0000917225-16-000049.txt : 20160621 0000917225-16-000049.hdr.sgml : 20160621 20160621161436 ACCESSION NUMBER: 0000917225-16-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151124 FILED AS OF DATE: 20160621 DATE AS OF CHANGE: 20160621 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOLITARIO EXPLORATION & ROYALTY CORP. CENTRAL INDEX KEY: 0000917225 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 841285791 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4251 KIPLING STREET STREET 2: SUITE 390 CITY: WHEAT RIDGE STATE: CO ZIP: 80033 BUSINESS PHONE: 3035341030 MAIL ADDRESS: STREET 1: 4251 KIPLING STREET STREET 2: SUITE 390 CITY: WHEAT RIDGE STATE: CO ZIP: 80033 FORMER COMPANY: FORMER CONFORMED NAME: SOLITARIO RESOURCES CORP DATE OF NAME CHANGE: 20000711 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERALD CHRISTOPHER E CENTRAL INDEX KEY: 0001058874 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32978 FILM NUMBER: 161724502 MAIL ADDRESS: STREET 1: 4251 KIPLING STREET STREET 2: SUITE 390 CITY: WHEAT RIDGE STATE: CO ZIP: 80033 4 1 cancel2015.xml OWNERSHIP DOCUMENT X0306 4 2015-11-24 0 0000917225 SOLITARIO EXPLORATION & ROYALTY CORP. XPL 0001058874 HERALD CHRISTOPHER E 4251 KIPLING ST. SUITE 390 WHEAT RIDGE CO 80033 1 1 0 0 President & CEO Non-qualified Stock Option 1.11 2015-11-24 4 E 0 20000 1.11 D 2012-12-16 2017-12-16 Common Stock 20000 180000 D Non-qualified Stock Option 1.20 2015-11-24 4 E 0 180000 1.20 D 2014-08-14 2019-08-14 Common Stock 180000 0 D Non-qualified Stock Option 0.94 2015-11-24 4 E 0 120000 0.94 D 2013-10-21 2018-10-21 Common Stock 120000 0 D Christopher E. Herald 2016-06-21