-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UBCDO4w921L8IqV+SB2r/LX0HUgmDkOklEnZL0wf6K4CH5XWspKCqa0gKHwIX9n+ AwA0FAlPzfTTeo2Ojhbjmw== 0000950134-02-001900.txt : 20020415 0000950134-02-001900.hdr.sgml : 20020415 ACCESSION NUMBER: 0000950134-02-001900 CONFORMED SUBMISSION TYPE: 10-Q/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VARI L CO INC CENTRAL INDEX KEY: 0000917173 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 060678347 STATE OF INCORPORATION: CO FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 10-Q/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-23866 FILM NUMBER: 02569851 BUSINESS ADDRESS: STREET 1: 4895 PEORIA STREET CITY: DENVER STATE: CO ZIP: 80239 BUSINESS PHONE: 3033711560 MAIL ADDRESS: STREET 1: 11101 EAST 51ST AVENUE CITY: DENVER STATE: CO ZIP: 80239 10-Q/A 1 d94843a1e10-qa.txt AMENDMENT NO. 1 TO FORM 10-Q SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A AMENDMENT NO. 1 QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarter Ended Commission File No. 0-23866 December 31, 2001 VARI-L COMPANY, INC. ------------------------------------------------------- (Exact name of Registrant as specified in its charter.) Colorado 06-0679347 - ------------------------ ------------------------------------ (State of Incorporation) (I.R.S. Employer identification No.) 4895 Peoria Street Denver, Colorado 80239 ---------------------------------------- (Address of principal executive offices) (303) 371-1560 ---------------------------------------------------- (Registrant's telephone number, including area code) Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15 (d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No ----- ----- The number of shares outstanding of each of the issuer's classes of common stock, as of December 31, 2001: Class of Securities Outstanding Securities ------------------- ---------------------- $0.01 par value 7,128,723 shares Common shares VARI-L COMPANY, INC. December 31, 2001 CORRECTION OF TYPOGRAPHICAL ERROR IN ITEM 2, MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATION We incorporate by reference herein Item 2. Management's Discussion and Analysis of Financial Condition and Results of Operation for the Registrant's Report on Form 10-Q for the quarterly period ended December 31, 2001 as filed with the Commission, except for the second paragraph of Results of Operation for the Six Months Ended December 31, 2001 Compared to the Six Months ended December 31, 2000 -- Net Loss and Loss per Share, in which a typographical error was made by referencing a three month period instead of six month period for proforma net income. Results of Operation for the Six Months Ended December 31, 2001 Compared to the Six Months ended December 31, 2000 * * * * Net Loss and Loss per Share * * * * For the six months ended December 31, 2000, the net loss was $211,000, or $0.03 per share. Excluding the impact of stock compensation, which is a non-cash charge and expenses relating to accounting restatements (which management believes are not indicative of continuing operating expenses) net income for the six months ended December 31, 2000 would have been $2.1 million or $0.30 per share (basic and diluted). 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. VARI-L COMPANY, INC. Date: March 7, 2002 By: /s/ Richard P. Dutkiewicz ---------------------- ----------------------------------------- Richard P. Dutkiewicz, Vice President of Finance and Chief Financial Officer 3 -----END PRIVACY-ENHANCED MESSAGE-----