dept Stores COM 31410H-10-1 1,510,742 35,547 X 0 35,547 Federated Dept Stores warrants cl d 31410H-12-7 130,162 8,620 X 0 8,620 Four Seasons Hotels sub vtg shs 35100E10-4 431,712 7,306 X 1 7,306 Glamis Gold, Ltd. COM 376775-10-2 93,940 22,000 X 1 22,000 Golden State Vintners COM 38121K-20-8 1,794,671 658,695 X 0 658,695 Guidant Corp. COM 401698-10-5 95,018 2,468 X 0 2,468 Hollinger COM 43556c-60-6 33,060 3,000 X 1 3,000 Hummingbird Commun COM 44544R-10-1 151,380 5,800 X 1 5,800 IMAX Corp. COM 45245E-10-9 10,075 6,500 X 1 6,500 Intertape Plymr Grp COM 460919-10-3 105,952 8,800 X 1 8,800 Intrawest Corp. COM 460915-20-0 292,400 13,600 X 1 13,600 IPSCO Inc. COM 462622-10-1 247,650 12,700 X 0 12,700 K-Swiss, Inc COM 482686-10-2 4,910,000 200,000 X 1 200,000 LTV Corp COM 501921-10-0 8,144 62,413 X 0 62,413 Eli Lilly & Co. COM 532457-10-8 103,303 1,404 X 0 1,404 LodgeNet Entertainment COM 540211-10-9 372,800 160,000 X 0 160,000 MDC Corporation COM 55267W-30-9 15,850 5,100 X 1 5,100 Meridian Gold Inc. COM 589975-10-1 397,184 23,200 X 1 23,200 Methanex COM 59151K-10-8 275,353 35,900 X 1 35,900 Moore Corp, LTD COM 615785-10-2 335,616 27,600 X 1 27,600 Nabors Industries, Inc. COM 629568-10-6 14,678,979 699,999 X 0 699,999 Open Text Corp. COM 683715-10-6 212,536 6,200 X 1 6,200 Pan American Silver COM 697900-10-8 75,748 11,600 X 1 11,600 Penny J. C. COM 708160-10-6 207,034 9,453 X 0 9,453 Premdor Inc. COM 74046P-10-5 154,673 13,700 X 1 13,700 Primix Solutions COM 68272R-10-8 361,010 481,347 QLT Phototherapeut COM 746927-10-2 514,840 21,100 X 1 21,100 Quebecor Printing COM 748203-10-6 282,975 14,700 X 1 14,700 Research In Motion COM 760975-10-2 459,740 18,100 X 1 18,100 Royal Group Tech COM 779915-10-7 558,035 23,300 X 1 23,300 Sierra Wireless COM 826516-10-6 82,550 5,000 X 1 4,600 4,600 Steinway Musical Inst. COM 858495-10-4 23,832,458 1,543,553 X 0 1,543,553 Suiza Foods Corp. COM 865077-10-1 76,050,867 1,204,480 X 0 1,204,480 Tangram Enterprise COM 875924-10-2 678 770 X 0 770 Telesystem Sub. VTG 879946-10-1 20,726 24,100 X 1 24,100 Tesco Corp. COM 88157K-10-1 9,381 10,600 X 1 10,600 TLC Laser Eye COM 87255E-10-8 46,980 11,600 X 1 11,600 Vasogen COM 92232F-10-3 129,500 14,000 X 1 12,600 Walker Interactive Systems COM 931664-10-6 24,018 43,669 X 0 43,669 Westaim Corp COM 956909-10-5 129,519 24,300 X 1 22,300 Zi Corporation COM 988918-10-8 91,640 11,600 X 1 10,800 TOTALS 209,758,809 9,552,922 8,197,060 874,515