-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VakH4Rn+C3rOhOF8sxmq775HU9NJU5YoGxV3BtYO5n0ZIUY5z4Lx3NFRKfBVUJ4x zVrWuMzRtTp9lT45N9HrPw== 0001209191-08-019019.txt : 20080318 0001209191-08-019019.hdr.sgml : 20080318 20080318193631 ACCESSION NUMBER: 0001209191-08-019019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060331 FILED AS OF DATE: 20080318 DATE AS OF CHANGE: 20080318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLACKROCK FINANCIAL MANAGEMENT INC CENTRAL INDEX KEY: 0000917129 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13937 FILM NUMBER: 08697686 BUSINESS ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: BLACKROCK FINANCIAL MANAGEMENT L P DATE OF NAME CHANGE: 19940106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANTHRACITE CAPITAL INC CENTRAL INDEX KEY: 0001050112 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 133978906 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127545560 MAIL ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: ANTHRACITE MORTGAGE CAPITAL INC DATE OF NAME CHANGE: 19971121 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-03-31 0 0001050112 ANTHRACITE CAPITAL INC AHR 0000917129 BLACKROCK FINANCIAL MANAGEMENT INC 40 EAST 52ND STREET NEW YORK NY 10022 1 0 0 1 Manager Common Stock 2008-03-14 4 C 0 5793 0.00 D 748278 D Common Stock 2008-03-14 4 J 0 2127 A 750405 D Restricted Stock Unit 2006-03-31 4 J 0 17652 0.00 D 2007-06-30 2009-06-30 Common Stock 17652 17652 D Restricted Stock Unit 2006-03-31 4 J 0 100027 0.00 D 2008-03-31 2008-03-31 Common Stock 100027 100027 D Restricted Stock Unit 2007-03-27 4 J 0 156040 0.00 D 2008-06-30 2010-06-30 Common Stock 156040 156040 D Restricted Stock Unit 2007-03-27 4 J 0 58148 0.00 D 2009-03-27 2009-03-27 Common Stock 58148 58148 D Restricted Stock Unit 2006-06-06 4 E 0 270 0.00 A 2007-06-30 2009-06-30 Common Stock 270 17382 D Restricted Stock Unit 2007-07-02 4 E 0 420 0.00 A 2007-06-30 2009-06-30 Common Stock 420 16962 D Restricted Stock Unit 2007-07-02 4 E 0 2502 0.00 A 2008-06-27 2010-06-30 Common Stock 2502 153538 D Restricted Stock Unit 2007-08-14 4 E 0 1567 0.00 A 2008-06-27 2010-06-30 Common Stock 1567 151971 D Restricted Stock Unit 2008-03-14 4 C 0 5793 0.00 D 2007-06-30 2009-06-30 Common Stock 5793 11169 D The Manager granted Restricted Stock Units in respect of shares of the Company's common stock to certain employees of the Manager under the BlackRock Inc. Involuntary Deferred Compensation Plan. Each Restricted Stock Unit is payable by delivery of a share of Company common stock or the cash value thereof. Shares of Company common stock withheld by the Manager to satisfy the Restricted Stock Unit holder's tax withholding obligations arising from the conversion of Restricted Stock Units, calculated based on the closing price of the Company's common stock on March 13, 2008 ($6.29). 1-for-1 Vests one-third on each of the first, second and third anniversaries of June 30, 2006. Vests one-third on each of the first, second and third anniversaries of June 30, 2007. These RSUs were automatically cancelled pursuant to their terms when the holder thereof ceased to be an employee of the Manager. Signed on behalf of BlackRock Financial Management, Inc. by Richard M. Shea, Managing Director /s/ Richard M. Shea 2008-03-18 -----END PRIVACY-ENHANCED MESSAGE-----