-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LUisQ+YU5JuFvPJ4fLuaMjvS0Pu0KfAWUMlBAKsUdhAwjcINbc+Gbx3CnZmVqmJK FU36iagFrtyQO+tPAUr0Eg== 0001010521-00-000226.txt : 20000313 0001010521-00-000226.hdr.sgml : 20000313 ACCESSION NUMBER: 0001010521-00-000226 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000229 FILED AS OF DATE: 20000310 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DELTA & PINE LAND CO CENTRAL INDEX KEY: 0000902277 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 621040440 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-14136 FILM NUMBER: 566608 BUSINESS ADDRESS: STREET 1: ONE COTTON ROW CITY: SCOTT STATE: MI ZIP: 38772 BUSINESS PHONE: 6017423351 MAIL ADDRESS: STREET 1: ONE COTTON ROW CITY: SCOTT STATE: MS ZIP: 38772 COMPANY DATA: COMPANY CONFORMED NAME: HANCOCK JOHN MUTUAL LIFE INSURANCE CO / MA CENTRAL INDEX KEY: 0000917406 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OWNER IRS NUMBER: 041414660 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 BUSINESS PHONE: 6175726000 MAIL ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 4 1 DELTA & PINE LAND COMPANY ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0287 Expires: December 31, 2001 Estimated average burden hours per response ....... 0.5 ------------------------------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b*). ________________________________________________________________________________ 1. Name and Address of Reporting Person. John Hancock Life Insurance Company - -------------------------------------------------------------------------------- (Last) (First) (Middle) P.O. Box 111 - -------------------------------------------------------------------------------- (Street) Boston MA 02117 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Delta and Pine Land Company (NYSE "DLP") ________________________________________________________________________________ 3. IRS or Social Security Number of Reporting Person (Voluntary) 04-1414660 ________________________________________________________________________________ 4. Statement for Month/Year February 2000 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person to Issuer (Check all applicable) [_] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by One Reporting Person [_] Form filed by More than one Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
5. 6. 4. Amount of Owner- Securities Acquired (A) or Securities ship Disposed of (D) Beneficially Form: 7. (Instr. 3, 4 and 5) Owned at End Direct Nature of 2. 3. ----------------------------- of Issuer's (D) or Indirect 1. Transaction Transaction Fiscal Year Indirect Beneficial Title of Security Date Code (Instr. 3 (I) Ownership (Instr. 3) (Month/Day/ (Instr. 8) (A) or and 4) (Instr.4) (Instr. 4) Year) Code V Amount (D) Price - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 2/15/00 S 43,000 D $16.9418 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 2/17/00 S 16,900 D $18.25 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 2/18/00 S 47,600 D $17.7462 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 2/22/00 S 30,000 D $18.4167 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 2/23/00 S 13,000 D $18.5625 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 2/24/00 S 43,000 D $18.50 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 2/29/00 S 43,000 D $18.00 3,892,264 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) (Print or Type Responses) SEC 1474 (4/97) FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. 10. Number Owner- of ship 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of (D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Year (I) ship Security Secur- Day/ ----------- Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Collar arrangement (right/obligation Common to sell) (1) 2/17/00 J 1 2/17/05 2/17/05 Stock 100,000 (1) 1 D - ------------------------------------------------------------------------------------------------------------------------------------ Collar arrangement (right/obligation Common to sell) (2) 2/22/00 J 1 2/22/05 2/22/05 Stock 150,000 (2) 1 D - ------------------------------------------------------------------------------------------------------------------------------------ Collar arrangement (right/obligation Common to sell) (3) 2/23/00 J 1 2/23/05 2/23/05 Stock 100,000 (3) 1 D - ------------------------------------------------------------------------------------------------------------------------------------ Collar arrangement (right/obligation Common to sell) (4) 2/28/00 J 1 2/28/05 2/28/05 Stock 100,000 (4) 1 D - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) On February 17, 2000, the Reporting Person entered into a collar arrangement with a financial institution. Under the terms of the collar arrangement, on its expiration date, 2/17/05, the Reporting Person has the right to require the financial institution to purchase 100,000 shares of Delta and Pine Land Company common stock from the Reporting Person at a price of $15.723 per share or, alternatively, the financial institution has the right to require the Reporting Person to sell to it 100,000 shares of Delta and Pine Land Company common stock at a price of $19.217 per share. In connection with the execution of the collar arrangement, the financial institution paid a net fee of $462,955 to the Reporting Person. (2) On February 22, 2000, the Reporting person entered into a collar arrangement with a financial institution. Under the terms of the collar arrangement, on its expiration date, 2/22/05, the Reporting person has the right to require the financial institution to purchase 150,000 shares of Delta and Pine Land Company common stock from the Reporting Person at a price of $15.867 per share or, alternatively, the financial institution has the right to require the Reporting Person to sell to it 150,000 shares of Delta and Pine Land Company common stock at a price of $19.393 per share. In connection with the execution of the collar arrangement, the financial institution paid a net fee of $700,792.50 to the Reporting Person. (3) On February 23, 2000, the Reporting Person entered into a collar arrangement with a financial institution. Under the terms of the collar arrangement, on its expiration date, 2/23/05, the Reporting Person has the right to require the financial institution to purchase 100,000 shares of Delta and Pine Land Company common stock from the Reporting Person at a price of $16.875 per share or, alternatively, the financial institution has the right to require the Reporting Person to sell to it 100,000 shares of Delta and Pine Land Company common stock at a price of $20.625 per share. In connection with the execution of the collar arrangement, the financial institution paid a net fee of $493,125 to the Reporting Person. (4) On February 28, 2000, the Reporting person entered into a collar arrangement with a financial institution. Under the terms of the collar arrangement, on its expiration date, 2/28/05, the Reporting person has the right to require the financial institution to purchase 100,000 shares of Delta and Pine Land Company common stock from the Reporting Person at a price of $16.236 per share or, alternatively, the financial institution has the right to require the Reporting Person to sell to it 100,000 shares of Delta and Pine Land Company common stock at a price of $19.844 per share. In connection with the execution of the collar arrangement, the financial institution paid a net fee of $470,844 to the Reporting Person. John Hancock Life Insurance Company By: /s/Francis X. Felcon March 10, 2000 --------------------------------------------- -------------------- Francis X. Felcon Date Second Vice President ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 SEC 1474(4/97) -----END PRIVACY-ENHANCED MESSAGE-----