0001209191-22-006569.txt : 20220202 0001209191-22-006569.hdr.sgml : 20220202 20220202193418 ACCESSION NUMBER: 0001209191-22-006569 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220201 FILED AS OF DATE: 20220202 DATE AS OF CHANGE: 20220202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Seraphin Luc CENTRAL INDEX KEY: 0001341984 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22339 FILM NUMBER: 22585883 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY, SUITE 700 STREET 2: 4453 N FIRST ST, STE 100 CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAMBUS INC CENTRAL INDEX KEY: 0000917273 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943112828 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4453 NORTH FIRST STREET, SUITE 100 CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-462-8000 MAIL ADDRESS: STREET 1: 4453 NORTH FIRST STREET, SUITE 100 CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-02-01 0 0000917273 RAMBUS INC RMBS 0001341984 Seraphin Luc C/O RAMBUS INC. 4453 NORTH FIRST STREET, SUITE 100 SAN JOSE CA 95134 1 1 0 0 President and CEO Common Stock 2022-02-01 4 F 0 121391 25.56 D 95085 D Common Stock 2022-02-01 4 A 0 177675 0.00 A 272760 D Common Stock 2022-02-01 4 A 0 66510 0.00 A 339270 D The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Includes an exempt transaction of 1,836 shares acquired through the Rambus Inc. 2015 Employee Stock Purchase plan. The shares are represented by performance restricted stock units, or PRSUs, all of which vest on February 1, 2022 based upon assessed achievement of the Company's performance metrics and continued service to the Company through the vesting date. Each PRSU represents a contingent right to receive one share of RMBS common stock. The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2023 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock. s/ Keith Jones, by power of attorney 2022-02-02