0001209191-16-138529.txt : 20160824
0001209191-16-138529.hdr.sgml : 20160824
20160824181609
ACCESSION NUMBER: 0001209191-16-138529
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160822
FILED AS OF DATE: 20160824
DATE AS OF CHANGE: 20160824
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAMBUS INC
CENTRAL INDEX KEY: 0000917273
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943112828
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1050 ENTERPRISE WAY, SUITE 700
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-462-8000
MAIL ADDRESS:
STREET 1: 1050 ENTERPRISE WAY, SUITE 700
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kim Jae
CENTRAL INDEX KEY: 0001570465
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22339
FILM NUMBER: 161850154
MAIL ADDRESS:
STREET 1: C/O RAMBUS INC.
STREET 2: 1050 ENTERPRISE WAY, SUITE 700
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-08-22
0
0000917273
RAMBUS INC
RMBS
0001570465
Kim Jae
1050 ENTERPRISE WAY, SUITE 700
SUNNYVALE
CA
94089
0
1
0
0
SVP & GC
Common Stock
2016-08-22
4
M
0
496
7.31
A
92605
D
Common Stock
2016-08-22
4
M
0
2433
5.46
A
95038
D
Common Stock
2016-08-22
4
M
0
1460
5.46
A
96498
D
Common Stock
2016-08-22
4
M
0
242
5.63
A
96740
D
Common Stock
2016-08-22
4
M
0
111
5.63
A
96851
D
Common Stock
2016-08-22
4
M
0
4335
8.76
A
101186
D
Common Stock
2016-08-22
4
S
0
9851
13.8709
D
91335
D
Employee Stock Option (right to buy)
7.31
2016-08-22
4
M
0
496
0.00
D
2022-02-01
Common Stock
1982
1486
D
Employee Stock Option (right to buy)
5.46
2016-08-22
4
M
0
2433
0.00
D
2023-02-01
Common Stock
9730
7297
D
Employee Stock Option (right to buy)
5.46
2016-08-22
4
M
0
1460
0.00
D
2023-02-01
Common Stock
5838
4378
D
Employee Stock Option (right to buy)
5.63
2016-08-22
4
M
0
242
0.00
D
2020-08-02
Common Stock
969
727
D
Employee Stock Option (right to buy)
5.63
2016-08-22
4
M
0
111
0.00
D
2021-02-01
Common Stock
442
331
D
Employee Stock Option (right to buy)
8.76
2016-08-22
4
M
0
4335
0.00
D
2024-02-03
Common Stock
29078
24743
D
The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 21, 2016.
The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $13.69 to $13.99. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016.
Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017.
One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015.
Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018.
/s/ William Krause, by power of attorney
2016-08-24