0001209191-17-007694.txt : 20170203
0001209191-17-007694.hdr.sgml : 20170203
20170203170207
ACCESSION NUMBER: 0001209191-17-007694
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170201
FILED AS OF DATE: 20170203
DATE AS OF CHANGE: 20170203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAMBUS INC
CENTRAL INDEX KEY: 0000917273
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943112828
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1050 ENTERPRISE WAY, SUITE 700
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-462-8000
MAIL ADDRESS:
STREET 1: 1050 ENTERPRISE WAY, SUITE 700
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLACK RONALD D
CENTRAL INDEX KEY: 0001222711
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22339
FILM NUMBER: 17572878
MAIL ADDRESS:
STREET 1: 1050 ENTERPRISE WAY, SUITE 700
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-01
0
0000917273
RAMBUS INC
RMBS
0001222711
BLACK RONALD D
1050 ENTERPRISE WAY, SUITE 700
SUNNYVALE
CA
94089
1
1
0
0
President & CEO
Common Stock
2017-02-01
4
F
0
9103
12.80
D
350138
D
Common Stock
2017-02-01
4
A
0
63128
0.00
A
413266
D
Common Stock
2017-02-01
4
A
0
233400
0.00
A
646666
D
Common Stock
2017-02-02
4
F
0
4802
12.67
D
641864
D
Employee Stock Option (right to buy)
12.80
2017-02-01
4
A
0
197753
0.00
A
2017-08-01
2027-02-01
Common Stock
197753
197753
D
Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. The restricted stock units vest in four equal annual installments beginning on February 1, 2018 or the first business trading day thereafter.
Shares are represented by performance restricted stock units. Each performance restricted stock unit represents a contingent right to receive one share of RMBS common stock. The performance restricted stock units vest in full on February 1, 2019 based upon assessed achievement of the Company's targeted pro forma operating margin for Fiscal Year 2016 and continued service to the Company through the vest date.
One tenth of the shares subject to the option vest on August 1, 2017 and the remaining shares vest in equal monthly installments until they are fully vested on February 1, 2021.
Transactions reported in Table 1, Code F reflect securities withheld to cover the tax liability for restricted stock units that vested on the respective transaction dates reported.
/s/Bill Krause, by power of attorney
2017-02-03