0001209191-16-095469.txt : 20160203 0001209191-16-095469.hdr.sgml : 20160203 20160203181201 ACCESSION NUMBER: 0001209191-16-095469 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160201 FILED AS OF DATE: 20160203 DATE AS OF CHANGE: 20160203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAMBUS INC CENTRAL INDEX KEY: 0000917273 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943112828 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 ENTERPRISE WAY, SUITE 700 CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-462-8000 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY, SUITE 700 CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RISHI SATISH CENTRAL INDEX KEY: 0001219137 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22339 FILM NUMBER: 161386243 MAIL ADDRESS: STREET 1: C/O RAMBUS INC. STREET 2: 1050 ENTERPRISE WAY, SUITE 700 CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-01 0 0000917273 RAMBUS INC RMBS 0001219137 RISHI SATISH 1050 ENTERPRISE WAY, SUITE 700 SUNNYVALE CA 94089 0 1 0 0 SVP Finance, CFO Common Stock 2016-02-01 4 F 0 657 12.31 D 215854 D Common Stock 2016-02-01 4 A 0 24364 0.00 A 240218 D Common Stock 2016-02-02 4 F 0 1752 11.91 D 238466 D Common Stock 2016-02-02 4 A 0 17000 0.00 A 255466 D Common Stock 3000 I See Footnote Employee stock option (right to buy) 12.31 2016-02-01 4 A 0 26800 0.00 A 2016-08-01 2026-02-01 Common Stock 26800 26800 D Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. The restricted stock units vest in four equal annual installments beginning on February 1, 2017 or the first business trading day thereafter. Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of RMBS common stock. The performance stock units vest in full on February 2, 2018 based upon assessed achievement of the Company's targeted pro forma operating margin for Fiscal Year 2015 and continued service to the Company through the vest date. Shares held directly by the Satish & Maureen P. Rishi Family Trust A/A DTD 9/23/1997 for which the Reporting Person serves as a trustee. One tenth of the shares subject to the option vest on August 1, 2016 and the remaining shares vest in equal monthly installments until they are fully vested on February 1, 2020. Transactions reported in Table 1, Code F reflect securities withheld to cover the tax liability for restricted stock units that vested on the respective transaction dates reported. 700 shares previously held by the Reporting Person as a custodian are no longer beneficially owned and are now held by his adult child. /s/ William Krause, by power of attorney 2016-02-03