0001209191-17-012937.txt : 20170221 0001209191-17-012937.hdr.sgml : 20170221 20170221190757 ACCESSION NUMBER: 0001209191-17-012937 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170221 FILED AS OF DATE: 20170221 DATE AS OF CHANGE: 20170221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAMBUS INC CENTRAL INDEX KEY: 0000917273 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943112828 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 ENTERPRISE WAY, SUITE 700 CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-462-8000 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY, SUITE 700 CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Jae CENTRAL INDEX KEY: 0001570465 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22339 FILM NUMBER: 17626628 MAIL ADDRESS: STREET 1: C/O RAMBUS INC. STREET 2: 1050 ENTERPRISE WAY, SUITE 700 CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-21 0 0000917273 RAMBUS INC RMBS 0001570465 Kim Jae 1050 ENTERPRISE WAY, SUITE 700 SUNNYVALE CA 94089 0 1 0 0 SVP & GC Common Stock 2017-02-21 4 M 0 495 7.31 A 120898 D Common Stock 2017-02-21 4 M 0 2432 5.46 A 123330 D Common Stock 2017-02-21 4 M 0 1459 5.46 A 124789 D Common Stock 2017-02-21 4 M 0 242 5.63 A 125031 D Common Stock 2017-02-21 4 M 0 110 5.63 A 125141 D Common Stock 2017-02-21 4 M 0 4335 8.76 A 129476 D Common Stock 2017-02-21 4 S 0 9845 12.6476 D 119631 D Employee Stock Option (right to buy) 7.31 2017-02-21 4 M 0 495 0.00 D 2022-02-01 Common Stock 990 495 D Employee Stock Option (right to buy) 5.46 2017-02-21 4 M 0 2432 0.00 D 2023-02-01 Common Stock 4864 2432 D Employee Stock Option (right to buy) 5.46 2017-02-21 4 M 0 1459 0.00 D 2023-02-01 Common Stock 2918 1459 D Employee Stock Option (right to buy) 5.63 2017-02-21 4 M 0 242 0.00 D 2020-08-02 Common Stock 485 243 D Employee Stock Option (right to buy) 5.63 2017-02-21 4 M 0 110 0.00 D 2021-02-01 Common Stock 220 110 D Employee Stock Option (right to buy) 8.76 2017-02-21 4 M 0 4335 0.00 D 2024-02-03 Common Stock 20408 16073 D The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 21, 2016. The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $12.60 to $12.70. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016. Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015. Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. /s/ William Krause, by power of attorney 2017-02-21