0001209191-17-056768.txt : 20171012 0001209191-17-056768.hdr.sgml : 20171012 20171012172501 ACCESSION NUMBER: 0001209191-17-056768 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171011 FILED AS OF DATE: 20171012 DATE AS OF CHANGE: 20171012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STARK LAURA CENTRAL INDEX KEY: 0001276837 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22339 FILM NUMBER: 171135137 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAMBUS INC CENTRAL INDEX KEY: 0000917273 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943112828 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 ENTERPRISE WAY, SUITE 700 CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-462-8000 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY, SUITE 700 CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-10-11 0 0000917273 RAMBUS INC RMBS 0001276837 STARK LAURA 1050 ENTERPRISE WAY, SUITE 700 SUNNYVALE CA 94089 0 1 0 0 SVP, GM ESD Common Stock 2017-10-11 4 M 0 465 8.55 A 206097 D Common Stock 2017-10-11 4 M 0 700 7.31 A 206797 D Common Stock 2017-10-11 4 M 0 971 5.46 A 207768 D Common Stock 2017-10-11 4 M 0 804 8.76 A 208572 D Common Stock 2017-10-11 4 S 0 3069 13.6525 D 205503 D Employee stock option (right to buy) 8.55 2017-10-11 4 M 0 465 0.00 D 2009-08-02 2019-02-02 Common Stock 465 14863 D Employee stock option (right to buy) 7.31 2017-10-11 4 M 0 700 0.00 D 2012-08-01 2022-02-01 Common Stock 700 22400 D Employee stock option (right to buy) 5.46 2017-10-11 4 M 0 971 0.00 D 2013-08-01 2023-02-01 Common Stock 971 31084 D Employee stock option (right to buy) 8.76 2017-10-11 4 M 0 804 0.00 D 2014-08-03 2024-02-03 Common Stock 804 38570 D The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017. The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $13.65 to $13.66. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014. Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016. Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. /s/William Krause, by power of attorney 2017-10-12