0000917225-15-000025.txt : 20150914 0000917225-15-000025.hdr.sgml : 20150914 20150914170241 ACCESSION NUMBER: 0000917225-15-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150910 FILED AS OF DATE: 20150914 DATE AS OF CHANGE: 20150914 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOLITARIO EXPLORATION & ROYALTY CORP. CENTRAL INDEX KEY: 0000917225 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 841285791 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4251 KIPLING STREET STREET 2: SUITE 390 CITY: WHEAT RIDGE STATE: CO ZIP: 80033 BUSINESS PHONE: 3035341030 MAIL ADDRESS: STREET 1: 4251 KIPLING STREET STREET 2: SUITE 390 CITY: WHEAT RIDGE STATE: CO ZIP: 80033 FORMER COMPANY: FORMER CONFORMED NAME: SOLITARIO RESOURCES CORP DATE OF NAME CHANGE: 20000711 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERALD CHRISTOPHER E CENTRAL INDEX KEY: 0001058874 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32978 FILM NUMBER: 151106064 MAIL ADDRESS: STREET 1: 4251 KIPLING STREET STREET 2: SUITE 390 CITY: WHEAT RIDGE STATE: CO ZIP: 80033 4 1 cehsep15.xml OWNERSHIP DOCUMENT X0306 4 2015-09-10 0 0000917225 SOLITARIO EXPLORATION & ROYALTY CORP. XPL 0001058874 HERALD CHRISTOPHER E 4251 KIPLING ST. SUITE 390 WHEAT RIDGE CO 80033 1 1 0 0 President & CEO Common Stock 2015-09-10 4 S 0 800 0.52 D 1470825 D Common Stock 2015-09-11 4 S 0 135 0.52 D 1470690 D Common Stock 2015-09-14 4 S 0 1301 0.52 D 1469389 D Common Stock 2015-09-14 4 S 0 1564 0.53 D 1467825 D Christopher E. Herald 2015-09-14