-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QajxyTvPG9Yv5mKlV3RSgPXLKGBTsDBuSDyEzdhtY2ngXEwzEiKlvjPbGAwFd7DS 6Auk/Wlv4u6l2u31Zibvuw== 0000950109-95-000293.txt : 19960524 0000950109-95-000293.hdr.sgml : 19960524 ACCESSION NUMBER: 0000950109-95-000293 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950207 SROS: NASD GROUP MEMBERS: HANCOCK JOHN MUTUAL LIFE INSURANCE CO / MA GROUP MEMBERS: HANCOCK VENTURE PARTNERS, INC. GROUP MEMBERS: JOHN HANCOCK MUTUAL LIFE INSURANCE CO. GROUP MEMBERS: JOHN HANCOCK SUBSIDIARIES INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CORAM HEALTHCARE CORP CENTRAL INDEX KEY: 0000924174 STANDARD INDUSTRIAL CLASSIFICATION: 8082 IRS NUMBER: 330615337 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43605 FILM NUMBER: 95506070 BUSINESS ADDRESS: STREET 1: 4675 MACARTHUR CT STE 1250 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 MAIL ADDRESS: STREET 1: ONE LAKESHORE CENTRE STREET 2: 3281 GUASTI ROAD SUITE 700 CITY: ONTARIO STATE: CA ZIP: 91761 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HANCOCK JOHN MUTUAL LIFE INSURANCE CO / MA CENTRAL INDEX KEY: 0000917406 STANDARD INDUSTRIAL CLASSIFICATION: 0000 IRS NUMBER: 041414660 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: 200 CLARENDON ST CITY: BOSTON STATE: MA ZIP: 02117 BUSINESS PHONE: 617-572-6000 MAIL ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 SC 13G 1 SCHEDULE 13-G OMB APPROVAL UNITED STATES OMB Number 3235-0145 SECURITIES AND EXCHANGE COMMISSION Expires: October 3l, 1994 Washington, D.C. 20549 Estimated average burden hours per response . . . 14.90 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Coram Healthcare Corporation * - - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - - -------------------------------------------------------------------------------- (Title of Class of Securities) 218103109 - - -------------------------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [_]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). * Effective July 8, 1994, Curaflex Health Services, Inc. merged with Coram Healthcare Corporation. The Curaflex Health Services, Inc. Common Stock, for which the Reporting Persons had filed a Schedule 13G dated February 8, 1993, was exchanged for .333 shares of the Coram Healthcare Corporation stock as part of the merger. SEC 1745 PAGE 1 OF 8 PAGES CUSIP No. 218103109 13G Page 2 of 8 Pages - - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John Hancock Mutual Life Insurance Company I.R.S. No. 04-1414660 - - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - - ------------------------------------------------------------------------------ 3 SEC USE ONLY - - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Commonwealth of Massachusetts - - ------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF -0- SHARES ----------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY OWNED BY -0- ----------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- PERSON ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH -0- - - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None, except through its indirect, wholly-owned subsidiary, Hancock Venture Partners, Inc. - - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A - - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 See line 9, above. - - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* IC, HC, IA, BD - - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 2 OF 8 PAGES CUSIP No. 218103109 13G Page 3 of 8 Pages - - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John Hancock Subsidiaries, Inc. I.R.S. No. 04-2687223 - - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - - ------------------------------------------------------------------------------ 3 SEC USE ONLY - - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - - ------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF -0- SHARES ----------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY ----------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- PERSON ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH -0- - - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None, except through its direct, wholly-owned subsidiary, Hancock Venture Partners, Inc. - - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A - - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 See line 9, above. - - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* HC - - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 3 OF 8 PAGES CUSIP No. 218103109 13G Page 4 of 8 Pages - - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Hancock Venture Partners, Inc. I.R.S. No. 04-2765223 - - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - - ------------------------------------------------------------------------------ 3 SEC USE ONLY - - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - - ------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF 210,552 SHARES ----------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY ----------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 210,552 PERSON ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH -0- - - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 210,552 - - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A - - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 .5% - - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* IA - - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 4 OF 8 PAGES The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) Item 1(a) Name of Issuer: -------------- Coram Healthcare Corporation Item 1(b) Address of Issuer's Principal Executive Offices: ----------------------------------------------- Bank One Building 1125 Seventeenth St., Suite 1500 Denver, CO 80202 Item 2(a) Name of Person Filing: --------------------- John Hancock Mutual Life Insurance Company ("JHMLICO"), JHMLICO's wholly-owned subsidiary, John Hancock Subsidiaries, Inc. ("JHSI") and JHSI's wholly-owned subsidiary, Hancock Venture Partners, Inc. ("Venture"). Item 2(b) Address of the Principal Office: ------------------------------- The principal business offices of JHMLICO and JHSI are located at John Hancock Place, P.O. Box 111, Boston, Massachusetts 02117. The principal place of business of Venture is One Financial Center, Boston, Massachusetts 02111. Item 2(c) Citizenship: ----------- JHMLICO was organized and exists under the laws of the Commonwealth of Massachusetts. JHSI and Venture were organized and exist under the laws of the State of Delaware. Item 2(d) Title of Class of Securities: ---------------------------- Common Stock Item 2(e) CUSIP Number: ------------ 218103109 Item 3 If the Statement is being filed pursuant to Rule 13d-1(b), check ---------------------------------------------------------------- whether the person filing is a: ------------------------------ JHMLICO: (a) (X) Broker or Dealer registered under (S)15 of the Act. (c) (X) Insurance Company as defined in (S)3(a)(19) of the Act. (e) (X) Investment Adviser registered under (S)203 of the Investment Advisers Act of 1940. (g) (X) Parent Holding Company, in accordance with (S)240.13cd-1(b)(ii)(G). JHSI (g) (X) Parent Holding Company, in accordance with (S)240.13cd-1(b)(ii)(G). Venture (e) (X) Investment Adviser registered under (S)203 of the Investment Advisers Act of 1940. PAGE 5 of 8 PAGES Item 4 Ownership: --------- (a) Amount Beneficially Owned: ------------------------- Venture has beneficial ownership of 210,552 shares of Common Stock. Through their parent-subsidiary relationship to Venture, JHMLICO and JHSI have indirect beneficial ownership of these same shares. Venture is the managing general partner of the general partner of Hancock Venture Partners III L.P. ("Fund III"), Mayflower Fund Limited Partnership ("Mayflower"), Falcon Ventures L.P. ("Falcon") and Massraf Faisal Al-Islami (Jersey) Limited Ventures L.P. ("Massraf"). Venture (and thus its parent entities, JHSI and JHMLICO) may be deemed to beneficially own the Coram Healthcare Corporation Common Stock held by Fund III, Mayflower, Falcon and Massraf. Fund III, Mayflower, Falcon and Massraf beneficially own 93,505, 93,505, 13,397 and 10,145 shares of Coram Common Stock, respectively. (b) Percent of Class: .5% ----------------- (c) (i) sole power to vote or to direct the vote: Venture has sole power to vote or direct the vote of 210,552 shares of Common Stock. (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: Venture has sole power to vote or to direct the disposition of the 210,552 shares of Common Stock. (iv) shared power to dispose or to direct the disposition of: -0- Item 5 Ownership of Five Percent or Less of a Class: --------------------------------------------- With this filing, the Reporting Persons state that they have ownership of five percent or less of the class. Item 6 Ownership of More than Five Percent on Behalf of Another Person: --------------------------------------------------------------- Not applicable. Item 7 Identification and Classification of the Subsidiary which Acquired the ---------------------------------------------------------------------- Security Being Reported on by the Parent Holding Company: -------------------------------------------------------- See Items 2(a), 3 and 4 above. Item 8 Identification and Classification of Members of the Group: --------------------------------------------------------- Not applicable. Item 9 Notice of Dissolution of a Group: -------------------------------- Not applicable. Item 10 Certification: ------------- By signing below the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. PAGE 6 OF 8 PAGES SIGNATURE --------- After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY By: /s/ John T. Farady --------------------------------------------- Name: John T. Farady ------------------------------------------- Dated: February 2, 1995 Title: Senior Vice President & Treasurer ------------------- ------------------------------------------ JOHN HANCOCK SUBSIDIARIES, INC. By: /s/ John T. Farady --------------------------------------------- Name: John T. Farady ------------------------------------------- Dated: February 2, 1995 Title: Treasurer ------------------- ------------------------------------------ HANCOCK VENTURE PARTNERS, INC. By: /s/ Martha D. Vorlicek --------------------------------------------- Name: Martha D. Vorlicek ------------------------------------------- Dated: February 3, 1995 Title: Vice President & Treasurer ------------------- ------------------------------------------ PAGE 7 OF 8 PAGES EXHIBIT A JOINT FILING AGREEMENT ---------------------- John Hancock Mutual Life Insurance Company, John Hancock Subsidiaries, Inc. and Hancock Venture Partners, Inc. hereby agree that the Schedule 13G Amendment No. 1 to which this Agreement is attached, relating to the Common Stock of Coram Healthcare Corporation is filed on behalf of each of them. JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY By: /s/ John T. Farady --------------------------------------------- Name: John T. Farady ------------------------------------------- Dated: February 2, 1995 Title: Senior Vice President & Treasurer ------------------- ------------------------------------------ JOHN HANCOCK SUBSIDIARIES, INC. By: /s/ John T. Farady --------------------------------------------- Name: John T. Farady ------------------------------------------- Dated: February 2, 1995 Title: Treasurer ------------------- ------------------------------------------ HANCOCK VENTURE PARTNERS, INC. By: /s/ Martha D. Vorlicek --------------------------------------------- Name: Martha D. Vorlicek ------------------------------------------- Dated: February 3, 1995 Title: Vice President & Treasurer ------------------- ------------------------------------------ PAGE 8 OF 8 PAGES -----END PRIVACY-ENHANCED MESSAGE-----