0000917225-16-000064.txt : 20160825 0000917225-16-000064.hdr.sgml : 20160825 20160825160506 ACCESSION NUMBER: 0000917225-16-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160824 FILED AS OF DATE: 20160825 DATE AS OF CHANGE: 20160825 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOLITARIO EXPLORATION & ROYALTY CORP. CENTRAL INDEX KEY: 0000917225 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 841285791 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4251 KIPLING STREET STREET 2: SUITE 390 CITY: WHEAT RIDGE STATE: CO ZIP: 80033 BUSINESS PHONE: 3035341030 MAIL ADDRESS: STREET 1: 4251 KIPLING STREET STREET 2: SUITE 390 CITY: WHEAT RIDGE STATE: CO ZIP: 80033 FORMER COMPANY: FORMER CONFORMED NAME: SOLITARIO RESOURCES CORP DATE OF NAME CHANGE: 20000711 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAINEY JOHN CENTRAL INDEX KEY: 0001279532 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32978 FILM NUMBER: 161851668 MAIL ADDRESS: STREET 1: 216 TOYNBEE TRAIL CITY: SCARBOROUGH STATE: A6 ZIP: M1E 1G9 4 1 jhaiaug2416.xml OWNERSHIP DOCUMENT X0306 4 2016-08-24 0 0000917225 SOLITARIO EXPLORATION & ROYALTY CORP. XPL 0001279532 HAINEY JOHN 4251 KIPLING ST. SUITE 390 WHEAT RIDGE CO 80033 1 0 0 0 Non-Qualified Stock Option 0.72 2016-08-24 4 D 0 145000 0.72 D 2016-07-28 2021-07-28 Common Stock 145000 0 D The option was voluntarily surrendered by the holder to the issuer. This transaction is exempt from Section 16(b) pursuant to Rule 16b-3(e). /s/John Hainey 2016-08-25