0001209191-20-061871.txt : 20201204 0001209191-20-061871.hdr.sgml : 20201204 20201204194158 ACCESSION NUMBER: 0001209191-20-061871 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201203 FILED AS OF DATE: 20201204 DATE AS OF CHANGE: 20201204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Seraphin Luc CENTRAL INDEX KEY: 0001341984 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22339 FILM NUMBER: 201371084 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY, SUITE 700 CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAMBUS INC CENTRAL INDEX KEY: 0000917273 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943112828 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4453 NORTH FIRST STREET, SUITE 100 CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-462-8000 MAIL ADDRESS: STREET 1: 4453 NORTH FIRST STREET, SUITE 100 CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-03 0 0000917273 RAMBUS INC RMBS 0001341984 Seraphin Luc C/O RAMBUS INC. 4453 NORTH FIRST STREET, SUITE 100 SAN JOSE CA 95134 1 1 0 0 President and CEO Common Stock 2020-12-03 4 M 0 3185 12.84 A 211196 D Common Stock 2020-12-03 4 S 0 3185 16.3197 D 208011 D Common Stock 2020-12-03 4 M 0 2745 12.80 A 210756 D Common Stock 2020-12-03 4 S 0 2745 16.3172 D 208011 D Employee stock option (right to buy) 12.84 2020-12-03 4 M 0 3185 0.00 D 2028-02-01 Common Stock 3185 14861 D Employee stock option (right to buy) 12.80 2020-12-03 4 M 0 2745 0.00 D 2027-02-01 Common Stock 2745 1830 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on February 21, 2020. The option award vests as to 10% of the granted shares on August 1, 2018, and the remaining shares vest monthly thereafter until fully vested on February 1, 2022. The option award vests as to 10% of the granted shares on August 1, 2017, and the remaining shares vest monthly thereafter until fully vested on February 1, 2021. /s/ Keith Jones by power of attorney 2020-12-04