0001209191-15-081120.txt : 20151118 0001209191-15-081120.hdr.sgml : 20151118 20151118194708 ACCESSION NUMBER: 0001209191-15-081120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151116 FILED AS OF DATE: 20151118 DATE AS OF CHANGE: 20151118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAMBUS INC CENTRAL INDEX KEY: 0000917273 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943112828 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 ENTERPRISE WAY, SUITE 700 CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-462-8000 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY, SUITE 700 CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Jae CENTRAL INDEX KEY: 0001570465 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22339 FILM NUMBER: 151242012 MAIL ADDRESS: STREET 1: C/O RAMBUS INC. STREET 2: 1050 ENTERPRISE WAY, SUITE 700 CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-11-16 0 0000917273 RAMBUS INC RMBS 0001570465 Kim Jae 1050 ENTERPRISE WAY, SUITE 700 SUNNYVALE CA 94089 0 1 0 0 SVP & GC Common Stock 2015-11-16 4 M 0 3962 5.46 A 24458 D Common Stock 2015-11-16 4 M 0 2379 5.46 A 26837 D Common Stock 2015-11-16 4 M 0 5227 5.63 A 32064 D Common Stock 2015-11-16 4 M 0 2380 5.63 A 34444 D Common Stock 2015-11-16 4 S 0 14232 10.6849 D 20212 D Common Stock 2015-11-17 4 S 0 317 10.95 D 19895 D Employee Stock Option (right to buy) 5.46 2015-11-16 4 M 0 3962 0.00 D 2023-02-01 Common Stock 10827 10827 D Employee Stock Option (right to buy) 5.46 2015-11-16 4 M 0 2379 0.00 D 2023-02-01 Common Stock 6496 6496 D Employee Stock Option (right to buy) 5.63 2015-11-16 4 M 0 5227 0.00 D 2020-08-02 Common Stock 1718 1718 D Employee Stock Option (right to buy) 5.63 2015-11-16 4 M 0 2380 0.00 D 2021-02-01 Common Stock 783 783 D The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 6, 2015. The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold on 11/16/2015 ranging from $10.59 to $10.83. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. The sale price reported in Column 4 of Table 1 represents the exact sale price of the shares sold on 11/17/2015. Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015. /s/ William Krause, by power of attorney 2015-11-18