0001209191-17-012937.txt : 20170221
0001209191-17-012937.hdr.sgml : 20170221
20170221190757
ACCESSION NUMBER: 0001209191-17-012937
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170221
FILED AS OF DATE: 20170221
DATE AS OF CHANGE: 20170221
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAMBUS INC
CENTRAL INDEX KEY: 0000917273
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943112828
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1050 ENTERPRISE WAY, SUITE 700
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-462-8000
MAIL ADDRESS:
STREET 1: 1050 ENTERPRISE WAY, SUITE 700
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kim Jae
CENTRAL INDEX KEY: 0001570465
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22339
FILM NUMBER: 17626628
MAIL ADDRESS:
STREET 1: C/O RAMBUS INC.
STREET 2: 1050 ENTERPRISE WAY, SUITE 700
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-21
0
0000917273
RAMBUS INC
RMBS
0001570465
Kim Jae
1050 ENTERPRISE WAY, SUITE 700
SUNNYVALE
CA
94089
0
1
0
0
SVP & GC
Common Stock
2017-02-21
4
M
0
495
7.31
A
120898
D
Common Stock
2017-02-21
4
M
0
2432
5.46
A
123330
D
Common Stock
2017-02-21
4
M
0
1459
5.46
A
124789
D
Common Stock
2017-02-21
4
M
0
242
5.63
A
125031
D
Common Stock
2017-02-21
4
M
0
110
5.63
A
125141
D
Common Stock
2017-02-21
4
M
0
4335
8.76
A
129476
D
Common Stock
2017-02-21
4
S
0
9845
12.6476
D
119631
D
Employee Stock Option (right to buy)
7.31
2017-02-21
4
M
0
495
0.00
D
2022-02-01
Common Stock
990
495
D
Employee Stock Option (right to buy)
5.46
2017-02-21
4
M
0
2432
0.00
D
2023-02-01
Common Stock
4864
2432
D
Employee Stock Option (right to buy)
5.46
2017-02-21
4
M
0
1459
0.00
D
2023-02-01
Common Stock
2918
1459
D
Employee Stock Option (right to buy)
5.63
2017-02-21
4
M
0
242
0.00
D
2020-08-02
Common Stock
485
243
D
Employee Stock Option (right to buy)
5.63
2017-02-21
4
M
0
110
0.00
D
2021-02-01
Common Stock
220
110
D
Employee Stock Option (right to buy)
8.76
2017-02-21
4
M
0
4335
0.00
D
2024-02-03
Common Stock
20408
16073
D
The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 21, 2016.
The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $12.60 to $12.70. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016.
Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017.
One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015.
Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018.
/s/ William Krause, by power of attorney
2017-02-21