0001209191-17-007694.txt : 20170203 0001209191-17-007694.hdr.sgml : 20170203 20170203170207 ACCESSION NUMBER: 0001209191-17-007694 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170201 FILED AS OF DATE: 20170203 DATE AS OF CHANGE: 20170203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAMBUS INC CENTRAL INDEX KEY: 0000917273 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943112828 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 ENTERPRISE WAY, SUITE 700 CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-462-8000 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY, SUITE 700 CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLACK RONALD D CENTRAL INDEX KEY: 0001222711 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22339 FILM NUMBER: 17572878 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY, SUITE 700 CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-01 0 0000917273 RAMBUS INC RMBS 0001222711 BLACK RONALD D 1050 ENTERPRISE WAY, SUITE 700 SUNNYVALE CA 94089 1 1 0 0 President & CEO Common Stock 2017-02-01 4 F 0 9103 12.80 D 350138 D Common Stock 2017-02-01 4 A 0 63128 0.00 A 413266 D Common Stock 2017-02-01 4 A 0 233400 0.00 A 646666 D Common Stock 2017-02-02 4 F 0 4802 12.67 D 641864 D Employee Stock Option (right to buy) 12.80 2017-02-01 4 A 0 197753 0.00 A 2017-08-01 2027-02-01 Common Stock 197753 197753 D Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. The restricted stock units vest in four equal annual installments beginning on February 1, 2018 or the first business trading day thereafter. Shares are represented by performance restricted stock units. Each performance restricted stock unit represents a contingent right to receive one share of RMBS common stock. The performance restricted stock units vest in full on February 1, 2019 based upon assessed achievement of the Company's targeted pro forma operating margin for Fiscal Year 2016 and continued service to the Company through the vest date. One tenth of the shares subject to the option vest on August 1, 2017 and the remaining shares vest in equal monthly installments until they are fully vested on February 1, 2021. Transactions reported in Table 1, Code F reflect securities withheld to cover the tax liability for restricted stock units that vested on the respective transaction dates reported. /s/Bill Krause, by power of attorney 2017-02-03