-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TnHy0HR+q/1pKVhsxKS/6rhfZDnnRkcC1IPtBqUj9NtR7cfAI/Ju8UdM+oPEEZu1 P193k91iZt4Hqo3OGLKjOQ== 0001047469-98-045689.txt : 19990101 0001047469-98-045689.hdr.sgml : 19990101 ACCESSION NUMBER: 0001047469-98-045689 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19981231 GROUP MEMBERS: CFE, INC. GROUP MEMBERS: GENERAL ELECTRIC CAPITAL CORPORATION GROUP MEMBERS: GENERAL ELECTRIC CAPITAL SERVICES, INC. GROUP MEMBERS: GENERAL ELECTRIC CO SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KAYNAR TECHNOLOGIES INC CENTRAL INDEX KEY: 0000917193 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 330591091 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-52549 FILM NUMBER: 98779855 BUSINESS ADDRESS: STREET 1: 500 N STATE COLLEGE BLVD STREET 2: STE 1000 CITY: ORANGE STATE: CA ZIP: 92868-1638 FORMER COMPANY: FORMER CONFORMED NAME: KAYNAR HOLDINGS INC DATE OF NAME CHANGE: 19970205 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CO CENTRAL INDEX KEY: 0000040545 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 140689340 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 3135 EASTON TURNPIKE STREET 2: C/O BANK OF NEW YORK CITY: FAIRFIELD STATE: CT ZIP: 06431 BUSINESS PHONE: 2033732816 MAIL ADDRESS: STREET 1: 3135 EASTON TURNPIKE CITY: FAIRFIELD STATE: CT ZIP: 06431 SC 13D/A 1 SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13D-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13D-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 1)(1) KAYNAR TECHNOLOGIES INC. -------------------------------------------------------- (Name of Issuer) Common Stock -------------------------------------------------------- (Title of Class of Securities) 486605108 -------------------------------------------------------- (CUSIP Number) Edward D. Eddy, III, Esq. Sidley & Austin 555 West Fifth Street Los Angeles, California 90013-1010 (213) 896-6000 -------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 26, 1998 -------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(c), 13d-1(f) or 13d-1(g), check the following box / /. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. SEE Rule 13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 9 Pages --- CUSIP No. 486605108 13D Page 2 of 9 Pages --------- --- --- - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons CFE, INC. - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) /X/ - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds* WC - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization DELAWARE - ------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Power Beneficially Owned 5,206,000 by Each Reporting -------------------------------------------------- Person With (8) Shared Voting Power -------------------------------------------------- (9) Sole Dispositive Power 5,206,000 -------------------------------------------------- (10) Shared Dispositive Power - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 5,206,000 - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares* / / - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 56.1% - ------------------------------------------------------------------------------- (14) Type of Reporting Person* CO - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 486605108 13D Page 3 of 9 Pages --------- --- --- - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons GENERAL ELECTRIC CAPITAL CORPORATION 13-1500700 - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) /X/ - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds* NOT APPLICABLE - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization NEW YORK - ------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Power Beneficially Owned DISCLAIMED (SEE 11 BELOW) by Each Reporting -------------------------------------------------- Person With (8) Shared Voting Power -------------------------------------------------- (9) Sole Dispositive Power DISCLAIMED (SEE 11 BELOW) -------------------------------------------------- (10) Shared Dispositive Power - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person BENEFICIAL OWNERSHIP OF ALL SHARES IS DISCLAIMED BY GENERAL ELECTRIC CAPITAL CORPORATION - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares* / / - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) NOT APPLICABLE (SEE 11 ABOVE) - ------------------------------------------------------------------------------- (14) Type of Reporting Person* CO - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 486605108 13D Page 4 of 9 Pages --------- --- --- - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons GENERAL ELECTRIC CAPITAL SERVICES, INC. 06-11095031 - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) /X/ - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds* NOT APPLICABLE - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization DELAWARE - ------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Power Beneficially Owned DISCLAIMED (SEE 11 BELOW) by Each Reporting -------------------------------------------------- Person With (8) Shared Voting Power -------------------------------------------------- (9) Sole Dispositive Power DISCLAIMED (SEE 11 BELOW) -------------------------------------------------- (10) Shared Dispositive Power - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person BENEFICIAL OWNERSHIP OF ALL SHARES IS DISCLAIMED BY GENERAL ELECTRIC CAPITAL SERVICES, INC. - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares* / / - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) NOT APPLICABLE (SEE 11 ABOVE) - ------------------------------------------------------------------------------- (14) Type of Reporting Person* CO - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 486605108 13D Page 5 of 9 Pages --------- --- --- - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons GENERAL ELECTRIC COMPANY 14-0089340 - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) /X/ - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds* NOT APPLICABLE - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization NEW YORK - ------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Power Beneficially Owned DISCLAIMED (SEE 11 BELOW) by Each Reporting -------------------------------------------------- Person With (8) Shared Voting Power -------------------------------------------------- (9) Sole Dispositive Power DISCLAIMED (SEE 11 BELOW) -------------------------------------------------- (10) Shared Dispositive Power - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person BENEFICIAL OWNERSHIP OF ALL SHARES IS DISCLAIMED BY GENERAL ELECTRIC COMPANY. - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares* / / - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) NOT APPLICABLE (SEE 11 ABOVE) - ------------------------------------------------------------------------------- (14) Type of Reporting Person* CO - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 6 of 9 Pages --- --- This Amendment No. 1 (this "Amendment") relates to the Statement on Schedule 13D, dated June 26, 1998 (as so amended, the "Statement"), filed with the Securities and Exchange Commission (the "SEC") on behalf of CFE, Inc., a Delaware corporation ("CFE"), General Electric Capital Corporation, a New York corporation ("GECC"), General Electric Capital Services, Inc., a Delaware corporation ("GECS"), and General Electric Company, a New York corporation ("GE" and, together with GECS, GECC and CFE, the "Reporting Persons") with respect to the Common Stock, par value $.01 per share (the "Common Stock"), and Series C Convertible Preferred Stock, par value $.01 (the "Series C Preferred," and collectively with the Common Stock, the "Securities"), of Kaynar Technologies Inc., a Delaware corporation ("Kaynar"). ITEM 2. IDENTITY AND BACKGROUND Item 2(f) of the Statement is hereby amended to read in its entirety as follows: (f) To the knowledge of the Reporting Persons, all their respective officers and directors are U.S. citizens, except that (i) Paolo Fresco, a director of GE, is an Italian citizen, (ii) Claudio Gonzalez, a director of GE, is a Mexican citizen, (iii) Andrea Jung, a director of GE, is a Canadian citizen, (iv) G.S. Malm, an executive officer of GE, is a Swedish citizen, (v) Kaj Ahlmann, an executive officer and director of GECS, is a Danish citizen and (vi) Nigel Andrews, an executive officer of GECS and GECC and a director of GECS and GECC, is a citizen of the United Kingdom. ITEM 4. PURPOSE OF TRANSACTION Item 4 of the Statement is hereby amended to add the following: On December 26, 1998, CFE and GECC entered into a Voting and Option Agreement (the "Voting Agreement") with The Fairchild Corporation, a Delaware corporation ("Fairchild"), and Dah Dah, Inc., a Delaware corporation and wholly owned subsidiary of Fairchild ("Purchaser"). A copy of the Voting Agreement is incorporated by reference as Exhibit 1 hereto; the description of the Voting Agreement here and in Item 6 is qualified in its entirety by reference to such Exhibit. Pursuant to the Voting Agreement, CFE agrees to vote (and GECC agrees to cause to be voted) all Securities beneficially owned by CFE in favor of the merger of Purchaser with and into Kaynar (the "Merger"), as contemplated by that certain Agreement and Plan of Reorganization, dated as of December 26, 1998, by and among Fairchild, Purchaser and Kaynar (the "Merger Agreement") and in favor of other transactions contemplated by the Merger Agreement, and against any competing acquisition proposal or other agreements that would impede or prevent the Merger. The Merger Agreement is filed with the SEC as Exhibit 2.1 to Fairchild's Current Report on Form 8-K dated December 26, 1998. Page 7 of 9 Pages --- --- The Voting Agreement also grants an option (the "Option") to Fairchild to purchase all, but not less than all, of the Securities owned by CFE at a price per share of $28.75 in cash. The Option becomes exercisable 60 days after the Merger Agreement is terminated and certain other conditions are met. Except as set forth above, none of the Reporting Persons has any plans or proposals which relate to or would result in the types of transactions set forth in subparagraphs (a) through (j) of Item 4. ITEM 5. INTEREST IN SECURITIES OF ISSUER Item 5(b) of the Statement is hereby amended to read in its entirety as follows: (b) CFE has the sole power to vote or direct the voting of Common Stock (including Common Stock issuable upon conversion of the Series C Preferred). As described in Item 4, CFE has agreed to vote in favor of the Merger and against any competing acquisition proposals or other agreements that would impede or prevent the Merger. In addition, CFE has agreed, subject to certain exceptions, not to transfer any of the Securities or convert any of the Series C Preferred without the prior written consent of Fairchild. Except as described in Item 5(b), none of the Reporting Persons, nor to the best of their knowledge, any of their executive officers or directors, presently has the power to vote or to direct the vote or to dispose or direct the disposition of any of the Securities which they may be deemed to beneficially own. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO THE SECURITIES OF THE ISSUER Item 6 of the Statement is hereby amended to add the following: The Voting Agreement requires CFE to vote for the Merger and against any competing proposal to acquire Kaynar or any action that would impede, frustrate prevent or nullify the Voting Agreement or result in any of the conditions to the Merger set forth in the Merger Agreement not being fulfilled. Moreover, the Voting Agreement contains agreements by CFE and GECC to certain restrictions on their ability to transfer Securities, to grant any proxy or enter into any voting agreement or otherwise restrict their ability to perform their obligations under the Voting Agreement. The Option granted pursuant to the Voting Agreement may be exercised, in whole but not in part, by Fairchild at any time on or after the date which is 60 days following a termination (with certain exceptions) of the Merger Agreement and the satisfaction of certain other conditions. Fairchild's right to exercise the Option terminates, with certain exceptions, on the earliest to occur of (i) the consummation of the Merger, (ii) the termination of the Merger Page 8 of 9 Pages --- --- Agreement pursuant to Section 7.1(g) thereof, (iii) the termination of the Merger Agreement by mutual consent of Kaynar and Fairchild, (iv) the termination of the Merger Agreement by Fairchild as a result of a material breach by Kaynar of its representations and warranties in Article II of the Merger Agreement and (v) August 31, 1999. It is a condition precedent to Fairchild's purchase of the Securities that Fairchild and Purchaser have complied with Section 3 of the Stockholders Agreement. The Stockholders Agreement is filed with the SEC as Exhibit 1 to the Reporting Persons' Statement on Schedule 13D, dated June 26, 1998. Item 7 of the Statement is hereby amended to read in its entirety as follows: ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Exhibit 1: The Voting Agreement is incorporated into this Statement by reference to Exhibit 99.1 of Fairchild's Current Report on Form 8-K dated December 26, 1998. Exhibit 2: Joint Filing Agreement by and among GE, GECS, GECC and CFE dated June 26, 1998. Schedule I. Directors and Executive Officers of CFE Schedule II. Directors and Executive Officers of GECC Schedule III. Directors and Executive Officers of GECS Schedule IV. Directors and Executive Officers of GE CUSIP No. 486605108 Page 9 of 9 Pages --------- --- --- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. December 31, 1998 CFE, INC. a Delaware corporation By: /s/ Preston H. Abbott ---------------------------- Preston H. Abbott Vice President & Secretary GENERAL ELECTRIC CAPITAL CORPORATION a New York corporation By: CFE, INC. a Delaware corporation By: /s/ Preston H. Abbott ---------------------------- Preston H. Abbott Vice President & Secretary GENERAL ELECTRIC CAPITAL SERVICES, INC. a Delaware corporation By: CFE, INC. a Delaware corporation By: /s/ Preston H. Abbott ---------------------------- Preston H. Abbott Vice President & Secretary GENERAL ELECTRIC COMPANY a New York corporation By: CFE, INC. a Delaware corporation By: /s/ Preston H. Abbott ---------------------------- Preston H. Abbott Vice President & Secretary EX-2 2 EXHIBIT 2 EXHIBIT 2 AGREEMENT REGARDING JOINT FILING Pursuant to Securities and Exchange Commission Regulation 240.13d-1(k)(1), the undersigned persons agree that a statement may be filed on behalf of each of the undersigned persons by CFE, Inc. with respect to the Common Stock, par value $.01 per share, and the Series C Convertible Preferred Stock, par value $.01 per share, issued by Kaynar Technologies Inc. Further, each of the undersigned agrees that CFE, Inc., by any of its duly elected officers, shall be authorized to sign from time to time on behalf of the undersigned, any amendments to this Schedule 13D or any statements on Schedule 13G relating to Kaynar Technologies Inc. which may be necessary or appropriate from time to time. Dated: June 26, 1998 CFE, INC. a Delaware corporation By: /s/ Michael A. Gaudino ------------------------------ Michael A. Gaudino President: GENERAL ELECTRIC CAPITAL CORPORATION a New York corporation By: /s/ Michael A. Gaudino ------------------------------ Michael A. Gaudino Vice President GENERAL ELECTRIC CAPITAL SERVICES, INC. a Delaware corporation By: /s/ Nancy E. Barton ------------------------------ Nancy E. Barton Senior Vice President GENERAL ELECTRIC COMPANY a New York corporation By: /s/ Michael A. Gaudino ------------------------------ Michael A. Gaudino Executive Officer SCHEDULE I TO SCHEDULE 13D CFE, INC. DIRECTORS AND EXECUTIVE OFFICERS - ------------------------------------------------------------------------------- PRESENT PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- DIRECTORS - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- Michael A. Gaudino 201 High Ridge Road Director Stamford, CT 06927 - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- OFFICERS - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- Michael A. Gaudino 201 High Ridge Road President Stamford, CT 06927 - ------------------------------------------------------------------------------- J. Gordon Smith 201 High Ridge Road Vice President Stamford, CT 06927 - ------------------------------------------------------------------------------- Peter C. Keenoy 201 High Ridge Road Vice President Stamford, CT 06927 - ------------------------------------------------------------------------------- Murry K. Stegelmann 201 High Ridge Road Vice President Stamford, CT 06927 - ------------------------------------------------------------------------------- Preston H. Abbott 201 High Ridge Road Vice President and Stamford, CT 06927 Secretary - ------------------------------------------------------------------------------- Jeffrey L. Hyde 201 High Ridge Road Vice President - Taxes Stamford, CT 06927 - ------------------------------------------------------------------------------- Joseph T. Cassidy 201 High Ridge Road Vice President - Taxes Stamford, CT 06927 - ------------------------------------------------------------------------------- SCHEDULE II TO SCHEDULE 13D GENERAL ELECTRIC CAPITAL CORPORATION DIRECTORS AND EXECUTIVE OFFICERS - ------------------------------------------------------------------------------- PRESENT PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- DIRECTORS - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- Nigel D.T. Andrews General Electric Capital Executive Vice President Corporation General Electric Capital 260 Long Ridge Road Corporation Stamford, CT 06927 - ------------------------------------------------------------------------------- Nancy E. Barton General Electric Capital Senior Vice President, Corporation General Counsel 260 Long Ridge Road and Secretary Stamford, CT 06927 General Electric Capital Corporation - ------------------------------------------------------------------------------- James R. Bunt General Electric Company Vice President and 3135 Easton Turnpike Controller Fairfield, CT 06431 General Electric Company - ------------------------------------------------------------------------------- David M. Cote General Electric President and Chief Appliances Executive Officer Appliance Park General Electric Louisville, KY 40225 Appliances - ------------------------------------------------------------------------------- Dennis D. Dammerman General Electric Company Senior Vice President - 3135 Easton Turnpike Finance Fairfield, CT 06431 and Chief Financial Officer General Electric Company - ------------------------------------------------------------------------------- Benjamin W. Heineman, General Electric Company Senior Vice President, Jr. 3135 Easton Turnpike General Counsel Fairfield, CT 06431 and Secretary General Electric Company - ------------------------------------------------------------------------------- Jeffrey R. Immelt General Electric Medical President and Chief Systems Executive Officer 3000 N. Grandview General Electric Medical Boulevard Systems Waukesha, WI 53188 - ------------------------------------------------------------------------------- W. James McNerney, GE Aircraft Engines President and Chief Jr. One Neumann Way Executive Officer Cincinnati, OH 45215-6301 GE Aircraft Engines - ------------------------------------------------------------------------------- John H. Myers GE Investment Corporation Chairman and President 3003 Summer Street GE Investment Corporation Stamford, CT 06904 - ------------------------------------------------------------------------------- Robert L. Nardelli General Electric Company President and Chief One River Road Executive Officer Schenectady, NY 12345 GE Power Systems - ------------------------------------------------------------------------------- SCHEDULE II TO SCHEDULE 13D GENERAL ELECTRIC CAPITAL CORPORATION DIRECTORS AND EXECUTIVE OFFICERS - ------------------------------------------------------------------------------- PRESENT PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION - ------------------------------------------------------------------------------- Denis J. Nayden General Electric Capital President and Chief Corporation Operating Officer 260 Long Ridge Road General Electric Capital Stamford, CT 06927 Corporation - ------------------------------------------------------------------------------- Michael A. Neal General Electric Capital Executive Vice President Corporation General Electric Capital 260 Long Ridge Road Corporation Stamford, CT 06927 - ------------------------------------------------------------------------------- James A. Parke General Electric Capital Senior Vice President - Corporation Finance 260 Long Ridge Road General Electric Capital Stamford, CT 06927 Corporation - ------------------------------------------------------------------------------- John M. Samuels General Electric Company Vice President and Senior 3135 Easton Turnpike Counsel - Fairfield, CT 06431 Corporate Taxes General Electric Company - ------------------------------------------------------------------------------- Edward D. Stewart General Electric Capital Executive Vice President Corporation General Electric Capital 1600 Summer Street Corporation Stamford, CT 06927 - ------------------------------------------------------------------------------- John F. Welch, Jr. General Electric Company Chairman and Chief 3135 Easton Turnpike Executive Officer Fairfield, CT 06431 General Electric Company - ------------------------------------------------------------------------------- Gary C. Wendt General Electric Capital Chairman and Chief Corporation Executive Officer 260 Long Ridge Road General Electric Capital Stamford, CT 06927 Corporation - ------------------------------------------------------------------------------- SCHEDULE II TO SCHEDULE 13D GENERAL ELECTRIC CAPITAL CORPORATION DIRECTORS AND EXECUTIVE OFFICERS - ------------------------------------------------------------------------------- PRESENT PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- OFFICERS - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- Gary C. Wendt General Electric Capital Chairman of the Board Corporation and Chief Executive 260 Long Ridge Road Officer Stamford, CT 06927 - ------------------------------------------------------------------------------- Denis J. Nayden General Electric Capital President and Chief Corporation Operating Officer 260 Long Ridge Road Stamford, CT 06927 - ------------------------------------------------------------------------------- Nigel D. T. Andrews General Electric Capital Executive Vice President Corporation 260 Long Ridge Road Stamford, CT 06927 - ------------------------------------------------------------------------------- Michael A. Neal General Electric Capital Executive Vice President Corporation 260 Long Ridge Road Stamford, CT 06927 - ------------------------------------------------------------------------------- Edward D. Stewart General Electric Capital Executive Vice President Corporation 260 Long Ridge Road Stamford, CT 06927 - ------------------------------------------------------------------------------- Nancy E. Barton General Electric Capital Senior Vice President, Corporation General Counsel 260 Long Ridge Road and Secretary Stamford, CT 06927 - ------------------------------------------------------------------------------- James A. Colica General Electric Capital Senior Vice President Corporation Global Risk Management 260 Long Ridge Road Stamford, CT 06927 - ------------------------------------------------------------------------------- Michael D. Fraizer General Electric Capital Senior Vice President Corporation Insurance/Investment 6604 West Broad Street Products Taylor Building Richmond, VA 23230 - ------------------------------------------------------------------------------- Robert L. Lewis General Electric Capital Senior Vice President Corporation Structured Finance Group 1600 Summer Street, 6th Floor Stamford, CT 06905 - ------------------------------------------------------------------------------- SCHEDULE II TO SCHEDULE 13D GENERAL ELECTRIC CAPITAL CORPORATION DIRECTORS AND EXECUTIVE OFFICERS - ------------------------------------------------------------------------------- PRESENT PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION - ------------------------------------------------------------------------------- OFFICERS - ------------------------------------------------------------------------------- James A. Parke General Electric Capital Senior Vice President Corporation Finance 260 Long Ridge Road Stamford, CT 06927 - ------------------------------------------------------------------------------- Lawrence J. Toole General Electric Capital Senior Vice President Corporation Human Resources 260 Long Ridge Road Stamford, CT 06927 - ------------------------------------------------------------------------------- Jeffrey S. Werner General Electric Capital Senior Vice President Corporation Corporate Treasury and 201 High Ridge Road Global Funding Operation Stamford, CT 06927 - ------------------------------------------------------------------------------- SCHEDULE III TO SCHEDULE 13D GENERAL ELECTRIC CAPITAL SERVICES, INC. DIRECTORS AND EXECUTIVE OFFICERS - ------------------------------------------------------------------------------- PRESENT PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- DIRECTORS - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- Kaj Ahlmann Employers Reinsurance Executive Vice President Corp. General Electric Capital 5200 Metcalf Services, Inc. Overland Park, KS 66201 President and Chief Operating Officer Employers Reinsurance Corp. - ------------------------------------------------------------------------------- Nigel D.T. Andrews General Electric Capital Executive Vice President Corporation General Electric Capital 260 Long Ridge Road Corporation Stamford, CT 06927 - ------------------------------------------------------------------------------- James R. Bunt General Electric Company Vice President and 3135 Easton Turnpike Comptroller Fairfield, CT 06431 General Electric Company - ------------------------------------------------------------------------------- David M. Cote General Electric President and Chief Appliances Executive Officer Appliance Park General Electric Louisville, KY 40225 Appliances - ------------------------------------------------------------------------------- Dennis D. Dammerman General Electric Company Senior Vice President - 3135 Easton Turnpike Finance Fairfield, CT 06431 General Electric Company - ------------------------------------------------------------------------------- Benjamin W. Heineman, General Electric Company Senior Vice President, Jr. 3135 Easton Turnpike General Counsel Fairfield, CT 06431 and Secretary General Electric Company - ------------------------------------------------------------------------------- Jeffrey R. Immelt General Electric Medical President and Chief Systems Executive Officer 3000 N. Grandview General Electric Medical Boulevard Systems Waukesha, WI 53188 - ------------------------------------------------------------------------------- W. James McNerney, GE Aircraft Engines President and Chief Jr. One Neumann Way Executive Officer Cincinnati, OH 45215-6301 GE Aircraft Engines - ------------------------------------------------------------------------------- John H. Myers GE Investment Corporation Chairman and President 3003 Summer Street GE Investment Corporation Stamford, CT 06904 - ------------------------------------------------------------------------------- SCHEDULE III TO SCHEDULE 13D GENERAL ELECTRIC CAPITAL SERVICES, INC. DIRECTORS AND EXECUTIVE OFFICERS - ------------------------------------------------------------------------------- PRESENT PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION - ------------------------------------------------------------------------------- Robert L. Nardelli General Electric Company President and Chief One River Road Executive Officer Schenectady, NY 12345 GE Power Systems - ------------------------------------------------------------------------------- Denis J. Nayden General Electric Capital President and Chief Corporation Operating Officer 260 Long Ridge Road General Electric Capital Stamford, CT 06927 Corporation - ------------------------------------------------------------------------------- Michael A. Neal General Electric Capital Executive Vice President Corporation General Electric Capital 260 Long Ridge Road Corporation Stamford, CT 06927 - ------------------------------------------------------------------------------- John M. Samuels General Electric Company Vice President and Senior 3135 Easton Turnpike Counsel Fairfield, CT 06431 Corporate Taxes General Electric Company - ------------------------------------------------------------------------------- Edward D. Stewart General Electric Capital Executive Vice President Corporation General Electric Capital 260 Long Ridge Road Corporation Stamford, CT 06927 - ------------------------------------------------------------------------------- John F. Welch, Jr. General Electric Company Chairman and Chief 3135 Easton Turnpike Executive Officer Fairfield, CT 06431 General Electric Company - ------------------------------------------------------------------------------- Gary C. Wendt General Electric Capital Chairman of the Board, Services, Inc. President and Chief 260 Long Ridge Road Executive Officer Stamford, CT 06927 General Electric Capital Services, Inc. - ------------------------------------------------------------------------------- SCHEDULE III TO SCHEDULE 13D GENERAL ELECTRIC CAPITAL SERVICES, INC. DIRECTORS AND EXECUTIVE OFFICERS - ------------------------------------------------------------------------------- PRESENT PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- OFFICERS - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------ Gary C. Wendt General Electric Capital Chairman, President and Services, Inc. Chief Executive Officer 260 Long Ridge Road General Electric Capital Stamford, CT 06927 Services, Inc. - ------------------------------------------------------------------------------- Kaj Ahlmann Employers Reinsurance Executive Vice President Corp. General Electric Capital 5200 Metcalf Services, Inc. Overland Park, KS 66201 President and Chief Operating Officer Employers Reinsurance Corp. - ------------------------------------------------------------------------------- Nigel D.T. Andrews General Electric Capital Executive Vice President Corporation See Schedule II 260 Long Ridge Road Stamford, CT 06927 - ------------------------------------------------------------------------------- Denis J. Nayden General Electric Capital President and Chief Corporation Operating Officer 260 Long Ridge Road See Schedule II Stamford, CT 06927 - ------------------------------------------------------------------------------- Michael A. Neal General Electric Capital Executive Vice President Corporation See Schedule II 260 Long Ridge Road Stamford, CT 06927 - ------------------------------------------------------------------------------- Edward D. Stewart General Electric Capital Executive Vice President Corporation See Schedule II 260 Long Ridge Road Stamford, CT 06927 - ------------------------------------------------------------------------------- Nancy E. Barton General Electric Capital Senior Vice President, Corporation General Counsel and 260 Long Ridge Road Secretary Stamford, CT 06927 See Schedule II - ------------------------------------------------------------------------------- James A. Parke General Electric Capital Senior Vice President Corporation Finance 260 Long Ridge Road See Schedule II Stamford, CT 06927 - ------------------------------------------------------------------------------- Lawrence J. Toole General Electric Capital Senior Vice President Corporation Human Resources 260 Long Ridge Road See Schedule II Stamford, CT 06927 - ------------------------------------------------------------------------------- SCHEDULE III TO SCHEDULE 13D GENERAL ELECTRIC CAPITAL SERVICES, INC. DIRECTORS AND EXECUTIVE OFFICERS - ------------------------------------------------------------------------------- PRESENT PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION - ------------------------------------------------------------------------------- Jeffrey S. Werner General Electric Capital Senior Vice President, Corporation Corporate Treasury and 201 High Ridge Road Global Funding Operation Stamford, CT 06927 See Schedule II - ------------------------------------------------------------------------------- SCHEDULE IV TO SCHEDULE 13D GENERAL ELECTRIC COMPANY DIRECTORS AND EXECUTIVE OFFICERS - ------------------------------------------------------------------------------- PRESENT PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- DIRECTORS - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- J.I. Cash, Jr. Harvard Business School Professor of Business Baker Library 187 Administration - Graduate Soldiers Field School of Business Boston, MA 02163 Administration Harvard University - ------------------------------------------------------------------------------- S.S. Cathcart 222 Wisconsin Avenue Retired Chairman, Suite 103 Illinois Tool Works Lake Forest, IL 60045 - ------------------------------------------------------------------------------- D.D. Dammerman General Electric Company Vice Chairman of the Board, 3135 Easton Turnpike Senior Vice Fairfield, CT 06431 President-Finance, General Electric Company - ------------------------------------------------------------------------------- P. Fresco Fiat SpA Chairman of the Board, via Nizza 250 Fiat SpA 10126 Torino, Italy - ------------------------------------------------------------------------------- C.X. Gonzalez Kimberly-Clark de Mexico, Chairman of the Board and S.A. de C. V. Chief Executive Officer Jose Luis Lagrange 103, Kimberly-Clark de Mexico Tercero Piso S.A. de C.V. Colonia Los Morales Mexico, D.F. 11510, Mexico - ------------------------------------------------------------------------------- Andrea Jung Avon Products, Inc. President and Chief 1345 Avenue of the Operating Officer, Americas Avon Products, Inc. New York, NY 10105 - ------------------------------------------------------------------------------- G.G. Michelson Federated Department Former Member of the Stores Board of Directors 151 West 34th Street Federated Department Stores New York, NY 10001 - ------------------------------------------------------------------------------- E.F. Murphy General Electric Company Vice Chairman of the Board 3135 Easton Turnpike and Executive Officer Fairfield, CT 06431 General Electric Company - ------------------------------------------------------------------------------- SCHEDULE IV TO SCHEDULE 13D GENERAL ELECTRIC COMPANY DIRECTORS AND EXECUTIVE OFFICERS - ------------------------------------------------------------------------------- PRESENT PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION - ------------------------------------------------------------------------------- S. Nunn King & Spalding Partner, King & Spalding 191 Peachtree Street, N.E. Atlanta, GA 30303 - ------------------------------------------------------------------------------- J.D. Opie General Electric Company Vice Chairman of the Board 3135 Easton Turnpike and Executive Officer Fairfield, CT 06431 General Electric Company - ------------------------------------------------------------------------------- R.S. Penske Penske Corporation Chairman of the Board and 13400 Outer Drive, West President Detroit, MI 48239-4001 Penske Corporation - ------------------------------------------------------------------------------- F.H.T. Rhodes Cornell University President Emeritus 3104 Snee Building Cornell University Ithaca, NY 14853 - ------------------------------------------------------------------------------- A.C. Sigler Champion International Retired Chairman of the Corporation Board, Chief 1 Champion Plaza Executive Officer and Stamford, CT 06921 Former Director Champion International Corporation - ------------------------------------------------------------------------------- D.A. Warner III J.P. Morgan & Co., Inc., Chairman of the Board, & Morgan Guaranty Trust President, and Chief Co. Executive Officer 60 Wall Street J.P. Morgan & Co. New York, NY 10260 Incorporated and Morgan Guaranty Trust Company - ------------------------------------------------------------------------------- J.F. Welch, Jr. General Electric Company Chairman of the Board and 3135 Easton Turnpike Chief Executive Officer Fairfield, CT 06431 - ------------------------------------------------------------------------------- SCHEDULE IV TO SCHEDULE 13D GENERAL ELECTRIC COMPANY DIRECTORS AND EXECUTIVE OFFICERS - ------------------------------------------------------------------------------- PRESENT PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- EXECUTIVE OFFICERS - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- J.F. Welch, Jr. General Electric Company Chairman of the Board and 3135 Easton Turnpike Chief Executive officer Fairfield, CT 06431 - ------------------------------------------------------------------------------- P.D. Ameen General Electric Company Vice President and 3135 Easton Turnpike Comptroller Fairfield, CT 06431 - ------------------------------------------------------------------------------- J.R. Bunt General Electric Company Vice President and 3135 Easton Turnpike Treasurer Fairfield, CT 06431 - ------------------------------------------------------------------------------- D.L. Calhoun General Electric Company Senior Vice President Nela Park GE Lighting Cleveland, OH 44122 - ------------------------------------------------------------------------------- W.J. Conaty General Electric Company Senior Vice President 3135 Easton Turnpike Human Resources Fairfield, CT 06431 - ------------------------------------------------------------------------------- D.M. Cote General Electric Company Senior Vice President 3135 Easton Turnpike GE Appliances Fairfield, CT 06431 - ------------------------------------------------------------------------------- D.D. Dammerman General Electric Company Vice Chairman of the Board 3135 Easton Turnpike and Senior Vice President - Fairfield, CT 06431 Finance - ------------------------------------------------------------------------------- L.S. Edelheit General Electric Company Senior Vice President P.O. Box 8 Corporate Research and Schenectady, NY 12301 Development - ------------------------------------------------------------------------------- B.W. Heineman, Jr. General Electric Company Senior Vice President, 3135 Easton Turnpike General Counsel and Fairfield, CT 06431 Secretary - ------------------------------------------------------------------------------- J.R. Immelt General Electric Company Senior Vice President P.O. Box 414 GE Medical Systems Milwaukee, WI 53201 - ------------------------------------------------------------------------------- SCHEDULE IV TO SCHEDULE 13D GENERAL ELECTRIC COMPANY DIRECTORS AND EXECUTIVE OFFICERS - ------------------------------------------------------------------------------- PRESENT PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION - ------------------------------------------------------------------------------- G.S. Malm General Electric Company Senior Vice President 3135 Easton Turnpike Asia Fairfield, CT 06431 - ------------------------------------------------------------------------------- W.J. McNerney, Jr. General Electric Company Senior Vice president 1 Neumann Way GE Aircraft Engines Cincinnati, OH 05215 - ------------------------------------------------------------------------------- E.F. Murphy General Electric Company Vice Chairman of the Board 3135 Easton Turnpike and Executive Officer Fairfield, CT 06431 - ------------------------------------------------------------------------------- R.L. Nardelli General Electric Company Senior Vice President 1 River Road GE Power Systems Schenectady, NY 12345 - ------------------------------------------------------------------------------- R.W. Nelson General Electric Company Vice President 3135 Easton Turnpike Corporate Financial Fairfield, CT 06431 Planning and Analysis - ------------------------------------------------------------------------------- J.D. Opie General Electric Company Vice Chairman of the Board 3135 Easton Turnpike and Executive Officer Fairfield, CT 06431 - ------------------------------------------------------------------------------- G.M. Reiner General Electric Company Senior Vice President, 3135 Easton Turnpike Chief Information Officer Fairfield, CT 06431 - ------------------------------------------------------------------------------- J.G. Rice General Electric Company Vice President, 2901 East Lake Road GE Transportation Systems Erie, PA 16531 - ------------------------------------------------------------------------------- G.L. Rogers General Electric Company Senior Vice President 1 Plastics Avenue GE Plastics Pittsfield, MA 01201 - ------------------------------------------------------------------------------- L.G. Trotter General Electric Company Senior Vice President 41 Woodward Avenue GE Industrial Systems Plainville, CT 06062 - ------------------------------------------------------------------------------- -----END PRIVACY-ENHANCED MESSAGE-----